Zafar I. Anjum. Zafar I. Anjum MSc, CFE, CII, MICA, Int. Dip. (Fin. Crime) CRI Group Chief Executive Officer MESSAGE FROM THE CEO

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2 IN 2018, BRIBERY AND CORRUPTION STILL THREATEN ORGANISATIONS WORLDWIDE Zafar I. Anjum MSc, CFE, CII, MICA, Int. Dip. (Fin. Crime) CRI Group Chief Executive Officer MESSAGE FROM THE CEO OBJECTIVE OF THE EVENT Our goal at ABAC Summit 2019 Islamabad, Pakistan is to provide an impactful program that enables you to gain invaluable training in the distinct areas of due diligence, internal controls and compliance issues, and learn about the latest resources and solutions to detect and combat bribery and corruption within the organization. It s both a challenging and exciting time to work in the anti-bribery and anti-corruption business. From a global perspective, more and more organizations are waking up to the fact that corruption -- in its many forms -- can imperil operations, jeopardize sales, affect morale and negatively impact public perception. We re at a crossroads now where organizational awareness and forceful action are just beginning to outpace corrupt practices. And while the fight will most likely never be completely won, our industry is starting to make a concerted effort to forge inroads in the battle for transparency and good governance. Nowhere is that more prevalent than right here in Pakistan, a country whose Transparency International corruption perception index ranking has decreased steadily over the past several years, thanks to effective anti-corruption programs, increased awareness, and ever-stringent enforcement measures. But the battle rages on as both the public and private sectors work around the many local, regional and global challenges that inhibit organizations from strengthening accountability and countering corruption. Among those many challenges are adherence to an evergrowing list of laws and regulations -- both here and throughout the region -- by which we as compliance, legal and corporate professionals must abide. Add to that list the complexities in establishing a culture of compliance, the many facets of risk management, and establishing a framework for addressing corruption, and one can surely agree that creating a sound, effective anti-bribery anti-corruption program remains an uphill battle. CRI Group, through its globally recognized Anti-Bribery Anti-Corruption Centre of Excellence (ABAC ), is pleased to host this Summit in a concerted effort to address the many challenges you face as professionals. Through a daylong forum which includes highly informative work sessions, group discussions, Q&A periods and plenary sessions, our goal is to provide you with the most up-to-date information and education designed to guide you through the complexities of your job. And we re very thankful to have such noted speakers and highly regarded industry experts to lead the charge. I hope you ll consider joining us on January 29th, and look forward to seeing you in Islamabad. Sincerely, Zafar I. Anjum

3 SUMMIT OVERVIEW Today s leaders no longer simply view anti-bribery and corruption programs solely from the standpoint of regulatory enforcement. That view of compliance has been coupled to include safeguarding the brand and protecting the organization s reputation. But the complex global regulatory landscape -- and increased enforcement of current and new regulations -- still ranks very high in the minds of those tasked with successfully carrying out anti-bribery and anti-corruption programs. CRI Group s 3rd Anti-Bribery & Anti-Corruption Summit - Pakistan brings together likeminded experts from around the region to Islamabad, Pakistan in a forum designed to address the ever-changing complex world of compliance regulations and requirements, while offering proven strategies, tactics, and best-practices to conquer the many challenges you face in your role as risk manager, compliance, legal or management professional. You ll hear discussions on such wide-ranging topics as international regulatory frameworks; establishing an ethics and compliance culture; bribery risk management; and current legislation affecting anti-corruption enforcement efforts. We ll transition from an international scope to spotlight anti-corruption efforts in Pakistan, where systematic corruption remains a substantial obstacle in both the public and private sectors. We ll delve into concepts, laws, and regulations driving Pakistan s anti-corruption enforcement efforts, and examine the effectiveness of the country s National Accountability Bureau (NAB). We ll even discuss a strategic framework for maintaining Pakistan s GSP+ status. And through it all, you ll have many opportunities to share your thoughts and ideas with industry professionals, ask questions to our panel of experts and go head-to-head some of the best minds in the business. It is our firm objective to equip you with real-world practical insight on innovations in compliance, best-practice risk mitigation strategies and the latest industry updates you need to effectively wade through today s rapidly changing and fast-evolving anti-bribery and anti-corruption landscape. BENEFITS TO ATTENDEES As a participant at the ABAC Summit, you ll have an opportunity to learn directly from a wealth of regional and global experts who will share firsthand knowledge related to topics, trends, challenges and solutions that affect your job, impact your industry and can have lasting effects on your organization. In addition to highly informative plenary sessions, you ll be able to participate in one-onone dialogues with industry experts, compliance officials and regulatory agents whose job is to implement monitoring and management systems to detect, prevent and respond to corruption in Pakistan and worldwide. Register now at to attend the one-day networking event to expand your knowledge of Anti-bribery and Anti-corruption solutions, International compliance and Risk mitigation strategies. Meet the key Legal, Compliance and Risk management experts from the top 100 Pakistani companies, Government bodies and International chambers.

4 OUR SPEAKER PANEL DRAGO KOS - KEYNOTE SPEAKER Chairman of Anti-Bribery Working Group at Organization for Economic Co-Operation & Development Drago Kos is the Chairman of the OECD Working Group on Bribery in International Business Transactions, Co- Chair of the Defence Corruption Monitoring Committee in Ukraine and advisor to the Kosovo Anti-Corruption Agency. He used to be International Commissioner and Chair of the Joint Independent Anti-Corruption Monitoring and Evaluation Committee (MEC) in Afghanistan. DR KM LOI Vice-Chairman of ISO/PC 278 (ISO 37001:2016), Co-convenor of ISO/TC 309 WG2 (ISO Handbook) Dr KM Loi, has been appointed as the Vice Chair of ISO/PC 278, a Project Committee which was responsible for the design and development of ISO 37001:2016 Anti-Bribery Management System (ABMS) standard. With a long-standing background in anti-corruption work since 2000, he has served as Deputy President ( ) and Secretary-General ( ) of Transparency International Malaysia and a Vice Chair of UNCAC Coalition ( ). He is also a certified ISO 37001:2016 Tutor and Lead Auditor. He has been involved in ISO standard development since 1995 and represented Malaysia as an expert in ISO/TC 176 (ISO 9001-QMS); ISO/TC 207 (ISO EMS); ISO/TMB/WG Social Responsibility (ISO 26000). He has also attended an Advanced Training program in Total Quality Management under SIDA programme (Sweden). FAISAL ANWAR Independent Consultant/Advisor & Trainer Faisal Anwar is a senior banking professional with diverse experience spanning over 30 years with top-notch multinational banks, i.e., RBS, ABN AMRO, Bank of America, and HBL as well as a newly established MDB, ECO Trade & Development Bank, at its headquarters in Istanbul, Turkey. He has held top management positions such as Executive Director & COO-Pakistan for ABN AMRO and RBS, and CCO & Head of Global Compliance Group at HBL, the largest bank of Pakistan. Since leaving HBL in Dec, 2016 he is engaged in providing independent consultancy/advisory and training & development services to banks and other organizations. Key themes that run across the assignments that Faisal has handled include: compliance accountability & management; ORM; ethical compliance including market conduct, business code of conduct; design & implementation of policies & procedures; corporate governance. MUHAMMAD ASLAM KHATTAK Task Force Commander to frame Security SOPs for PPECA Major (Retired) Muhammad Aslam Khattak got commissioned in Pakistan Army in the year October 1988 and got retired in September 2013 thus rendering 25 years of meritorious Service, as an Infantry Officer. Major Aslam got employed in Khyber Pakhtunkhwa Oil & Gas Company Limited (KPOGCL), in May 2014, as Assistant Manager Administration & Security. Major Aslam further promoted as Manager Administration & Security and later on as Deputy General Manager Administration & Security, KPOGCL. He, as well, proved himself as an excellent Administrative & Security Officer, even at a National Level as lately Pakistan Petroleum Exploration & Production Companies (PPEPCA - a consortium of 24 x Foreign & Domestic Companies, operative, in Pakistan) has appointed him as a Task Force Commander to frame Security SOPs for PPECA, for their adoption / practice in the whole country. With his sublime devotion, honesty and dedication to duty he is expected to do further well for the Province and the Country.

5 OUR SPEAKER PANEL UZAIR AHMED Certification Manager at ABAC Center of Excellence Uzair Ahmed is an Industrial Engineer, having an MBA in Industrial Management with majors in Energy and Environment management. He has more than 7 years experience in working with various Industries and Certification Bodies. He has performed more than 1200 third- and second-party Audits and has spent more than 400 hours training in different industries. Uzair has experience in Auditing industrial sectors like Oil and Gas, Pharma, Shipping, Food, Engineering, Refinery, Hospitality etc. He is an approved Lead Auditor in various standards including ISO 9001, ISO 14001, OHSAS 18001, ISO 30301, SA 8000, ISO 26000, ISO 21500, SEDEX. Uzair has achieved an International Certificate of Anti-Corruption with Merit by International Compliance Association. He is also involved in different Engineering Universities in Pakistan for conducting Final Year Engineering Project Assessments. Using his education, experience and exposure, Uzair is serving the society and helping to fight corruption and bribery. SHAUZAB ALI Commissioner Securities Exchange Commission of Pakistan SECP (Specialized Companies Division, Securities Market Division, Anti-Money Laundering Department, IT&TD, Information Security Department and International Relations Department) Mr. Shauzab Ali is a chartered accountant with more than 25 years of professional experience in the banking and non-banking financial sector focusing on public policy and finance, development finance, capital markets, corporate and investment banking, portfolio management and financial management. He has held senoir management positions in the Asian Development Bank, Allied Bank, Standard Chartered bank and Lahore Stock Exchange. Under his leadership, SECP notified the Securities and Exchange Commission of Pakistan Anti Money Laundering and Countering Financing of Terrorism Regulations, 2018 in June 2018 and guidelines in September 2018 in line with the Financial Action Task Force (FATF) Recommendations, which are mandatory to adopt for Pakistan as a member of the Asia Pacific Group (APG) on Money Laundering. He also has the oversight over implementation of FATF action plan under the International Cooperation Review Group and ongoing mutual evaluation for AML/ CFT compliance for Pakistan by the APG. MR. IRFAN NAEEM MANGI Director General National Accountability Bureau NAB Mr. Mangi holds corporate and economic crime investigation experience of 14 years before joining the National Accountability Bureau NAB and also honored with three gold medals over investigative performance. He bagged the first position both in the Sindh Public Service Commission and the Federal Public Service Commission More than 25 years of service in the provincial and federal governmental sectors. Mr. Mangi has expertise in probing white-collar crime, financial crime, and fraud investigations. Working in National Accountability Bureau NAB since 2004 in various capacities as Additional Director and presently posted as Director General NAB Rawalpindi, Punjab, Pakistan.

6 AGENDA 8:30 9: REGISTRATION Introductory Speech Mr. Zafar Anjum, Group CEO of CRI Group Presentation Dr. KM Loi, Vice-Chairman of ISO/PC 278 (ISO 37001:2016), Co-convenor of ISO/TC 309 WG2 (ISO Handbook) (ISO Handbook) COFFEE BREAK Presentation Mr. Shauzab Ali Commissioner Securities Exchange Commission of Pakistan Keynote speech Mr. Drago Kos, Chairman of Anti-Bribery Working Group at OECD Presentation Mr. Irfan Naeem Mangi Director General NAB Rawalpndi Presentation Major Muhammad Aslam Khattak Deputy General Manager Security & Administration Khyber Pakhtunkhwa Oil & Gas Company Open for Partners LUNCH Presentation Mr. Uzair Ahmed Certification Manager at ABAC Center of Excellence Panel Discussion By all speakers NETWORKING & REFRESHMENTS THE 3 rd ANTI-BRIBERY & ANTI-CORRUPTION SUMMIT 2019 Marriott Hotel 29th January 2019 Islamabad, Pakistan WHO SHOULD ATTEND? CEOs and CFOs Chief Legal Officers Chief Compliance Officers In-house Counsels Compliance Managers Lawyers and Auditors Heads of Procurement Other officers responsible for Compliance and Anti-Corruption EVENT REGISTRATION MR SAAD ULLAH T: M: E: Saad.ullah@CRIGroup.com ALL ATTENDEES PKR GROUP DISCOUNT Receive 20% off if 3 or more people register from the same company post the early bird registration.

7 SESSION DESCRIPTIONS SPOTLIGHT ON ANTI-BRIBERY AND ANTI-CORRUPTION IN PAKISTAN: CONCEPTS, LAWS AND REGULATIONS The state of corruption in Pakistan is an everpresent topic, discussed on city streets, over the airwaves of local and national media, and in the halls of government. From awareness campaigns that reach the country s youth, and established accountability bureaus, to stringent new laws addressing bribery and corruption, we ll shed light on the latest initiatives, laws and regulations that are designed to inform, deter and punish bad actors. PROSPECTS OF SPECIFIC LEGISLATION FOR CORPORATE CORRUPTION AND SETTING THE TONE AT THE TOP A STRATEGIC FRAMEWORK FOR UPHOLDING PAKISTAN S GSP+ STATUS Several efforts are being implemented to strengthen Pakistan s anti-corruption framework to comply with the requirements and conventions under which GSP+ has been granted. We ll take an in-depth look at legislative changes and the anti-corruption awareness campaign targeting the country s youth and discuss how these initiatives are playing a role in advocating for good governance. Creating a culture of compliance throughout the organization begins at the top, and proper corporate governance ensures that risks are understood, managed, and, when appropriate, communicated. This session is designed to assist participants in establishing an ironclad anti-bribery, anti-corruption management system that demonstrates leadership and commitment at the top, provides adequate resources needed for an effective system, communicates the importance of the ABAC policy throughout the organization, and works flawlessly in detecting and preventing corruption at all levels, both within and outside the organization. BRIBERY RISK MANAGEMENT Bribery and corruption threats appear to grow more complex by the day, making this topic a very hot issue within the global executive realm. Top management finally realizes that the risks are vast and ever-present, and that their organizations will suffer greatly if they fail to properly manage those risks. In this session, we ll examine how organizations can mitigate the many risks -- including fines, penalties, sanctions, civil liability and reputational harm -- that are associated with non-compliance with ABAC laws and regulations. NATIONAL AND INTERNATIONAL REGULATORY FRAMEWORK Throughout the world, anti-corruption authorities are increasingly cooperating across borders in a concerted effort to bring corrupt actors to justice. The increasingly complex nature of international regulations is becoming more difficult to navigate and enforcement is on the rise. In this session, we ll update enforcement actions under the local and regional legislation, international acts including UK Bribery Act, U.S. Foreign Corrupt Practices Act (FCPA), SAPIN II (France) and others.

8 SESSION DESCRIPTIONS NATIONAL ACCOUNTABILITY AND NAB EFFECTIVENESS Pakistan s National Accountability Bureau (NAB) has adopted a strong Accountability for All policy designed to eradicate corruption nationwide. NAB Chairman Justice Javed Iqbal has recently reported that complaints, inquiries and investigations have nearly doubled in the past year, demonstrating widespread trust and acceptance in the policy. BRIBERY / CORRUPTION CASE STUDIES In this session, we ll delve into the latest bribery and corruption headlines from around the world and receive expert commentary on how such crimes were perpetrated, the actors involved, the effect on the organization and how the organization could have detected and prevented the crime from being committed. In this session, we ll review the NAB s monitoring and evaluation system and discuss how effective the Bureau has become in enhancing its operational, monitoring and evaluation capabilities, and the impact the program has had on the nation s public and private sectors. ETHICS AND COMPLIANCE CULTURE To maintain a powerful presence in the global marketplace, organizations now must demonstrate a culture that shuns corruption while meeting a wide range of ethics and compliance requirements, both on a local and international scale. The challenges to managing compliance and ethics-related risks are becoming increasingly more complex, primarily affected by changing organizational business structures, varying geographic locations of operations, revisions to legal and regulatory frameworks, and control over enforcement of the management system. This session will provide well thought out strategies to design and implement strong and effective ethics and compliance practices by examining the internal capacities of the organization and what s needed to deploy frameworks and tools that ensure proper and timely communication of existing and potential ethics and compliance matters. CPEC DISCUSSION GROUPS Considered to be a game changer for Pakistan s ailing economy, the China-Pakistan Economic Corridor (CPEC) involves a collection of large-scale infrastructure projects currently under construction throughout the county using $46 billion in China investments allocated to projects encompassing mining, infrastructure, textiles, energy and industry. And while this planned economic corridor is considered central to China-Pakistan relations, the mega-project has spurred a set of crises involving fiscal irresponsibility on the government side, opacity in information sharing, and corruption on both ends of the partnership, which continues to push project costs higher by the day.

9 KNOW THE FACTS Worldwide corporate corruption continues to disrupt socio-economic progress in developing nations. From multi-national companies to highranking government officials, the tentacles of corruption reach far and wide. Corruption weakens governments, fuels organized crime, stifles economic growth, and discourages development. The cost of corruption can have a devastating effect on any business and its stakeholders, from a damaged corporate image, devalued stock, negative public perception, costly legal challenges and even incarceration of corporate directors. Organizations are finding it increasingly difficult to navigate the complex web of multijurisdictional laws and regulations related to anti-bribery and anti-corruption practices. RD JOIN US AT THE 3 ANTI-BRIBERY & ANTI-CORRUPTION SUMMIT 2019 Islamabad, Pakistan Register today at AntiCorruptionSummit.co.uk ABOUT CRI GROUP Corporate Research and Investigations Limited CRI Group is a Global Leader in Risk, Compliance and Anti-Corruption Management Systems. Since the year 1990, CRI Group has safeguarded businesses from fraud and corruption, providing employee background screening, investigative due diligence, third-party risk management, compliance and other professional investigative research services. In 2018, CRI Group has been granted accreditation by the Emirates International Accreditation Center - EIAC (formerly known as Dubai Accreditation Center - DAC) for the scope of ISO 37001:2016 Anti-Bribery Management System Conformity Assessment Body. The accreditation is the first of its kind awarded to a certification body specializing in global anti-bribery and anti-corruption, risk and compliance standards, providing expert lead auditor and internal auditor training through its highly regarded Anti-Bribery Anti-Corruption (ABAC ) Centre of Excellence. info@crigroup.com UK UAE QATAR PAKISTAN SINGAPORE MALAYSIA CHINA USA CANADA BRAZIL