GENE M. GROSSMAN. Curriculum Vitae

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1 GENE M. GROSSMAN Curriculum Vitae Office Address: Department of Economics 300 Fisher Hall Princeton University Princeton, NJ Tel: (609) Fax: (609) WWW: Place and Date of Birth: New York, New York - December 11, 1955 Citizenship: United States of America Education: Yale University, , B.A. (Summa Cum Laude), Economics, May, Massachusetts Institute of Technology, , Ph.D., Economics, June, Primary Employment: The Jacob Viner Professor of International Economics, Princeton University, present. Professor of Economics and International Affairs, Princeton University, present. Chair, Department of Economics, 2002 present. Director, International Economics Section, Princeton University, present. Acting Director, International Finance Section, Princeton University, Associate Professor of Economics and International Affairs, Princeton University, Assistant Professor of Economics and International Affairs, Princeton University,

2 Honors and Fellowships: Phi Beta Kappa B.A. Summa Cum Laude, Yale University Distinction in Economics Major, Yale University M.I.T. Graduate Scholarship, September June 1978 Alfred P. Sloan Foundation Research Fellowship, September September 1988 Richard A. Lester Preceptorship, July June 1987 Harry G. Johnson Prize, Canadian Economic Association, 1985 Daeyang Prize in Economics, King Sejong University, 1987 Yavor Prize, Horowitz Institute for Developing Countries (Jointly with Elhanan Helpman), 1989 The Jacob Viner Professor of International Economics, Chair granted by Princeton University, 1992 Fellow of the Econometric Society, Elected in 1992 John S. Guggenheim Memorial Foundation Fellowship, Sept June 1994 Fellow, American Academy of Arts and Sciences, Elected in 1997 William H. Riker Best Book Award, Political Economy Section, American Political Science Association, 2001 Temporary Appointments: Visiting Scholar, CERAS, Ecole Nationale des Ponts et Chaussées, Honorary Profesor, City University of Hong Kong, Visiting Professor, City University of Hong Kong, Visiting Scholar, Economic Policy Research Unit (EPRU), Copenhagen Business School, Visiting Professor, Institut d Economie Industrielle, Université des Sciences Sociales de Toulouse, 1998 STICERD Distinguished Visitor, London School of Economics, 1997 Visiting Professor, Laboratoire d'economie Quantitative d'aix-marseille, Universite d'aix-marseille II, Les Milles, France, 1994 Visiting Professor, Universita Commerciale L. Bocconi, Milan Italy, 1994

3 -3- Visiting Fellow, Incenzo Gasparini Institute of Economic Research, Milan Italy, 1994 Visiting Professor, Department of Economics, University of Pennsylvania, 1992 Visiting Professor in the B.T. Rocca, Jr. Chair in International Trade, School of Business Administration, University of California-Berkeley, Visiting Scholar from Abroad, Institute for Monetary and Economic Studies, Bank of Japan, Visiting Fellow, Institute for Advanced Studies, Hebrew University of Jerusalem, Visiting Fellow, Institute for International Economic Studies, University of Stockholm, 1983, 1986, 1993, Visiting Lecturer, Department of Economics, Tel Aviv University, Summer Intern, International Finance Division, Board of Governor of The Federal Reserve System, Summer, Research Economist, Office of Foreign Economic Research, International Labor Affairs Bureau, U.S. Department of Labor, Summer, Research Grants: National Science Foundation, "Direct Foreign Investment and the Theory of the Firm, " co-principal investigator with Jonathan Eaton, July December National Science Foundation, "Technological Competition and International Trade," co-principal investigator with Carl Shapiro, July December United States - Israel Binational Science Foundation, "Theory of International Trade and Factor Movements with Country-Specific Uncertainty," co-principal investigator with Assaf Razin, July July National Science Foundation, "Issues of Industrial Organization in International Trade," co-principal investigator with Carl Shapiro, July December National Science Foundation, "Trade, Innovation and Growth," co-principal investigator with Elhanan Helpman, July December United States-Israel Binational Science Foundation, "Trade, Innovation and Growth," co-principal investigator with Elhanan Helpman, September August Pew Charitable Trusts, "Trade Policy and Long-Run Economic Growth," co-principal investigator with Elhanan Helpman, September August National Science Foundation, "Trade, Growth, and Technology," co-principal investigator with Elhanan Helpman, July December The Ford Foundation, "Trade, Growth, and the Environment," co-principal investigator with Alan B.

4 -4- Krueger, July December National Science Foundation, "The Political Economy of International Trade Relations," co-principal investigator with Elhanan Helpman, July December United States-Israel Binational Science Foundation, "The Political Economy of International Trade Relations," co-principal investigator with Elhanan Helpman, September August National Science Foundation, "The Political Economy of International Trade Relations," (Accomplishment-Based Renewal) co-principal investigator with Elhanan Helpman, July June United States-Israel Binational Science Foundation, "Politics and Trade Policy, " co-principal investigator with Elhanan Helpman, September August National Science Foundation, "The Internationalization of Economic Activity," co-principal investigator with Elhanan Helpman, July June National Science Foundation, "Organization and Trade," co-principal investigator with Elhanan Helpman, July 2002 June United States-Israel Binational Science Foundation, "Organizations and Trade," co-principal investigator with Elhanan Helpman, September August Other Professional Activities: Research Associate, National Bureau of Economic Research, 1981-present. Research Fellow, Center for Economic Policy Research, London, present. Advisory Board, Institute for International Economic Studies, Stockholm, present. Reporter, The American Law Institute Project on Principles of Trade Law, 2002 present. Program Committee, International Economics Association Thirteenth World Congress, Executive Committee, American Economic Association, Executive Committee, International Economic Association, Member, Search Committee, for Editor of American Economic Review, 2000 Program Committee, American Economic Association Winter Meetings, Program Committee, Econometric Society Winter Meetings, Member, Council on Foreign Relations Study Group on Middle East Trade Options, 2000.

5 -5- Research Associate, Center for Japan-US Business and Economic Studies, Leonard N. Stern School of Business, New York University, Associate Editor, Review of International Economics, present. Editorial Board, Journal of Economic Growth, present. Board of Associate Editors, Economics and Politics, present. Associate Editor, German Economic Review, present. Senior Adviser, Brookings Trade Policy Forum, present. Board of Contributing Editors, Abstracts of Working Papers in Economics, 1984-present. Associate Editor, Quarterly Journal of Economics, Editorial Board, European Journal of Political Economy, Editorial Board, American Economic Review, Associate Editor, Journal of International Economics, Associate Editor, Journal of Economic Perspectives, Editorial Board, Journal of International Trade and Economic Development, Panel Member, Economic Policy, Member of Advisory Panel in Economics, National Science Foundation, Term Member, Council on Foreign Relations, National Science Foundation Task Force on Trends in the World Economy and their Impact on the Global Environment, Program Committee, Econometric Society Winter Meetings, 1991 and Book Review Editor, Journal of International Economics, Consultant, O.E.C.D. Development Centre, Consultant, O.E.C.D., Economics and Statistics Department, Consultant, World Bank, Trade Policy Division, 1988, Consultant, World Bank, Operations Evaluation Department, , 1988, Consultant, U.S. Department of Labor, International Labor Affairs Bureau, , , ,

6 -6- World Bank - UNCTAD Panel of Experts on Non-tariff Barriers to International Trade, Consultant, Federal Trade Commission, Bureau of Economics, Consultant, U.S. Department of Commerce, Industry and Trade Administration, Office of International Economic Research, Affiliations: American Economic Association American Academy of Arts and Sciences Publications: Books Authored: Innovation and Growth in the Global Economy (with Elhanan Helpman), MIT Press, Cambridge MA and London UK, (Japanese Translation published in 1998 by Soubunsha Publisher, Tokyo.) Reflections on Regionalism (with Jaime Serra, Guillermo Aguilar, José Córdoba, Carla Hills, John Jackson, Julius Katz, Pedro Noyola and Michael Wilson), Carnegie Endowment for International Peace, Special Interest Politics (with Elhanan Helpman), MIT Press, Cambridge MA and London UK, Interest Groups and Trade Policy (with Elhanan Helpman), Princeton University Press, Princeton NJ and Oxford UK, Books Edited: Essays in Development Economics, vol. l: Wealth and Poverty, collected papers of Jagdish Bhagwati, Basil Blackwell, Oxford UK, Essays in Development Economics, vol. 2: Development and Interdependence, collected papers of Jagdish Bhagwati, Basil Blackwell, Oxford UK, Imperfect Competition and International Trade, MIT Press, Cambridge MA and London UK, The Handbook of International Economics, vol. 3 (ed. with Kenneth Rogoff), North Holland, Amsterdam, Economic Growth: Theory and Evidence, vol. 1, Edward Elgar Publishing, Hants UK, Economic Growth: Theory and Evidence, vol. 2, Edward Elgar Publishing, Hants UK, 1996.

7 -7- The Political Economy of Trade Policy: Papers in Honor of Jagdish Bhagwati (ed. with Robert C. Feenstra and Douglas A. Irwin), MIT Press, Cambridge MA., Journal Articles and Chapters in Books: "Alternative Border Tax Policies," Journal of World Trade Law, vol. 12, no. 5, September/October "Border Tax Adjustments: Do They Distort Trade," Journal of International Economics, vol. 10, no. 1, February "The Theory of Domestic Content Protection and Content Preference," Quarterly Journal of Economics, vol. 96, no. 4, November, "Offshore Assembly Provisions and The Structure of Protection," Journal of International Economics, vol. 12, no. 3/4, May, "Import Competition from Developed and Developing Countries," The Review of Economics and Statistics, vol. 64, no. 2, May, "A Theory of Factor Mobility," (with Carl Shapiro), Journal of Political Economy, vol. 90, no. 5, October, "Trade and Protection with Multi-Stage Production" (with Avinash Dixit), Review of Economic Studies, vol. 49, no. 4, October, "Union Wages, Temporary Layoffs and Seniority," American Economic Review, vol. 73, no. 3, June, "Partially Mobile Capital: A General Approach to Two-Sector Trade Theory," Journal of International Economics, vol. 15, no. 2, August, "Plea Bargaining and Social Welfare" (with Michael L. Katz), American Economic Review, vol. 73, no. 4, September "Informative Advertising with Differentiated Products," (with Carl Shapiro), Review of Economic Studies, vol. 51, no. l, January, "International Capital Movements Under Uncertainty," (with Assaf Razin), Journal of Political Economy, vol. 92, no. 2, April, "The Gains From International Factor Movements," Journal of International Economics, vol. 17, no. 1/2, August "International Competition and the Unionized Sector," Canadian Journal of Economics, vol. 17, no. 3, August "International Trade, Foreign Investment, and the Formation of the Entrepreneurial Class," American Economic Review, vol. 74, no. 4, September 1984.

8 -8- Publications (continued): "The Pattern of Trade in a Ricardian Model with Country-Specific Uncertainty" (with Assaf Razin), International Economic Review, vol. 26, no. 1, February "Strategic Trade Policy: A Survey of Issues and Early Analysis," (with J. David Richardson), Princeton Special Papers in International Economics, no. 15, March "Tariffs as Insurance: Optimal Commercial Policy When Domestic Markets are Incomplete" (with Jonathan Eaton), Canadian Journal of Economics, vol. 18, no. 2, May "Direct Foreign Investment and the Choice of Technique Under Uncertainty" (with Assaf Razin), Oxford Economic Papers, vol. 37, no. 4, December "Trade Policy Formulation," chapter 4 in World Bank in Pakistan: Review of a Relationship, , World Bank Report No. 6048, Operations Evaluation Department, January "Strategic Export Promotion: A Critique," in P. R. Krugman (ed.), Strategic Trade Policy and the New International Economics, M.I.T. Press, "Optimal Trade and Industrial Policy Under Oligopoly," (with Jonathan Eaton), Quarterly Journal of Economics, vol. 101, no. 2, May "Normative Issues Raised by International Trade in Technology Services" (with Carl Shapiro), in R. M. Stern (ed.), Trade and Investment in Services: Canada/U.S. Perspectives, University of Toronto Press, "Imports as a Cause of Injury: The Case of the U.S. Steel Industry," Journal of International Economics, vol. 121, no. 3/4, May "Research Joint Ventures: An Antitrust Analysis," (with Carl Shapiro), Journal of Law, Economics and Organization, vol. 2, no. 2, Fall "Optimal Dynamic R&D Programs," (with Carl Shapiro), Rand Journal of Economics, vol. 17, no. 4, Winter "Targeted Export Promotion with Several Oligopolistic Industries," (with Avinash K. Dixit), Journal of International Economics, vol. 21, no. 3/4, November "The Provision of Information as Marketing Strategy," (with Jonathan Eaton), Oxford Economic Papers (special issue on New Industrial Economics), vol. 38, no. 3, November "Dynamic R&D Competition," (with Carl Shapiro), Economic Journal, vol. 97, no. 386, June "The Employment and Wage Effects of Import Competition in the United States," Journal of International Economic Integration, Spring, "Foreign Counterfeiting of Status Goods," (with Carl Shapiro), Quarterly Journal of Economics, vol. 103, no. 412, February, 1988.

9 -9- Publications (continued): "Counterfeit-Product Trade," (with Carl Shapiro), American Economic Review, vol. 78, no. 1, March, "Infant-Industry Protection Reconsidered: The Case of Informational Barriers to Entry," (with Henrik Horn), Quarterly Journal of Economics, vol. 103, no. 415, November "Intellectual Property Rights and North-South Trade," (with Judith C. Chin), in R. Jones and A. Krueger (eds.), The Political Economy of International Trade Policy, Basil Blackwell, "Product Development and International Trade," (with Elhanan Helpman), Journal of Political Economy, vol. 97, no. 6, December "Import Competition and the Stock Market Return to Capital," (with James A. Levinsohn), American Economic Review, vol. 79, no. 5, December "Trade, Innovation and Growth," (with Elhanan Helpman), American Economic Review (Papers and Proceedings), vol. 80, no. 2, May "Promoting New Industrial Activities," OECD Economic Studies, no. 14, Spring "Comparative Advantage and Long-run Growth," (with Elhanan Helpman), American Economic Review, vol. 80, no. 4, September "Explaining Japan's Innovation and Trade: A Model of Quality Competition and Dynamic Comparative Advantage," BOJ Monetary and Economic Studies, vol. 8, no. 2, September "Quality Ladders in the Theory of Growth," with (Elhanan Helpman), Review of Economic Studies, vol. 58, no. 1, January "Growth and Welfare in a Small Open Economy," (with Elhanan Helpman), in E. Helpman and A. Razin (eds.), International Trade and Trade Policy, M.I.T. Press, "Quality Ladders and Product Cycles," (with Elhanan Helpman), Quarterly Journal of Economics, vol. 106, no. 425, May "Trade, Knowledge Spillovers and Growth," (with Elhanan Helpman), European Economic Review (Papers and Proceedings), vol. 35, no. 3, May "Endogenous Product Cycles," (with Elhanan Helpman), The Economic Journal, vol. 101, no. 407, September "Introduction," in G. M. Grossman (ed.), Imperfect Competition and International Trade, M.I.T Press, "Asset Bubbles and Endogenous Growth," (with Noriyuki Yanagawa), Journal of Monetary Economics, February "Hysteresis in the Trade Pattern," (with Elhanan Helpman), in W.J. Ethier et al., eds., Theory, Policy and Dynamics in International Trade: Essays in Honour of Ronald W. Jones, Cambridge University Press, 1993.

10 -10- Publications (continued): "Environmental Impacts of a North American Free Trade Agreement," (with Alan B. Krueger), in Peter Garber, ed., The Mexico-U.S. Free Trade Agreement, M.I.T Press, "Endogenous Innovation in the Theory of Growth," (with Elhanan Helpman), Journal of Economic Perspectives, vol.8, No.1, Winter "Protection for Sale," (with Elhanan Helpman), American Economic Review, vol. 84, no.4, September, "Pollution and Growth: What Do We Know?" in I.Goldin and A.Winters, eds., Sustainable Economic Development, Cambridge University Press, "Relaciones comerciales en la encrucijida" (Trade Relations at a Crossroads), Informacion Comerciale Espanola: Revista de Economia, no.736, December, "Economic Growth and the Environment," (with Alan B. Krueger), Quarterly Journal of Economics, May, "Trade Wars and Trade Talks," (with Elhanan Helpman), Journal of Political Economy, August "The Politics of Free Trade Agreements," (with Elhanan Helpman), American Economic Review, September 1995 "Technology and Trade," (with Elhanan Helpman), in G.Grossman and K.Rogoff, eds., Handbook of International Economics, vol.iii, North Holland, "Electoral Competition and Special Interest Politics," (with Elhanan Helpman), Review of Economic Studies, vol. 63, April "The Inverted-U: What Does it Mean?" (with Alan B. Krueger), Environment and Development Economics, February "Introduction," in G.M. Grossman (ed.), Economic Growth: Theory and Evidence, vols. 1 and 2, Edward Elgar Publishing, Hants UK, "Foreign Investment with Endogenous Protection," (with Elhanan Helpman), in R.Feenstra, G.Grossman, and D.Irwin, eds., The Political Economy of Trade Policy: Papers in Honor of Jagdish Bhagwati, MIT Press, "Rent Dissipation, Free Riding, and Trade Policy," (with Elhanan Helpman), European Economic Review, vol. 40, April "Common Agency and Coordination: General Theory and Application to Government Policy Making" (with Avinash Dixit and Elhanan Helpman), Journal of Political Economy, vol.105, August "Technological Determinants of Trade" (with Elhanan Helpman), in D.Cohen, ed., Contemporary Economic Issues Volume 3: Trade, Payments and Debt, MacMillan Publishing Company, 1998.

11 -11- Publications (continued): "Intergenerational Redistribution with Short-Lived Governments," (with Elhanan Helpman), Economic Journal, vol. 108, September, "Free Trade vs. Strategic Trade: A Peek into Pandora=s Box" (with Giovanni Maggi), in R.Sato, R.V.Ramachandran, and K.Mino, eds., Global Integration and Competition, Kluwer Academic Publishers, Boston/Dordrecht/London, "Competing for Endorsements" (with Elhanan Helpman), American Economic Review, vol.89, no. 3, June, "The Dynamics of Political Compromise" (with Avinash Dixit and Faruk Gul), Journal of Political Economy, vol. 108, no.3, June "Diversity and Trade" (with Giovanni Maggi), American Economic Review, vol 90, no. 5, December "Integration versus Outsourcing in Industry Equilibrium" (with Elhanan Helpman), Quarterly Journal of Economics, vol. 117, no.1, February "Outsourcing versus FDI in Industry Equilibrium" (with Elhanan Helpman), Journal of the European Economic Association, vol. 1, no.2, June 2003, "United States Imposition of Countervailing Duties on Certain Hot-Rolled Lead and Bismuth Carbon Steel Products Originating in the United Kingdom: Here Today, Gone Tomorrow? Privatization and the Injury Caused by Non-Recurring Subsidies" (with Petros C. Mavroidis), in H. Horn and P.C. Mavroidis, eds., The WTO Case Law of 2001, Cambridge University Press, "United States Section 110(5) of the Copyright Act, Resource to Aribratioin under Article 25 of the DSU: Would ve or Should ve: Impaired Benefits due to Copyright Infringement," (with Petros C. Mavroidis), in H. Horn and P.C. Mavroidis, eds., The WTO Case Law of 2001, Cambridge University Press, "Managerial Incentives and the International Organization of Production," (with Elhanan Helpman), Journal of International Economics, forthcoming "The Distribution of Talent and the Pattern and Consequences of International Trade," Journal of Political Economy, forthcoming, February Comments, Discussant's Remarks, etc.: "European Community Protection Against Manufactured Imports From Developing Countries: Comment," in Jagdish Bhagwati (ed.), Import Competition and Response, Chicago: University of Chicago Press, 1982.

12 -12- Publications (continued): "The Impact of Monopoly Pricing on the Lerner Symmetry Theorem: A Comment," (with Jonathan Eaton, William H. Kaempfer and Edward Tower), Quarterly Journal of Economics, vol. 98, no.3, August, "The Optimal Tariff for a Small Country Under International Price Uncertainty: A Comment," Oxford Economic Papers, vol. 37, no. 1, March "U.S. Direct Foreign Investment and Trade: Comment," in A. Erdilek (ed.), Multinationals as Mutual Invaders: Intraindustry Direct Foreign Investment, London: Croom Helm, "Trade and Industrial Policy Under Oligopoly: Reply to Csaplar and Tower," (with Jonathan Eaton), Quarterly Journal of Economics, vol. 103, no. 414, August "Trade Restraints, Intermediate Goods and World Market Conditions: Comment," in R.E. Baldwin (ed.), Trade Policy Issues and Empirical Analysis, University of Chicago Press for the N.B.E.R., "Getting Interventions Right: How South Korea and Taiwan Grew Rich; Comment," Economic Policy, vol.20, April "Dynamic Oligopolistic Pricing with Endogenous Change in Market Structure and Market Potential in an Epidemic Diffusion Model: Comment," in G. Silverberg and L. Soete, eds., The Economics of Growth and Technical Change, Edward Elgar Publishing, "Technology in Growth Theory: Comment,in J.C.Fuhrer and J.S.Little, eds., Technology and Growth: Conference Proceedings, Federal Reserve Bank of Boston, "Determinants of Bilateral Trade: Comment," in J.Frankel, ed., Regionalization of the World Economy, University of Chicago Press for the NBER, "In Search of Stolper-Samuelson Effects on U.S. Wages: Comment," in S.Collins, ed., Imports, Exports, and the American Worker, The Brookings Institution, "An Overview of the Modeling of the Choices and Consequences of U.S. Trade Policies: Discussant=s Remarks," in A.V.Deardorff and R.M.Stern, eds., Constituent Interests and U.S. Trade Policies, University of Michigan Press, "An Economic Approach to Sunset Reviews at the International Trade Commission: Comment on Boltuck and Kaplan," in R. Lawrence, ed., Brookings Trade Policy Forum, Washington DC: The Brookings Institution, Book Reviews: The Economics of 1992: The E.C. Commission Assessment of the Economics Effects of Completing the Internal Market by M. Emerson, M. Aujean, M. Catinat, P. Goybet and A. Jacquemin, in Journal of International Economics 28, May 1990.

13 -13- Publications (continued): Who's Bashing Whom? Trade Conflict in High-Technology Industries by Laura d'andrea Tyson, in Journal of Economic Literature, December Research Memoranda, Working Papers, Etc. International Trade Policies for Imperfectly Competitive Industries, Report to the U.S. Department of Labor, International Labor Affairs Bureau, November Economic Models of Counterfeiting (with Carl Shapiro), Report to the U.S. Department of Labor, International Labor Affairs Bureau, January "The Determinants of Pollution in U.S. Counties," (with Alan B. Krueger and James A. Laity), Discussion Paper in Economics No. 169, Woodrow Wilson School of Public and International Affairs, Princeton University. "Electoral Competition with Policy Compromise" (with Elhanan Helpman), Discussion Paper in Economics No. 181, Woodrow Wilson School of Public and International Affairs, Princeton University. "International Protection of Intellectual Property" (with Edwin Lai), Discussion Paper in Economics No. 213, Woodrow Wilson School of Public and International Affairs, Princeton University. "Outsourcing in a Global Economy" (with Elhanan Helpman), Discussion Paper in Economics No. 214, Woodrow Wilson School of Public and International Affairs, Princeton University.

GENE M. GROSSMAN. Curriculum Vitae

GENE M. GROSSMAN. Curriculum Vitae GENE M. GROSSMAN Curriculum Vitae Office Address: Department of Economics 300 Fisher Hall Princeton University Princeton, NJ 08544-1013 Tel: (609) 258-4823 Fax: (609) 258-1374 E-mail: grossman@princeton.edu

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