Customer Account Information Form

Transcription

1 Customer Account Information Form BDO Securities Corporation Trading Participant of the Philippine Stock Exchange Account Code Account PRIMARY ACCOUNT HOLDER Last First Middle Date of Birth (mm/dd/yyyy) Place of Birth TIN SSS / GSIS Status of Spouse Mother s Maiden Single Married Widow Separated Permanent Address Present Address Office Address Nationality A.C.R. No. (If applicable) of Attorney-in-fact (If applicable) Preferred Mailing Address Permanent Present Office Address Home Tel. No. Bus. Tel. No. Fax No. Mobile No. Business / Employer Nature of Business / Work Is Employer a broker / dealer? Yes No Officer, Director of an Exchange-listed company? Officer, Director or Shareholder of a Broker / Dealer? Yes No Yes No If yes, identify the company If yes, identify the Broker / Dealers and describe relationship BDO Settlement Account No. Mode of Delivery of Confirmation Fax Courier Source of Funds Business Employment Savings Others Investment Objective Speculation Growth Preservation of Capital Long-term Investment Annual Income Assets Net Worth Addressee of Confirmation (and Relationship to Client) Accounts with other Broker / Dealers Customer was referred by If opened and maintained by a representative, state name and address of beneficial owner. : Address: I/We hereby certify that the information given in this Customer Account Information Form is true and correct to the best of my knowledge. I/We have read and agree to be governed by the terms and conditions relative to this Account as enumerated in the following pages, as well as by the rules and regulations of the Philippine Stock Exchange, Securities and Exchange Commission, Bangko Sentral ng Pilipinas, the Anti-Money Laundering Council, the Bureau of Internal Revenue, and other appropriate government agencies. Please honor the following signature/s in the payment of funds or the transaction of other business on my/our account/s subject to the instructions given below. Conforme and Specimen Signatures: 1) Signature 2) Signature 4) Signature 5) Signature Individual Account Requirements: Please present at least two (2) valid Identification Documents (ID) and submit photocopies of the IDs presented. Passport Driver s License SSS GSIS Others For Discretionary Account: and Signature of Person/s Authorized to Exercise Discretion (Other Than Account Holder): 3) Signature 6) Signature Print Print Account Type Cash Discretionary Trading Margin Retail Corporate Employee Commission Rate How long known by Salesman / Bank Officer introducing Account Signatures verified by: Signature of Salesman Approved by Date Opened For BDO Securities Use Only 1. Articles of Incorporation (Certified True Copies) 2. By-Laws (Certified True Copies) 3. Notarized Secretary s Certificate on the board Resolution in opening a securities trading account and transacting with BDO Securities Corporation, and the signatories/authorized persons to transact Specimen Signature Corporate Account Requirements: 4. Two (2) valid ID s of the corporate secretary and the signatories/authorized persons to transact (Certified True Copies) 5. General Information Sheet (if applicable) 6. Sworn Statement as to the existence or non-existence of beneficial owners (if applicable) Specimen Signature

2 Account Code Account SECONDARY ACCOUNT HOLDER Last First Middle Date of Birth (mm/dd/yyyy) Place of Birth TIN SSS / GSIS Status of Spouse Mother s Maiden Single Married Widow Separated Permanent Address Present Address Office Address Nationality A.C.R. No. (If applicable) of Attorney-in-fact (If applicable) Preferred Mailing Address Permanent Present Office Address Home Tel. No. Bus. Tel. No. Fax No. Mobile No. Business / Employer Nature of Business / Work Is Employer a broker / dealer? Yes No Officer, Director of an Exchange-listed company? Yes No If yes, identify the company Officer, Director or Shareholder of a Broker / Dealer? Yes No If yes, identify the Broker / Dealers and describe relationship BDO Settlement Account No. Mode of Delivery of Confirmation Fax Courier Source of Funds Business Employment Savings Others Investment Objective Speculation Growth Preservation of Capital Long-term Investment Annual Income Assets Net Worth Addressee of Confirmation (and Relationship to Client) Accounts with other Broker / Dealers Customer was referred by TERTIARY ACCOUNT HOLDER Last First Middle Date of Birth Place of Birth TIN SSS / GSIS Status of Spouse Mother s Maiden Single Married Widow Separated Permanent Address Present Address Office Address Nationality A.C.R. No. (If applicable) of Attorney-in-fact (If applicable) Address Home Tel. No. Bus. Tel. No. Fax No. Mobile No. Business / Employer Nature of Business / Work Is Employer a broker / dealer? Yes No Officer, Director of an Exchange-listed company? Yes No If yes, identify the company Officer, Director or Shareholder of a Broker / Dealer? Yes No If yes, identify the Broker / Dealers and describe relationship BDO Settlement Account No. Mode of Delivery of Confirmation Fax Courier Source of Funds Business Employment Savings Others Investment Objective Speculation Growth Preservation of Capital Long-term Investment Annual Income Assets Net Worth Addressee of Confirmation (and Relationship to Client) Accounts with other Broker / Dealers Customer was referred by

3 Terms and Conditions I understand that BDO Securities Corporation (BDO SEC.) shall be acting as my Broker and Custodian in connection with my trading activities. I hereby consent and agree to the terms and conditions of BDO Securities Corporation in connection with its acting as my Broker and Custodian, as stated below. General Terms and Conditions: 1. Definitions: The following terms, when used in this document, shall mean: Agreement means this agreement between myself and BDO SEC., the Account Opening Form, and all other documents related thereto or executed pursuant to this agreement and the opening of my Account. BDO means the Banco De Oro, a universal banking corporation, a corporation organized and existing under laws of the Philippines. BDO SEC., You or Your means BDO Securities Corporation, a corporation organized and existing under the laws of the Philippines, and duly registered as a Broker / Dealer and in good standing with the SEC. Confirmation Notice means the Purchase and/or Sales Confirmation Notice, as the context may require. Me or I means the undersigned, as a client of BDO SEC. PCDI means the Philippine Central Depository, Inc., which provides the depository and settlement system used by the PSE for all securities transactions. PDIC means the Philippine Deposit Insurance Corporation. PDTC means Philippine Depository and Trust Corporation. PSE means the Philippines Stock Exchange, the official stock exchange in the Philippines. Php means the lawful currency of the Philippines. SEC means the Philippine Securities and Exchange Commission Securities means stock, shares, and other equity instruments, including warrants, options, related contracts, and other similar instruments, as well as bonds and other debt instruments, issued by a body corporate and which is listed in the PSE, except such instruments as BDO SEC. is allowed to trade or deal in under Philippine laws, rules and regulations. Securities Account means the securities trading account opened and maintained by the undersigned with BDO SEC. for purposes of affecting my securities transactions through BDO SEC. Services means the brokerage services the custodianship services and such other services as BDO SEC. may provide from time to time. Settlement Account means the bank account designated by me, into which theproceeds and payments of my transactions with BDO SEC. will be, if applicable, credited and debited by you. Trading Day means a day when the PSE is open for official trading transactions. Trading Line means the trading limit granted to me by BDO SEC., in its sole discretion, which allows me to purchase securities on credit. 2. Interpretation. Unless the context otherwise requires, (i) the provisions of this Agreement shall apply to both Cash and Trading Line Clients, (ii) words denoting the singular number shall include the plural and vice versa, and (iii) words denoting persons shall include individuals, corporations, partnerships,joint ventures, trust, unincorporated organizations and any political subdivision, agency or instrumentality. Headings used herein are for convenience only and are to be ignored in construing this Agreement. 3. Applicable Laws and Rules. I confirm and agree that all my orders for purchases or sales of securities shall be subject to the prevailing rules and regulations of the PSE or any exchange of which you are a member, the SEC, the PCD or such other Clearing House of the PSE, and such other relevant government or private entities. 4. Warranty of Information. I represent and warrant that all information provided by me pursuant to this Agreement (including the Account Opening Form) is true, complete and accurate. In case of any change in said information, I shall inform you in writing immediately. I also authorize you to conduct such credit or background checks to verify any information provided by me, and to ascertain my financial situation and investment objectives. 5. Capacity. I warrant that I have full power and authority to execute and enter into this Agreement, which shall constitute my legal, valid and binding obligation enforceable against me and the in accordance with these Terms and Conditions. I am in good standing under Philippine laws and possess all registrations, licenses, and permits necessary for the lawful conduct of my business. I have complied with all the necessary corporate and governmental approvals, orders, consents or authorizations for the transactions contemplated herein and for the valid execution, delivery, performance and enforceability of this Agreement and are be in full force and effect on the date of this Agreement. There is no provision in the Articles of Incorporation, By-Laws, or other constitutive documents, licenses or permits, no provision of any other agreement to which I am a party, or by which I or any of my properties may be bound, and no statute, rule, regulation, or any judgment, decree or order of any court or agency applicable to them would be contravened by the execution, delivery or performance of this Agreement. 6. Risk. I understand that the stock market is a rapidly changing market and there is an inherent risk of incurring losses in securities transactions, which I am willing to accept. Such losses, if any incurred pursuant to transactions contemplated herein, solely shall be on my account. For this reason, I hereby hold you free and harmless against, and I will indemnify you in case you are made responsible for, any and all costs, losses, damages, fines, penalties and taxes which may arise out of or in connection with your exercise of or failure to exercise your functions and power herein authorized (including without limitation, inconvenience, time lag in data transmission, delay or loss of use of your services hereunder), except those arising from fraud or gross negligence, and in the latter case, without responsibility for all damages except actual damages. In addition, I shall also hold you free and harmless against all losses, damages, or costs that result from any currency conversion connected with any of my transactions. 7. Compliance with Orders and Processes. You shall comply with all laws, writs or judicial or administrative orders, processes or regulations without any obligation to confirm or question the legality or constitutionality of such order, process or regulation. In the case of orders and processes, you shall be authorized to act on the basis of documents or copies which purport and which you, at your discretion, believe to be genuine without any duty to ascertain their authenticity. When you believe that you will be subjected to any claim or demand for taxes, or be required to comply with any law, order, process or regulation, you may withhold payment of any sums due me until you receive an order or a satisfactory ruling from administrative authorities or from the courts which would allow the release thereof under circumstances which in your opinion forecloses the possibility of liability attaching to you. For this purpose, you may, on my account, seek the assistance of any lawyer, accountant or other experts you may find necessary to determine your liability thereon. 8. Governing Law. The Agreement and deposits and withdrawals of securities pursuant hereto, shall be governed by and are subject to the laws of the Republic of the Philippines and applicable rules and regulations. 9. Venue. It is agreed that venue of action for any litigation arising from the Agreement shall exclusively be in the courts of the City of Makati, Philippines, any other venue of suit being waived. 10. Remedies. In the event of any dispute, controversy, action, suit, or proceeding out of or in connection with this Agreement, including but not limited to any falsity of any of my representations or warranties herein, or my failure to disclose any fact which under the circumstances they are obligated in good faith to disclose in relation to the transactions contemplated herein, or failure to settle any of my accounts, I shall compensate BDO SEC. for all expenses incurred by it to vindicate its right and interest, and for reasonable attorney's fees computed at the rate of twenty five percent (25%) of my unpaid accounts or the purchase price of the securities plus costs, but in no event shall such amount be less that fifty thousand pesos (P50,000.00). 11. No Waiver of Remedies. No failure or delay on your part in exercising any right, power or remedy accruing to you upon any breach or default by me under this Agreement shall impair any such right, power or remedy, nor shall it be construed as a waiver of any such breach or default thereafter occurring, nor shall a waiver of any single breach or default be deemed a waiver of any other breach or default therefore or thereafter occurring, nor shall any single or partial exercise of any such right or power preclude any other or further exercise thereof or the exercise of any other right or power hereunder. All remedies, either under this Contract or by law or otherwise afforded to you shall be cumulative and not alternative. No notice to or demand to me in any case shall entitle me to any other or further notice or demand in similar or other circumstances. No waiver, permit, consent or approval of any kind or character of any breach of any provision or condition of this Contract shall be effective unless in writing and signed by you. 12. Assignment. The benefit and burden of this Agreement is personal to me and shall not be assigned by me without your prior written consent. 13. No Insurance or Guarantee. Securities are not bank deposits or PDIC insured, are not obligations of nor guaranteed by BDO SEC and are subject to investment risks, including possible loss of the principal amount invested. 14. Special Power of Attorney. In every case provided or necessary in this Agreement, I hereby appoint you, your officers, employees, successors-in-interest and/or assigns, as well as any sub-agent, broker or attorney-in-fact you may appoint for those purposes, as my attorney-in-fact, with full power and authority to sign, execute and deliver such contracts, receipts or other documents, or otherwise perform other related acts for and in my behalf, including without limitation, the opening of a Settlement Account (if applicable), and the debiting thereof as hereunder provided. 15. Severability. In case any one or more of the provisions of this Agreement is invalid, illegal or unenforceable in any respect, the validity, legality and enforceability of the remaining provisions contained herein shall not in any way be affected or impaired. 16. Force Majeure. I agree that you, your directors, officers, employees and other representatives will not be liable for any delay of failure to perform any obligation on your part, or for any losses caused directly or indirectly by any conditions or circumstances over which you, your directors, officers, employees and other representatives do not have control, including but not limited to government restriction, exchange or market rulings, suspension of trading, failure of electronic or mechanical equipment or communication lines, telephone or other interconnections problems, unauthorized access, theft, war (whether declared or not), severe weather, earthquakes and strikes. 17. Free and Harmless. I shall indemnify and hold you, your officers, directors, employees and agents, free and harmless from any and all liabilities, claims, damages, suit of whatever nature arising or in connection with the Service, except in cases involving fraud, gross negligence or willful malfeasance on your part and any of your personnel or agents. 18. Notices. It is agreed that all communications relating to or in connection with this appointment, whether by mail, telegram, telephone, facsimile, electronic mail, messenger or otherwise, sent to me at the address appearing in your records shall constitute personal delivery to me; and that, in the event of my failure to notify you in writing of any change in address, all communications shall be directed to my last known address appearing in your records. It is further agreed hat all communications to such indicated address shall be conclusive on me as to their correctness, in the absence of any written objection from me within the applicable period. 19. Effectivity. This Agreement shall take effect upon the date of signing, as indicated below, and shall continue in full force and effect until terminated by me or BDO SEC. By giving the other at least fifteen (15) days prior written notice of termination. 20. Means of Obtaining Payment. You shall have the discretion to resort to any other means of obtaining payment of any amount due without affecting any of your right herein. All remedies, either under this Agreement or by law or otherwise afforded to you shall be cumulative and not alternative. 21. Automatic trading Restriction or Cancellation of Account. I understand and agree that you have the sole discretion to restrict trading on my Account or to cancel the same, at any time without need of prior notice to me. 22. Interest. Unless otherwise agreed upon in writing, any of my unpaid accounts with BSC under this Agreement shall bear interest at the rate per annum equal to the average 91-day Treasury Bill rate computed from the time I incur the delay until full payment, plus two percent (2%) per month, without need of demand. Brokerage Services 23. The securities shall be held or disposed by you in accordance with the terms and conditions of this Agreement and any other agreement between us relating to the securities, or in the absence thereof, at your discretion, provided that you shall have the right to retain the securities which are deemed pledged hereunder or in which you have any security interest until full payment of what may be due to you by reason of this Agreement o otherwise. In case of any claims made upon the securities by any third person, you shall notify me of such claims and, at your discretion and without liability on your part, return the same or resort to the courts to interplead. 24. I hereby agree that all of my securities and/or any other kind of property (tangible or intangible) in my Securities Account, Settlement Account or which may hereafter come into your possession, custody or control for any purpose, or in the possession, custody or control of members of the BDO and any of its subsidiaries and/or affiliates secure my liability to you hereunder, and in your absolute discretion and without need of any notice to me, I hereby authorize and empower you to apply my said property in payment of any of my obligations to you without thereby incurring any liability except to account for any security or proceeds thereof actually received.

4 25. In addition to the foregoing, you shall be entitled to set off any amount payable by you, BDO, its subsidiaries and/or affiliates to me pursuant to my Accounts against any amount owing from me to you, BDO, its subsidiaries and/or affiliates which are due and demandable. 26. I hereby irrevocably appoint and constitute you, your officers, employees, successors-in-interest and/or assigns, as well as any sub-agent, broker or attorney-in-fact you may appoint for those purposes, as my true and lawful attorney with full power and authority to buy sell, lend or borrow securities or otherwise act for me or any of my Account(s) (whether carried individual or jointly with others), to agree upon the price of said securities, execute bills of sale, receipts, assignments of all rights, title and interest to the purchaser(s) thereof, or such other instruments in writing or documents as may be necessary and to deliver or accept delivery of the corresponding stock certificates, to open for any in my name such bank account as may be necessary under this Agreement under such terms and conditions as may be called for hereunder, and/or to do any other act(s) which you may directly or indirectly do or cause to be done in accordance with the powers herein conferred all of which are hereby deemed ratified by me in all respect for this purpose. You shall be entitled to rely on any instruments, notices and communications which you believe to have originated from me and I shall be bound thereby. 27. I hereby authorize you to accept my orders for the purchase or sale of securities whether made orally (in person, through the telephone or other similar means), in writing (whether sent by messenger) or through another person. I will hold you free and harmless from any loss or damage which may be incurred by you or me as a result of your reliance on my instructions given as a fore stated where you acted in good faith. 28. I hereby unconditionally and irrevocably (i) authorize you, in your absolute discretion, to record or cause the recording using any device which you may deem appropriate or advisable including, without limitation, tape recorders and other recording instrument(s), any telephone communication or spoken word between myself and any of your officers, employees, agents or representatives in the course of, or in connection with, any transaction or dealing hereunder of which may relate or pertain hereto, and any such recording or any part thereof shall be admissible as evidence in any proceeding and (ii) authorize you and your officers, employees, agents or representatives to replay any such recording for any person or persons as you shall in your discretion deem fit to communicate the contents thereof, either orally or in writing, or to provide transcriptions thereof, whether in whole or in part, to such other persons. 29. Any order by me for the purchase or sale of securities shall bind you only upon your issuance of the Purchase or Sales Confirmation Notice. You do not warrant that any order placed by me can be or has been executed unless the Confirmation Notice is issued. The contents of Confirmation Notices sent to my address indicated herein shall be deemed conclusive upon me as to their correctness, unless within one (1) trading day from my receipt thereof I serve my written objection upon you. Further, I agree that the transactions contemplated herein are conditioned on your receipt of good and cleared funds or the instruments evidencing the securities sold. Hence, notwithstanding the issuance of any Confirmation Notice, it is my understanding and agreement that the transaction(s) subject of the Confirmation Notice shall be deemed automatically cancelled upon your failure to receive such good and cleared funds. 30. In consideration for the foregoing, I hereby agree to pay you (i) commissions at such rates as may be from time to time communicated to me in writing, (ii) transfer or settlement fees upon actual transfer of the certificate(s) issued to me, (iii) documentary stamp taxes, (iv) and other levies and duties thereon. The amount due herein shall be delivered in full to you within the same period required under paragraph 35 hereof. 31. There shall be no automatic renewal of matured securities/instruments purchased hereunder unless such renewal is duly authorized and consented to by me in writing and such written consent is duly received and acknowledged by you. Unrenewed Securities shall not earn interest during the period such funds are outstanding. 32. Nothing herein contained shall be construed as establishing a commitment by you to repurchase the Securities, it being understood that you are acting merely as paying agent for the Issuer of the securities/instruments at or, where appropriate, before maturity thereof. 33. I understand you will provide me with Account statements (in such form as you may determine) regarding my Securities Account. I agree that I will receive monthly statements if my Account status is active. Should my account fall under inactive status, I agree that I will receive quarterly statements. Should my account fall under dormant status, I agree that I will receive semi-annual statements. My failure to inform you of any error in my Securities Account statement within three (3) days from my receipt thereof shall constitute and admission by me of the correctness of all matters stated therein. 34. If I shall pay through the debiting of my Settlement Account, I hereby authorize you to automatically debit my Settlement Account as and when I purchase securities through you, or whenever I have any other amount owing to you, in such amounts as may be necessary to fully settle my account(s) with you, including without limitation the purchase price for securities purchased by me, commissions, taxes and other applicable fees, costs, levies or duties. 35. Instructions to Purchase for Trading Line Clients a. In your absolute discretion, you may effect my purchase instructions even if on credit, but in such case, I undertake to deposit the necessary amounts into my Settlement Account not later than three (3) Trading Days from the date of the purchase or such earlier period as may be designated by you. b. Until full payment of the aforestated amounts, securities purchased on my behalf shall be registered in your name (street form) or such other party designated by you. c. In the event my purchases are not liquidated within three (3) Trading Days or in the event of my death or whenever in your sole discretion you consider it necessary for your own protection, I hereby specially authorize and empower you to sell any or all securities in my Securities Account (whether carried individually or jointly with others) and herein pledge the same as collateral for the payment of any and all of my liabilities to you, which securities are hereby guaranteed to be free from any and all liens and encumbrances, it being expressly understood that in the event that such liens unknown to you as Broker prevent subsequent negotiation of the said securities, you may at your sole discretion: buy back the sold securities and collect from me whatever amount you may be entitled to by reason of such buy back; buy any and all securities to cover for any short selling in suchaccount; transfer monies or securities from any one of my accounts to another: and close any/and all of my outstanding obligations. It is hereby agreed and understand that I shall at all times be liable for the payment of all unpaid balances of my Securities Account, if any, together with interest, penalties, commissions, taxes, fees and any other amounts due in connection therewith, as well as for the performance of other acts herein provided, and that I shall remain liable for any deficiency remaining in any such account in the event of liquidation. 36. Instructions to Sell a. All securities sale transactions for my Securities Account shall not be executed unless you already have possession of the shares of stock to be sold or unless you receive from me the certificate/s evidencing said shares, and such shares of stock or certificate/s are properly lodged with the PCD or pre-cleared with the proper stock transfer office for such share(s) /certificate(s). I understand and agree that prior to your effecting any sale of securities for me, I must deliver the corresponding share(s) / certificate(s) of stock to you b. The proceeds of the sale of securities shall be net of the sums owing to you and shall be delivered to me within three (3) working days from the date of sale or based on the market practice of T+3, whichever is longer. You shall not be bound to deliver such net proceeds unless I deliver to you the instruments evidencing the securities sold, property endorsed, and until any and all amounts which I owe you have been paid in full. 37. For accounts of individuals: a. I agree that if I hold this Securities Account jointly with another individual or individuals, my failure to state otherwise shall mean that this is an and/or Securities Account, with each Account holder having the right to bind the others, give instructions, orders, consent or authorizations, or to sign or execute alone any written instrument required by you regarding the Securities Account. Each of us agree to hold you free and harmless against any suit, loss, damage or liability which you may incur as a result of the instructions given in the manner stated above. Furthermore, I agree that any liability arising hereunder shall be my joint and several liability with my co-accountee (s). Upon the death of any one of us, I understand that the Securities Account shall become the sole and absolute property of the survivor(s). I shall inform you the demise of my co-accountee(s) within 24 hours therefore and deliver and execute such documents as my be necessary to regularize my Securities Account. b. If I hold Securities Account jointly with an/other individual(s) under an and arrangement, I understand and agree that the instruction, signature and written conformity of all the other members of my Securities Account must be given before you can act upon any transaction. The death of any one of us shall have the same effect as stated in paragraph (a) above. c. I hereby represent that the Securities Account is owned in equal parts by me, together with my co-accountee(s), unless we otherwise advise you jointly and in writing. d. In the event of the bankruptcy, liquidation, receivership of any one or more of the Account Holders, instructions in relation to the securities/instrument shall be given jointly by the trustee on bankruptcy, liquidator, receiver or Official Receiver on the one hand, and the remaining Account Holders on the other. Custody and Safekeeping Services 38. I hereby appoint you as Custodian for the safekeeping of my securities subject to the following terms and conditions. 39. The securities are deposited by me for the purpose herein stated only, and no other. In case of any discrepancy, I will notify you within three (3) days from receipt of my Account Statement. Any later objections are deemed waived by me and will not be considered by you. 40. I hereby agree that the securities purchased by you on my behalf may be deposited by you in the PDTC or such other depository of the PSE. I agree to be bound by the Rules of the PDTC, as may be amended supplement or modified from time to time including: (a) Rule regarding due authorization by me for you to lodge the securities into the PDTC and my agreement to abide by your instructions to PDTC; and (b) Rule 5.3 regarding the limitation of my recovery against the PDTC in case of any loss of the securities, or which I may otherwise suffer due to PDTC s fault. For such purpose, I hereby appoint you as my agent for the sole purpose of dealing with the PDTC with respect to the securities purchased hereby, and to perform such other acts necessary or incidental in the operation of the PDTC. I agree to hold you free and harmless from the lodging of this securities in the PDTC except if due to your own fault. You shall assist me, as far as legally allowable, in facilitating any request for information or filing any complaint or otherwise coordinating with the PDTC in connection with the securities purchased hereby. 41. Absent my contrary written instructions, securities purchased by me shall be registered in your name ( street form ). Provided that I have fully paid for the shares I purchase, I may instruct you in writing to arrange for the issuance of the stock certificates in my name. All costs incidental to or arising from such issuance, such as but not limited to PDTC charges, shall be borne by me. The issuance of the instrument shall be subject to the regular course of clearing. While the securities are in your possession pursuant to my instructions, their custody shall be governed by Paragraphs 42 to 46 (the next paragraphs) of this Agreement. 42. When required by you a charge in accordance with your prevailing safekeeping charges will be applied each month or fraction thereof during which the securities are held. 43. I understand that you will give the securities the same degree of physical care that you give your own property, but do not assume responsibility beyond that. You shall not be liable for any loss or damage to the securities or impairment in their value except those directly caused by acts amounting to fraud or gross negligence. You shall not be responsible for any form of damages or other liability arising from your performance of this Agreement. 44. The securities will be held in custody at my sole risk as regards any laws, decrees, regulations or mandates, fortuitous events,, and/or any act of war, warlike operation, seizure, destruction or impairment of property, promulgated and/or done by any government authority. 45. It is agreed that you have no responsibility for the collection of coupons, interest or dividends on the securities except as provided by law. You also accept no responsibility for the receipt and/or forwarding of any communication relative to securities. You shall not be obligated to advance funds in my behalf in case of cash calls for stock rights pertaining to my shares. 46. All deposits and withdrawals of all, some or any of the securities made by me from your custody signed by myself, my agent or representative is conclusive evidence of the delivery or withdrawal of the certificates of stock therein specified.

5 Specimen Signature Card BDO Securities Corporation Trading Participant of the Philippine Stock Exchange Print Mr. Mrs. Miss. Citizenship Company and Address Tel. Nos. Please sign thrice IMPORTANT: Certificate will not be issued unless a specimen signature card of the stockholder is on file with the transfer agent of the company, please fill out this card and return to BDO Securities Corporation. Signature Verified By BDO Securities Corporation

6 BDO Securities Corporation FATCA Questionnaire - Individual 1. Are you an American? Question Yes No 2. Are you a dual citizen? If so, indicate countries of citizenship. 3. Are you a permanent resident of the U.S. / green card holder? 4. Were you born in the U.S.? 5. Do you have a residence in the U.S.? 6. Do you have a phone number in the U.S.? 7. Do you have any instructions to transfer funds to an account in the U.S.? 8. Have you been to the U.S. in the last 3 years? If any of the answers to questions stated above is YES, kindly specify required applicable information below: A. : B. US Address: No. Street Subdivision/District/Town City Country C. US Telephone Number : D. US TIN: E. US P.O Box: F. Standing instructions to pay amount/transfer funds to an account maintained in the United States: G. Current power of attorney or signatory authority granted to a person with US address: H. An in-care-of address or hold mail address :

7 I. Length of stay in US : Please see guidelines on how to compute for the length of stay in US by following the computation of substantial presence test below: Qualification/Eligibility for substantial presence test must involve being physically present in the United States on at least: a. 31 days during the current year and; b. 183 days during the 3-year period that includes the current year and the 2 years immediately before that, counting: i. All the days you were present in the current year and; ii. 1/3 of the days you were present in the first year before the current year, and; iii. 1/6 of the days you were present in the second year before the current year Client Conforme: Client Signature over Printed

8 BDO Securities Corporation Documentary Requirements for Individual Applicants with Indicia of U.S. Status U.S. Indicia Relevant Documents a. U.S. citizen 1. Certificate of Loss of Nationality 2. Certificate of Foreign Status of Beneficial Owner for United States Tax Withholding (IRS Form W-8BEN) (Exhibit 4); and 3. Identification document (e.g. driver s license, passport, etc. ) issued by a non-us government. b. U.S. resident 1. Certificate of Foreign Status of Beneficial Owner for United States Tax Withholding (IRS Form W-8BEN) (Exhibit 4); and 2. Identification document (e.g. driver s license, passport, etc.) issued by a non-us government c. U.S. place of birth 1. Identification document (e.g. driver s license, passport, etc. ) issued by a non-us government; copy of the individual s Certificate of Loss of Nationality of the United States; and IRS Form W-8BEN (Exhibit 4); or 2. Identification document (driver s license, passport etc) issued by a non-us government or an identification document based on KYC as approved by the IRS. d. U.S. address 1. Form W-8BEN (Exhibit 4); and e. U.S. telephone number 2. Identification document (e.g. tax certificate or ID issued by a non-u.s. government or an identification document f. Standing instructions to pay amounts to an account maintained in the United States; g. A current power of attorney or signatory authority granted to a person with U.S. address; or h. An in-care-of or hold mail address that is the sole address the Company has identified for the accountholder. based on KYC as approved by the IRS). 1. Form W-8BEN (Exhibit 4); and 2. Identification document (e.g. tax certificate or ID issued by a non-u.s. government or an identification document based on KYC as approved by the IRS).

9 CERTIFICATION, CONSENT AND WAIVER of the Individual Accountholder of the Corporation/Partnership/Trust/Estate The above-mentioned individual/entity shall be referred to as the Account Holder. Unless the context otherwise requires, words denoting the singular number shall include the plural and vice versa, and the use of neuter gender shall include masculine and feminine genders. This certifies that the Account Holder: (kindly tick the appropriate box) [ ] Is a United States ( U.S. ) Person 1 as that term is defined under the United States Foreign Account Tax Compliance Act ( FATCA ). For this purpose, the Account Holder declares under penalties of perjury that: 1. The number shown in this document is the Accountholder s US taxpayer identification number, and 2. The Account Holder is not subject to backup withholding either because the Account Holder has not been notified by the Internal Revenue Service (IRS) that the Account Holder is subject to backup withholding as a result of failure to report all interest and dividends, or the IRS has notified the Account Holder that it is no longer subject to backup withholding. [ ] Is not a US Person as that term is defined under the FATCA, and have submitted/undertakes to submit copies of any of the following documents to prove such status: Certificate of Loss of Nationality of the United Sates Non-US Government Identification: Certificate of Foreign Status of Beneficial Owner for United States Tax Withholding (Form W-8BEN) Others: the authenticity, accuracy and completeness of the contents of which are warranted by the Account Holder. Failure to submit the above-mentioned documents entitles BDO Securities Corporation to treat the Account Holder as a US Person. 1 Who are U.S. persons? 1. U.S. citizens 2. U.S. residents: individuals permanently residing in the U.S. (green card holders), U.S. persons/residents that have stayed for a substantial number of days1 in the U.S., or those with indicia (indicators) of U.S. status subject to further evaluation. 3. U.S. corporations, partnerships, and trusts created under US law which excludes publicly traded companies, banks, brokers, dealers, U.S. and state governmental entities, regulated investment companies, real estate investment trusts, and tax exempt organizations. 4. Foreign (non-us registered) entities that are substantially owned by a U.S. Person (more than 10%). A person is considered U.S. resident for tax purposes if the substantial presence test is met for the calendar year. To meet this test, the person must be physically present in the United States on at least: a. 31 days during the current year, and b. 183 days during the 3-year period that includes the current year and the 2 years immediately before that, counting: o All the days the US person was present in the current year, and o 1/3 of the days the US person was present in the first year before the current year, and o 1/6 of the days the US person was present in the second year before the current year.

10 The Account Holder maintains account(s) (the Account, irrespective of number) with BDO Securities Corporation, a corporation duly registered under the laws of the Republic of the Philippines, with head office address at 7899 Makati Avenue, Makati City, 0726, Philippines (hereinafter referred to as the Company ). As a U.S. Person (and, if applicable, as a [1] non-us Person holding an account jointly with a U.S. Person or [2] substantial owner 2 of a U.S. Person), the Account Holder is subject to the requirements of the FATCA and the regulations of the United States Internal Revenue Services ( U.S. IRS ) including all subsequent amendments or supplements thereto (collectively, the FATCA/U.S. IRS Regulations ), which require the Company to report directly to the US IRS information about financial accounts held by US taxpayers or held by foreign entities in which US taxpayers hold a substantial ownership interest. This Certification, Consent and Waiver signifies: 1. The Account Holder s consent to the processing and updating of all information relative to the Account Holder s Account under Republic Act Number or The Data Privacy Act of 2012; 2. The Account Holder s consent and waiver of such rights and privileges under any other law of the Philippines which will require the issuance of a consent and/or waiver for the disclosure and/or processing of any and all information relating to the Account Holder s Account with the Company for purposes of compliance with the FATCA; and 3. The Account Holder s acknowledgement and consent for the Company to report and disclose to the US IRS the following information (and/or such other information as may be required) relative to the Account pursuant to the FATCA US IRS Regulations (the Required Information ): i. The name, address and US tax identification number ( TIN ); ii. In case of any account holder that is a non-us entity with one or more US owners, the name, address and TIN of each substantial US owner of such entity; iii. The account number; iv. The year-end account balance or value; and v. Gross receipts and gross withdrawals or payments from the Account. If the Company is not in possession of the Required Information, the Account Holder undertakes to provide the Company such information within 30 calendar days from receipt of this Certification, Consent and Waiver. Where the Account Holder has indicated above that the Account Holder is not a U.S. Person and has submitted the required documents in support thereof, the Account Holder hereby affirms and confirms the truth of such declaration. The Account Holder hereby undertakes to inform the Company in writing of any change in circumstance that will affect the accuracy of such declaration within thirty (30) calendar days from the occurrence of such change. Further, the Account Holder hereby acknowledges that the Bank has agreed to open the Account and allowed the Account Holder to operate the said Account on the basis of such declaration. In the event the Company discovers the declaration to be false or misleading or that the Account Holder is a U.S. Person, then the Bank, its subsidiaries and affiliates, are hereby absolutely and unconditionally authorized to disclose to the U.S. IRS the Required Information. The Account Holder further undertakes to provide the Bank with such Required Information as may be required by the Bank. By signing this Certification, Consent and Waiver, the Account Holder hereby undertakes to keep the Company, its subsidiaries and affiliates, and their respective owners, directors, officers, stockholders, employees, agents, representatives or relevant units of the Company free and clear of any and all claims, suits, actions or proceedings of whatever kind or nature that any person may file or institute against the Company arising from or in connection with its reliance on my/our/the Entity s declaration above and all other liabilities of whatsoever nature or description which may be suffered or incurred by the Company its directors, stockholders, officers, employees, representatives, agents, or relevant units of the Company, arising from or in connection with the implementation of this Certification, Consent and Waiver; and shall forever indemnify and compensate the Company against any and all losses, damages, judgments, costs and expenses including without limiting the generality of the foregoing attorney s fees and costs of suit arising herefrom or therefrom. By signing hereunder, the Account Holder hereby confirms that it has read and understood this Certification, Consent and Waiver, or have had the same read and thoroughly and sufficiently explained to the Account Holder in a language known to the latter. 2 A substantial owner is a U.S. person with more than 10% interest by vote or value in a non-u.s. corporation, partnership or trust.

11 (FOR JURIDICAL PERSONS) Further, the Account Holder represents, warrants and confirms that (a) it has read and understood this Certification, Consent and Waiver, and (b) the undersigned is its duly authorized representative duly authorized to execute and deliver this Certification, Consent and Waiver for and on behalf of the Account Holder, as evidenced by the duly executed authorization, a copy of which is attached hereto. Signed: (Printed and Signature) Account Holder U.S. Tax Identification Number/s if U.S. Person: For accounts held jointly by a U.S. Person and a non-u.s. Person: (Printed and Signature) Non-U.S. Person Joint Account Holder** For accounts held by U.S. Persons that have substantial U.S. owners: (Printed and Signature) Substantial U.S. owner** U.S. Tax Identification Number/s: **Please use separate sheets if there is more than one (1) joint account holder or substantial U.S. owner.

12 DATE: BDO SECURITIES CORPORATION 20F South Tower, BDO Corporate Center Makati Avenue cor. H.V. Dela Costa Street Makati Avenue, Makati City Attention: Operations Department This serves as my/our standing instruction to credit any cash dividend/settlement proceeds from my/our securities account with BDO Securities Corporation to the bank account detailed below: ACCOUNT NO: ACCOUNT NAME: BDO BRANCH: I/We indemnify and hold BDO Securities Corporation free and harmless from any claims and liabilities arising from the instructions as detailed above. This shall remain in effect until voided by a duly signed written instruction from me/us. Sincerely, Printed /s and Signature/s of Account Holder/s Note: ALL securities accountholders and bank account owners should sign.