GATHERING EVIDENCE AND
|
|
- Willis Marsh
- 6 years ago
- Views:
Transcription
1 CONDUCTING INTERNAL INVESTIGATIONS GATHERING EVIDENCE AND PROTECTING YOUR COMPANY GLOBAL HEADQUARTERS the gregor building 716 West Ave Austin, TX USA
2 TABLE OF CONTENTS INTRODUCTION About This Course... 1 Continuing Professional Education Credit... 3 I. PREPARING FOR AN INVESTIGATION When Is an Investigation Necessary?... 5 Video... 6 Employer s Duty to Investigate... 6 Video... 8 Statutory Disclosure Requirements... 8 Monitoring and Public Reporting Statutes... 8 Sarbanes-Oxley Act Video Video Video False Statement Statutes Civil Law Standard of Care and Duty to Company and Shareholders Accountants and Auditors Duties to Investigate External Auditors PCAOB Auditing Standard No Planning the Investigation Video Selecting the Investigation Team Video Investigative Strategy: Fraud Examination Methodology Video Video Video Review Questions II. COLLECTING DOCUMENTARY EVIDENCE Introduction Laws Governing Public Record Information Freedom of Information Act Fair Credit Reporting Act Gramm-Leach-Bliley Act Telephone Records and Privacy Protection Act of Right to Financial Privacy Act Driver s Privacy Protection Act Health Insurance Portability and Accountability Act Sources of Information Public Sources of Information Video i
3 II. COLLECTING DOCUMENTARY EVIDENCE (CONT.) City Government Records County Government Records Video State Government Records Federal Government Records Using Databases to Find Information Locating People Using Online Records Obtaining Financial Information and Locating Assets Finding Legal Records Conducting Background Checks Public Record Database Vendors Investigating with the Internet Pitfalls of the Internet Search Engines A Guide to Successful Searching Directories Meta-Search Engines Useful Websites Review Questions III. WORKPLACE SEARCHES Introduction Constitutional Privacy Rights: The Fourth Amendment Public Employers Versus Private Employers Employee Privacy Rights Under the Fourth Amendment State Constitutions Effect of a Violation of an Employee s Constitutional Rights The Exclusionary Rule Civil Liability for Damages (42 U.S.C. 1983) Common Law Invasion of Privacy: Intrusion Upon Seclusion Reducing Employees Expectation of Privacy Balancing the Need to Search or Conduct Surveillance and the Employee s Privacy Rights Other Tort Liabilities in Connection with Searches and Surveillance Other Prohibitions Regarding Searches Searching Employees Mail Federal and State Nondiscrimination Statutes Monitoring Employees Phone Calls Pen Registers Monitoring Employees Monitoring Employees Internet Activity Monitoring Social Media Video Surveillance of Employees Searching Employees Trash Special Privacy Rights Under Collective Bargaining Agreements ii
4 III. WORKPLACE SEARCHES (CONT.) State Statutes Sample Workplace Policy for Workplace Searches Obtaining Evidence by Subpoena Review Questions IV. ANALYZING AND ORGANIZING EVIDENCE Forensic Examination of Documents Sources for Expert Document Examinations Types of Forensic Document Examinations Handling Documents as Physical Evidence Recognizing Phony Documents Photocopies Organizing Documentary Evidence Chronologies To-Do Lists Using Computer Software to Organize Documents and Other Data Digital Evidence Understanding Digital Evidence Hardware Considerations When Seizing Digital Evidence Defining the Parameters of the Expert s Search Reviewing the Evidence Review Questions V. INTERVIEWING WITNESSES Interview Mechanics Video Choosing a Venue for the Interview Establishing Proxemic Control over the Interview Video Taking Notes Do Not Interview More Than One Person Do Not Promise Confidentiality Handle Negotiation Attempts Do Not Discuss the Source of Allegations Common Problems Arising During the Interview Types of Questions Video Introductory Questions Video Informational Questions Video Video Closing Questions iii
5 V. INTERVIEWING WITNESSES (CONT.) Assessment Questions Video Admission-Seeking Questions Video Video Video Video Review Questions VI. LEGAL CONSIDERATIONS IN INTERVIEWS Employees Duty to Cooperate Employees Rights During the Investigation Employees Constitutional Rights Employees Contractual Rights Employees Statutory Rights Common Law Employee Rights and Protections Presence of Corporate Attorney During Witness Interviews Preserving the Confidentiality of the Investigation The Attorney-Client Privilege Attorney Work-Product Doctrine The Self-Evaluation Privilege Avoiding Liability for Obstruction of Justice and Witness Tampering Confidentiality Requests Witness Tampering Obstruction of Justice Spoliation of Evidence Perjury and Subornation of Perjury Misprision of a Felony Recording the Results of an Interview Protect the Company s Interests in Confidentiality Factual Work Product Versus Opinion Work Product Identify the Record as Work Product Identify the Record as an Attorney-Client Communication Identify the Self-Evaluation Purpose of the Interview Identify and Treat the Record as Confidential Review Questions VII. WRITING REPORTS Introduction Characteristics of a Good Report Accuracy Clarity Impartiality and Relevance Timeliness iv
6 VII. WRITING REPORTS (CONT.) Video Legal Considerations for Written Reports Libel Privacy Privileges Disclosing the Report to Government Personnel or Other Third Parties Review Questions VIII. DISCHARGING EMPLOYEES Introduction The Public Policy Exception Breach of Contract Types of Contracts Statutory Violations Common Law Causes of Action Defamation Intentional Infliction of Emotional Distress Public Disclosure of Private Facts False Imprisonment Whistleblower Statutes Other Considerations Prosecuting Employees Video Why Prosecute an Offending Employee? Recovery of Losses in Criminal Cases Aiding the Company s Civil Remedies and Litigation Malicious Prosecution Review Questions IX. CONCLUSION X. PRACTICAL PROBLEMS Practical Problem Practical Problem Practical Problem Practical Problem Practical Problem Practical Problem Practical Problem Practical Problem XI. APPENDIX: VIDEO TRANSCRIPTS v
7 XII. SOLUTIONS TO REVIEW QUESTIONS I. Preparing for an Investigation II. Collecting Documentary Evidence III. Workplace Searches IV. Analyzing and Organizing Evidence V. Interviewing Witnesses VI. Legal Considerations in Interviews VII. Writing Reports VIII. Discharging Employees XIII. SOLUTIONS TO PRACTICAL PROBLEMS Practical Problem Practical Problem Practical Problem Practical Problem Practical Problem Practical Problem Practical Problem Practical Problem XIV. FINAL EXAMINATION... E-1 XV. INDEX... I-1 vi
Conducting Internal Investigations: Gathering Evidence and Protecting Your Company
Conducting Internal Investigations: Gathering Evidence and Protecting Your Company World Headquarters the gregor building 716 West Ave Austin, TX 78701-2727 USA TABLE OF CONTENTS INTRODUCTION About This
More information716 West Ave Austin, TX USA
GLOBAL Headquarters the gregor building 716 West Ave Austin, TX 78701-2727 USA TABLE OF CONTENTS I. INTRODUCTION About This Course... 2 Video... 2 The Law-Fact Distinction... 3 The Trial Setting... 3 Trial
More information716 West Ave Austin, TX USA
RECOVERING THE PROCEEDS OF FRAUD GLOBAL HEADQUARTERS the gregor building 716 West Ave Austin, TX 78701-2727 USA TABLE OF CONTENTS PART ONE: THE LAW IN A FRAUD RECOVERY CASE I. LEGAL CAUSES OF ACTION IN
More informationRECOVERING THE PROCEEDS OF FRAUD
RECOVERING THE PROCEEDS OF FRAUD World Headquarters the gregor building 716 West Ave Austin, TX 78701-2727 USA TABLE OF CONTENTS PART ONE: THE LAW IN A FRAUD RECOVERY CASE I. LEGAL CAUSES OF ACTION IN
More informationDETAILED TABLE OF CONTENTS
DETAILED TABLE OF CONTENTS Dedication... Preface... Acknowledgments... Summary Table of Contents... v vii xi xiii Chapter 1. The Evolution of Whistleblower Protections... 1-1 I. Historical Background...
More informationCONTENTS. vii. Acknowledgments
CONTENTS Acknowledgments xvii Chapter 1 The Role and Importance of Depositions 1 The Essentials: Preparation and an Understanding of the Deposition Process 1 How the Book Approaches Depositions 4 The Use
More informationThe Empowered Paralegal Cause of Action Handbook
The Empowered Paralegal Cause of Action Handbook Carolina Academic Press The Empowered Paralegal Series Robert E. Mongue The Empowered Paralegal: Effective, Efficient and Professional The Empowered Paralegal:
More informationand Article I. PURPOSE
STATEMENT OF PROTOCOL BETWEEN THE PUBLIC COMPANY ACCOUNTING OVERSIGHT BOARD OF THE UNITED STATES AND THE IRISH AUDITING AND ACCOUNTING SUPERVISORY AUTHORITY OF IRELAND ON COOPERATION AND THE EXCHANGE OF
More informationLaw of the United States
Law of the United States An Overview by Peter Hay L. Q. C. Lamar Professor of Law Emory University, Atlanta Universitatsprofessor (ret.), Dresden Third Edition C.H.BECK Bruylant, Brussels 2010 Preface
More informationApplication for Employment
Application for Employment Today s Date Your Personal Information Name Last First Middle Address City State Zip Code Home Telephone Cellular Telephone E-Mail Address Preferred Method of Contact: Home Telephone
More informationINFORMATION PRIVACY STATUTES AND REGULATIONS
INFORMATION PRIVACY STATUTES AND REGULATIONS 2008-2009 This compendium of information privacy statutes and regulations is designed for use both as a stand-alone resource as well as a statutory supplement
More informationTRUPANION, INC. CHARTER OF THE AUDIT COMMITTEE OF THE BOARD OF DIRECTORS. As adopted June 13, 2014
TRUPANION, INC. CHARTER OF THE AUDIT COMMITTEE OF THE BOARD OF DIRECTORS As adopted June 13, 2014 I. PURPOSE The purpose of the Audit Committee (the Committee ) of the Board of Directors (the Board ) of
More informationEmployment Application
Today s Date Employment Application 424 Prescott St. Greensboro, NC 27401 336-272-4400 This is a Drug-Free Workplace Offering Equal Employment Opportunities YOUR PERSONAL INFORMATION Last Name First Name
More informationLEADR NEW ZEALAND INC. MEDIATION AGREEMENT
LEADR NEW ZEALAND INC. MEDIATION AGREEMENT LEADR New Zealand Inc. s standard mediation agreement follows. NOTE: This agreement has been drafted to provide assistance to members in drafting their own mediation
More informationHYDERALLY & ASSOCIATES, P.C.
HYDERALLY & ASSOCIATES, P.C. Ty Hyderally, Esq. 33 Plymouth Street, Suite 202 Montclair, NJ 07042 tyh@employmentlit.com www.employmentlit.com O- (973) 509-8500 F (973) 509-8501 HOW TO USE TORTS TACTICALLY
More information1. The duties and responsibilities of the Committee shall include the following:
AUDIT COMMITTEE CHARTER The Audit Committee (for the purposes of this section, the Committee ) of the Board will carry out the procedures, responsibilities and duties set out below, with an aim of maintaining
More informationList of Figures. Acknowledgments About the Author
Contents List of Figures Preface Acknowledgments About the Author xxi xxiii xxvii xxix PART A LAWS AND COURTS CHAPTER 1. OUR LEGAL SYSTEM 3 1.1 Common Law versus Civil Law 4 1.1.1 Common Law 4 1.1.2 Civil
More informationBATA INDIA LIMITED WHISTLE BLOWER POLICY
BATA INDIA LIMITED WHISTLE BLOWER POLICY BATA INDIA LIMITED WHISTLE BLOWER POLICY I. Preamble Bata India Limited ( the Company ) believes in fair conduct of its affairs and sets the highest standards in
More informationHEARTLAND INFORMATION SERVICES, INC. INVESTIGATIVE SERVICES AGREEMENT
HEARTLAND INFORMATION SERVICES, INC. INVESTIGATIVE SERVICES AGREEMENT THIS SERVICE AGREEMENT ( Agreement ) is entered into and effective as of (Date) by and between, a Minnesota Corporation doing business
More informationREVENGE PORN AND OTHER NEW CAUSES OF ACTION FOR FAMILY LAW
REVENGE PORN AND OTHER NEW CAUSES OF ACTION FOR FAMILY LAW HON. EMILY MISKEL 470th District Court 18484 Preston Rd., Suite 102-336 Dallas, Texas 75252 (972) 885-8510 emily@emilymiskel.com State Bar of
More informationThe Local Authority Freedom of Information and Protection of Privacy Act
LOCAL AUTHORITY FREEDOM OF INFORMATION 1 The Local Authority Freedom of Information and Protection of Privacy Act being Chapter L-27.1 of the Statutes of Saskatchewan, 1990-91 (consult Table of Saskatchewan
More informationGroup Secretariat. Group Audit Committee Terms of Reference. RSA Insurance Group plc 20 Fenchurch Street London EC3M 3AU. Issued: December 2015
Group Secretariat Group Audit Committee Terms of Reference Issued: December 2015 RSA Insurance Group plc 20 Fenchurch Street London EC3M 3AU RSA Insurance Group plc GROUP AUDIT COMMITTEE - TERMS OF REFERENCE
More informationHow to Use Torts Tactically in Employment Litigation
How to Use Torts Tactically in Employment Litigation Ty Hyderally, Esq. Hyderally & Associates, P.C. 33 Plymouth Street, Suite 202 Montclair, NJ 07042 tyh@employmentlit.com www.employmentlit.com O- (973)
More informationApplication for Employment
Application for Employment Today s Date Your Personal Information Name Last First Middle Address City State Zip Code Home Telephone Cellular Telephone E-Mail Address Preferred Method of Contact: Home Telephone
More informationb) Where we work on a matter jointly for more than one client, the rights and obligations of the joint clients will be joint and several.
TERMS & CONDITIONS OF CHIOTELIS & CO I] Preface & Definitions 1. Panagiotis Chiotelis, a lawyer of the Supreme Court of Greece and a solicitor of the Supreme Court of England and Wales is trading as Chiotelis
More informationTOP TEN PITFALLS ENCOUNTERED IN INTERNAL INVESTIGATIONS. March 2008
TOP TEN PITFALLS ENCOUNTERED IN INTERNAL INVESTIGATIONS Tom Dillard, Esq., Ritchie, Dillard & Davies, P.C. Anthony Lake, Esq., Gillen Withers & Lake, LLC Joseph P. Griffith, Jr., Esq., Joe Griffith Law
More informationRandolph Southern School Corporation
Randolph Southern School Corporation One Rebel Drive Lynn, Indiana 47355 PH: 765-874-1181 FAX: 765-874-1298 Email: humanresources@rssc.k12.in.us NON-CERTIFIED POSITION APPLICATION Date: Name: Address:
More informationEvidentiary Privileges
Evidentiary Privileges Sixth Edition (Grand Jury, Criminal and Civil Trials) CHAPTER 1 CHAPTER 2 TABLE OF CONTENTS THE POWER OF THE GRAND JURY TO COMPEL TESTIMONY AND THE LAW S RIGHT TO EVERY PERSON S
More informationstandards for appropriate ethical, responsible and professional behaviours
Code of conduct 1. Policy statement A code of conduct is a central guide to support day to day decision making. It clarifies an organisation s mission, values and principles and sets out the minimum standards
More informationLegislation to Permit the Secure and Privacy-Protective Exchange of Electronic Data for the Purposes of Combating Serious Crime Including Terrorism
Legislation to Permit the Secure and Privacy-Protective Exchange of Electronic Data for the Purposes of Combating Serious Crime Including Terrorism Section 1: Short Title. This Act may be cited as the.
More informationInternal Oversight Division
E IOD/IM/2017/1 ORIGINAL: ENGLISH DATE: FEBRUARY 28, 2017 Internal Oversight Division Investigation Manual 2017 EDITION page 2 TABLE OF CONTENTS 1. LIST OF ACRONYMS... 4 2. INTRODUCTION... 5 3. DEFINITIONS...
More informationTerms of Use. Effective Date: January 1, 2018
Terms of Use Effective Date: January 1, 2018 NOTICE OF ARBITRATION PROVISIONS: Your use of Our Site is subject to binding individual arbitration of any disputes which may arise, as provided in Section
More informationTABLE OF CONTENTS. PREFACE...i
PREFACE...i CHAPTER 1: DISCOVERY: OVERVIEW AND RULES... 1 I. DEFINITION AND PURPOSE...1 II. ROLE OF THE ADMINISTRATIVE JUDGE IN INITIAL DISCOVERY MATTERS...2 III. RESPONSIBILITY OF THE PARTIES IN PURSING
More informationIndiana Association of Professional Investigators November 16, 2017 Stephanie C. Courter
Indiana Association of Professional Investigators November 16, 2017 Stephanie C. Courter Ensure that you don t go from investigator to investigated Categories of law: Stalking, online harassment & cyberstalking
More informationWEST VIRGINIA JUDICIAL VACANCY APPLICATION FORM 25th FAMILY COURT CIRCUIT
WEST VIRGINIA JUDICIAL VACANCY APPLICATION FORM 25th FAMILY COURT CIRCUIT INSTRUCTIONS 1. All applicants for a judicial vacancy in a West Virginia Judicial Circuit shall complete this Application Form
More informationCITY OF VANCOUVER BRITISH COLUMBIA
CITY OF VANCOUVER BRITISH COLUMBIA FREEDOM OF INFORMATION AND PROTECTION OF PRIVACY BY-LAW NO. 7364 This By-law is printed under and by authority of the Council of the City of Vancouver (Consolidated for
More informationGroup Secretariat. Group Audit Committee Terms of Reference. RSA Insurance Group plc 20 Fenchurch Street London EC3M 3AU. Issued: 1 November 2017
Group Secretariat Group Audit Committee Terms of Reference Issued: 1 November 2017 RSA Insurance Group plc 20 Fenchurch Street London EC3M 3AU RSA Insurance Group plc GROUP AUDIT COMMITTEE - TERMS OF REFERENCE
More informationSTATE OF MICHIGAN COURT OF APPEALS
STATE OF MICHIGAN COURT OF APPEALS HASTINGS MUTUAL INSURANCE CO, UNPUBLISHED July 1, 2003 v No. 238923 JAMES F. LeGROW, Defendant-Appellant JESSICA LEWIS, AMY SHEMANSKI, BETHANY DENNIS, HASTINGS MUTUAL
More informationAcknowledgements List of abbreviations PART I: INTRODUCTION 1. Chapter 1: Introduction 3
TABLE OF CONTENTS Acknowledgements List of abbreviations v xv PART I: INTRODUCTION 1 Chapter 1: Introduction 3 1.1. Professional bureaucracy 3 1.2. Article 6(1) European Convention on Human Rights 5 1.3.
More informationPolicies and Procedures No. 56
1255 Imperial Avenue, Suite 1000 San Diego, CA 92101-7490 619/231-1466 FAX 619/234-3407 Policies and Procedures No. 56 SUBJECT: Enacted: 9/13/07 FRAUD IN THE WORKPLACE PURPOSE: To establish policies and
More informationRobert I, Duke of Normandy. 22 June July 1035
Robert I, Duke of Normandy 22 June 1000 1 3 July 1035 Speak French here! TORQUE WRENCHES TORTURE And yay how he strucketh me upon the bodkin with great force Ye Olde Medieval Courte Speaketh French,
More informationOfficial Rules for the Lottery Bonus Zone November (Thanks, Prizes & A Second Chance) Scratch-Offs Second Chance Promotion
Official Rules for the Lottery Bonus Zone November (Thanks, Prizes & A Second Chance) Scratch-Offs Second Chance Promotion The New Jersey Lottery (the Lottery or New Jersey Lottery ) is conducting an online
More informationOBJECTS AND REASONS. Arrangement of Sections PART I PRELIMINARY PART II FORENSIC PROCEDURES BY CONSENT
1 CAP. 15 OBJECTS AND REASONS This Bill makes provision for (d) the procedure required for the carrying out of forensic services including DNA forensic analyses; the use of DNA identification services
More informationPCAOB Release No September 29, 2003 Page 2
1666 K Street, N.W. Washington, DC 20006 Telephone: (202) 207-9100 Facsimile: (202) 862-8430 www.pcaobus.org RULES ON INVESTIGATIONS AND ADJUDICATIONS ) ) ) ) ) ) ) ) ) ) ) ) PCAOB Release No. 2003-015
More informationSCREENING REPORTS PUBLIC RECORDS DATA SOURCE REQUIREMENTS GENERAL
SCREENING REPORTS PUBLIC RECORDS DATA SOURCE REQUIREMENTS GENERAL I. Data obtained from Screening Reports Public Records may not be used to threaten, intimidate, harass, or injure any individual, including
More informationMerafe Resources Limited. Terms of Reference of the Audit and Risk Committee
Merafe Resources Limited Terms of Reference of the Audit and Risk Committee 18 March 2013 1. INTRODUCTION The Audit and Risk Committee ( the Committee ) is constituted in terms of the South African Companies
More informationOZO LIVE SOFTWARE LICENSE AGREEMENT. (Single or Multi-Node License Agreement) Version 2.0
OZO LIVE SOFTWARE LICENSE AGREEMENT (Single or Multi-Node License Agreement) Version 2.0 This License Agreement ( Agreement ) is a legal agreement between Nokia USA Inc., 200 S. Mathilda Ave., Sunnyvale
More informationIntentional Torts. What Is a Tort? Tort Recovery
Intentional Torts What Is a Tort? A tort is a civil wrong that is not a breach of contract. There are four types of (civil) wrongfulness. Intent the desire to cause certain consequences or acting with
More informationCase Preparation and Presentation: A Guide for Arbitration Advocates and Arbitrators
Case Preparation and Presentation: A Guide for Arbitration Advocates and Arbitrators Jay E. Grenig Rocco M. Scanza Cornell University, ILR School Scheinman Institute on Conflict Resolution JURIS Questions
More informationSailent Features of the Act
Sailent Features of the Act The Right to Information Act of 2005 received the assent of the President of India on 15-6- 2005, and the Act has come into force w.e.f 15-6-2005. Important Section of the Act
More informationLaw, Investigations, and Ethics. Ed Crowley
Law, Investigations, and Ethics Ed Crowley ISC2 Key Areas of Knowledge Understand legal issues that pertain to information security internationally. 1. Computer crime 2. Licensing and intellectual property
More informationSecurity Video Surveillance Policy
Security Video Surveillance Policy Policy Statement The Municipality of Central Elgin (the Municipality) recognizes the need to balance an individual s right to privacy and the need to ensure the safety
More informationHEALTH INFORMATION ACT
Province of Alberta HEALTH INFORMATION ACT Revised Statutes of Alberta 2000 Current as of June 13, 2016 Office Consolidation Published by Alberta Queen s Printer Alberta Queen s Printer Suite 700, Park
More informationCONDUCTING LAWFUL AND EFFECTIVE INVESTIGATIONS REGARDING ALLEGATIONS OF DISCRIMINATION AND HARASSMENT
CONDUCTING LAWFUL AND EFFECTIVE INVESTIGATIONS REGARDING ALLEGATIONS OF DISCRIMINATION AND HARASSMENT By Jennifer C. McGarey Secretary and Assistant General Counsel US Airways, Inc. and Tom A. Jerman O
More information3RD SESSION, 41ST LEGISLATURE, ONTARIO 67 ELIZABETH II, Bill 14. An Act with respect to the custody, use and disclosure of personal information
3RD SESSION, 41ST LEGISLATURE, ONTARIO 67 ELIZABETH II, 2018 Bill 14 An Act with respect to the custody, use and disclosure of personal information Mr. H. Takhar Private Member s Bill 1st Reading March
More informationThe Licensor is. The Software is.
ADDENDUM TO SOFTWARE LICENSES WITH RAYTHEON IP-006 (08/16) This Addendum is made by and between Raytheon Company or its affiliate designated either in the software license agreement ( Agreement ) identified
More informationSupreme Court of Florida
Supreme Court of Florida No. AOSC11-22 IN RE: COURT REPORTING SERVICES IN FLORIDA S TRIAL COURTS ADMINISTRATIVE ORDER The purpose of the Commission on Trial Court Performance and Accountability is to propose
More informationDon t Get Burned: Proper Implementation of the Litigation Hold Process is Your Best SPF (Spoliation Protection Factor)
Don t Get Burned: Proper Implementation of the Litigation Hold Process is Your Best SPF (Spoliation Protection Factor) November 7, 2007 Susan Westover and Denah Hoard California State University Office
More informationShredded Any Good Documents Lately?
Shredded Any Good Documents Lately? Del O Roark Mike - It might be useful to consider reminding the engagement team of our documentation and retention policy. It will be helpful to make sure that we have
More informationThe NATIONAL CONGRESS decrees: CHAPTER I PRELIMINARY PROVISIONS
Provides for the protection of personal data and changes Law No. 12,965, of April 23, 2014 (the Brazilian Internet Law ). The NATIONAL CONGRESS decrees: CHAPTER I PRELIMINARY PROVISIONS Art. 1 This Law
More informationWHISTLEBLOWER POLICY. FOR DIRECTORS, OFFICERS AND EMPLOYEES Amended March 1, 2011
WHISTLEBLOWER POLICY FOR DIRECTORS, OFFICERS AND EMPLOYEES Amended March 1, 2011 WHISTLEBLOWER POLICY AMENDED MARCH 1, 2011 This Whistleblower Policy of J.B. Hunt Transport Services, Inc. and its subsidiaries
More information1. Employer shall make the following payment to Employee:
[IMPORTANT: The information and materials contained herein should not be considered or relied upon as legal advice on specific factual situations. Users are urged to consult legal counsel concerning particular
More informationCharter of the Audit Committee. I. Introduction. II. Purpose. III. Mandate
Charter of the Audit Committee I. Introduction 1. The Audit Committee plays an important role in providing oversight of the International Criminal Court s governance, risk management, and internal control
More informationActual Experience plc (the "Company") Terms of Reference of the Audit Committee
Actual Experience plc (the "Company") Terms of Reference of the Audit Committee 1. Membership 1.1 The Audit Committee (the "Committee") is a committee of the board of directors of the Company (the "Board")
More information2013 OPTICSPLANET, INC
2013 OPTICSPLANET, INC. GUNVAULT SPEEDVAULT DIGITAL HANDGUN SAFE SWEEPSTAKES OFFICIAL RULES NO PURCHASE NECESSARY TO ENTER OR WIN A PURCHASE WILL NOT INCREASE YOUR CHANCES OF WINNING 1. DESCRIPTION: The
More informationRECOVERING THE PROCEEDS OF FRAUD
RECOVERING THE PROCEEDS OF FRAUD World Headquarters the gregor building 716 West Ave Austin, TX 78701-2727 USA PART ONE: THE LAW IN A FRAUD RECOVERY CASE I. LEGAL CAUSES OF ACTION IN GENERAL A fraud victim
More informationSubtitle G--W Nonimmigrant Visas SEC BUREAU OF IMMIGRATION AND LABOR MARKET RESEARCH.
Subtitle G--W Nonimmigrant Visas SEC. 4701. BUREAU OF IMMIGRATION AND LABOR MARKET RESEARCH. (a) Definitions- In this section: (1) BUREAU- Except as otherwise specifically provided, the term Bureau means
More informationIC Chapter 10. Release of Social Security Number
IC 4-1-10 Chapter 10. Release of Social Security Number IC 4-1-10-1 Applicability Sec. 1. This chapter applies after June 30, 2006. IC 4-1-10-1.5 "Person" Sec. 1.5. As used in this chapter, "person" means
More informationChapter PERSONAL INFORMATION PROTECTION ACT. Article 01. BREACH OF SECURITY INVOLVING PERSONAL INFORMATION
Alaska Statute Chapter 45.48. PERSONAL INFORMATION PROTECTION ACT Article 01. BREACH OF SECURITY INVOLVING PERSONAL INFORMATION Sec. 45.48.010. Disclosure of breach of security. (a) If a covered person
More informationLAW Rule of conduct enforced by controlling authority; provides order, stability, and justice.
BUSINESS LAW TERMS LAW Rule of conduct enforced by controlling authority; provides order, stability, and justice. Areas of Business Law Criminal Law Contract Law Law of Torts Civil Law versus Criminal
More informationINDEPENDENT CONTRACTOR AGREEMENT
INDEPENDENT CONTRACTOR AGREEMENT THIS AGREEMENT made and entered into on the date last written below, by and between RESIDENT REALTY dba The Plantz Family Network, Inc, (The "Company"), a Colorado Corporation,
More informationIC Chapter 10. Release of Social Security Number
IC 4-1-10 Chapter 10. Release of Social Security Number IC 4-1-10-1 Applicability Sec. 1. This chapter applies after June 30, 2006. IC 4-1-10-1.5 "Person" Sec. 1.5. As used in this chapter, "person" means
More informationCODE FOR INDEPENDENT DIRECTORS
Philosophy The Company endeavors to conduct its business in a manner, which is ethical and transparent with all stakeholders in the Company. The Company s philosophy is concerned with ethics, values and
More informationPARAGON UNION BERHAD WHISTLEBLOWING POLICY AND GUIDELINES
PARAGON UNION BERHAD WHISTLEBLOWING POLICY AND GUIDELINES 1 TABLE OF CONTENTS WHISTLEBLOWING POLICY & GUIDELINES Page l Introduction 1 2 Definitions 1 3 Policy 1 4 Reporting 2 5 Evidence Needed Before
More informationWHISTLE BLOWER POLICY
WHISTLE BLOWER POLICY Bengal Chemicals & Pharmaceuticals Limited (A Government of India Enterprise) Registered & Corporate Office: 6 Ganesh Chunder Avenue, Kolkata-700013 CIN: U24299WB1981GOI033489 WHISTLE
More informationSarbanes-Oxley Act of Presented to the Board of Trustees March 10, 2005
Sarbanes-Oxley Act of 2002 Presented to the Board of Trustees March 10, 2005 Outline What is the Sarbanes-Oxley Act ( SOX( SOX )? Why discuss SOX? Review of SOX provisions 2 What is SOX? Created new and
More informationFraud. Original Implementation: January 28, 1997 Last Revision: November 2, 2015 INTRODUCTION
Fraud Original Implementation: January 28, 1997 Last Revision: November 2, 2015 INTRODUCTION This policy establishes procedures and responsibilities for detecting, reporting, and resolving instances of
More informationIntentional Torts. What Is a Tort? Tort Recovery
Intentional Torts What Is a Tort? A tort is a civil wrong that is not a breach of contract. There are four types of (civil) wrongfulness. Intent the desire to cause certain consequences or acting with
More informationHow to use this book Acknowledgements
How to use this book Acknowledgements xi xiii CHAPTER 1 Skills for Legal Studies 1 Language skills 2 1. Planning to write, and writing 2 Writing paragraphs (for explanations or summaries), and extended
More informationIRCON INTERNATIONAL LIMITED WHISTLE BLOWER POLICY*
IRCON INTERNATIONAL LIMITED WHISTLE BLOWER POLICY* 1. Objective: 1.1 To establish a mechanism for Employees and Directors of the Company to report to the Management, concerns about unethical behaviour,
More informationUNITED STATES DISTRICT COURT MIDDLE DISTRICT OF FLORIDA TAMPA DIVISION ORDER
Pelc et al v. Nowak et al Doc. 37 BETTY PELC, etc., et al., UNITED STATES DISTRICT COURT MIDDLE DISTRICT OF FLORIDA TAMPA DIVISION Plaintiffs, v. CASE NO. 8:ll-CV-79-T-17TGW JOHN JEROME NOWAK, etc., et
More informationDistrict of Columbia Model Severance Agreement
District of Columbia Model Severance Agreement This is for educational purposes only and is not intended as legal advice. For a legal opinion on your settlement you guessed it consult with a lawyer. THIS
More informationTable of Contents. See also Summary of Contents beginning on page vii.
Table of Contents See also Summary of Contents beginning on page vii. Chapter One General Discovery Duties and Obligations in Pennsylvania Courts... 1 Brian W. Waerig, Esq. I. The Scope of Discovery...
More informationCase 1:19-cv Document 3 Filed 01/16/19 Page 1 of 16 IN THE UNITED STATES DISTRICT COURT FOR THE SOUTHERN DISTRICT OF NEW YORK. Case No.
Case 1:19-cv-00448 Document 3 Filed 01/16/19 Page 1 of 16 IN THE UNITED STATES DISTRICT COURT FOR THE SOUTHERN DISTRICT OF NEW YORK Bureau of Consumer Financial Protection and the People of the State of
More informationCHAPTER Committee Substitute for Senate Bill No. 1282
CHAPTER 97-69 Committee Substitute for Senate Bill No. 1282 An act relating to imposition of adult sanctions upon children; amending s. 39.059, F.S., relating to community control or commitment of children
More informationWITNESSETH: 2.1 NAME (Print Provider Name)
AGREEMENT between OKLAHOMA HEALTH CARE AUTHORITY and SPEECH-LANGUAGE PATHOLOGIST WITNESSETH: Based upon the following recitals, the Oklahoma Health Care Authority (OHCA hereafter) and (PROVIDER hereafter)
More informationAtlantica Yield plc. Terms of Reference Audit Committee. (May 2016) Members of the Committee shall be appointed by the Board.
Atlantica Yield plc Terms of Reference Audit Committee (May 2016) References to the Committee shall mean the Audit Committee. References to the Board shall mean the Board of Directors. References to the
More informationContents. Dedication... v. About the Author... xvii. Acknowledgments... xix. Foreword... xxi. Preface... xxv A Note about Primary Sources...
Dedication... v About the Author... xvii Acknowledgments... xix Foreword... xxi Preface... xxv A Note about Primary Sources... xxvi Chapter 1 Trial Process and Procedure... 1 The Role of the Trial Judge
More informationMain Street Train Station Paper Model License Agreement
Main Street Train Station Paper Model License Agreement By downloading this file and the accompanying Licensed Materials, the end user ("Licensee") agrees to conform to this License Agreement (this "Agreement")
More informationCode of Professional Responsibility for Interpreters
Code of Professional Responsibility for Interpreters Preamble The Georgia Supreme Court adopted the Rule on the Use of Interpreters for Non-English Speaking Persons and created the Georgia Supreme Court
More informationWHISTLE BLOWER POLICY ORIX LEASING & FINANCIAL SERVICES INDIA LTD
WHISTLE BLOWER POLICY ORIX LEASING & FINANCIAL SERVICES INDIA LTD Modification History Date of Revision Version Description Authors Approved by 29-06-2012 1 Initial Draft Mr. Jay Gandhi or Mr. Parthasarathi
More informationBYLAWS. OF PORTABLE COMPUTER AND COMMUNICATIONS ASSOCIATION (WIRELESS TECHNOLOGY ASSOCIATION) a California Nonprofit Mutual Benefit Corporation
BYLAWS OF PORTABLE COMPUTER AND COMMUNICATIONS ASSOCIATION (WIRELESS TECHNOLOGY ASSOCIATION) a California Nonprofit Mutual Benefit Corporation ARTICLE I NAME AND CORPORATE OFFICES Section 1.1 Name. The
More informationONLINE IMPERSONATION, REVENGE PORN, AND OTHER NEW CAUSES OF ACTION
ONLINE IMPERSONATION, REVENGE PORN, AND OTHER NEW CAUSES OF ACTION HON. EMILY MISKEL, McKinney Judge, 470th District Court State Bar of Texas TEXAS BAR COLLEGE 19 TH ANNUAL SUMMER SCHOOL July 13-15, 2017
More informationDebt Collection and Judgment Enforcement
New York Lawyers Practical Skills Series Debt Collection and Judgment Enforcement William Ilecki, Esq.* 2017 2018 * This monograph was originally written by Jack Getman, Esq., and substantially revised
More informationThe New Canadian Tort of Invasion of Privacy DAVID DEBENHAM
The New Canadian Tort of Invasion of Privacy DAVID DEBENHAM BA, LL.B, LL.M (Ottawa), LLM (York), MBA, D.I.F.A, CMA, C.F.I, C.F.E,C.F.S. Adds to the list of investigator torts Trespass to the person/false
More informationAPPENDIX I ALBUQUERQUE HOUSING AUTHORITY VIOLENCE AGAINST WOMEN ACT (VAWA) POLICY
APPENDIX I ALBUQUERQUE HOUSING AUTHORITY VIOLENCE AGAINST WOMEN ACT (VAWA) POLICY I. Purpose and Applicability Not withstanding its title, this policy is gender-neutral and its protections are available
More informationWYOMING VICTIMS RIGHTS LAWS¹
Constitution WYOMING VICTIMS RIGHTS LAWS¹ Wyoming does not have a victims rights amendment to its constitution. Statutes Title 7, Criminal Procedure; Chapter 21, Victim Impact Statements 7-21-101 Definitions
More informationTHE GENERAL ASSEMBLY OF PENNSYLVANIA HOUSE BILL
PRIOR PRINTER'S NO. PRINTER'S NO. THE GENERAL ASSEMBLY OF PENNSYLVANIA HOUSE BILL No. 1 Session of 01 INTRODUCED BY ELLIS, IRVIN, RABB, MILNE, PICKETT, BAKER, DAVIS, QUIGLEY, BOBACK, CHARLTON, O'NEILL,
More information2.16 Freedom of Information and Protection of Privacy Act
POLICY AND PROCEDURE MANUAL Policy Title: Policy Section: Effective Date: Supersedes: FREEDOM OF INFORMATION AND PROTECTION OF PRIVACY ACT ADMINISTRATION 2016 02 18 2014 09 02 Area of Responsibility: VICE
More informationThe Lawyer s Ethical and Legal Duties to protect Private Information
The Lawyer s Ethical and Legal Duties to protect Private Information Claude E. Ducloux Attorney At Law Board Certified Texas Board of Legal Specialization Civil Trial Law Civil Appellate Law Director of
More information