NIC INC Filed by FRASER JEFFERY S

Transcription

1 NIC INC Filed by FRASER JEFFERY S FORM SC 13D (Statement of Beneficial Ownership) Filed 02/13/09 Address W. VALLEY PARKWAY SUITE 300 OLATHE, KS Telephone (913) CIK Symbol EGOV SIC Code Management Consulting Services Industry Computer Services Sector Technology Fiscal Year 12/31 Copyright 2009, EDGAR Online, Inc. All Rights Reserved. Distribution and use of this document restricted under EDGAR Online, Inc. Terms of Use.

2 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C SCHEDULE 13D Under the Securities Exchange Act of 1934 NIC Inc. (Name of Issuer) Common Stock, no par value (Title of Class of Securities) 62914B 10 0 (CUSIP Number) Jeffery S. Fraser c/o NIC Inc West Valley Parkway Suite 300 Olathe, Kansas (307) (Name, Address and Telephone number of Person Authorized to Receive Notices and Communications) June 20, 2008 (Date of Event which Requires Filing of this Statement) If the filing person has previously filed a statement on Schedule 13G to report the acquisition that is the subject of this Schedule 13D, and is filing this schedule because of d-1(e), f-1(f) or d-1(g), check the following box: NOTE: Schedules filed in paper format shall include a signed original and five copies of the schedule, including all exhibits. See d-7(b) for other parties to whom copies are to be sent. *The remainder of this cover page shall be filled out for a reporting person s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page. The information required in the remainder of this cover page (except any items to which the form provides a cross-reference) shall not be deemed to be filed for the purpose of Section 18 of the Securities Exchange Act of 1934 ( Act ) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). CUSIP NO B 10 0

3 Item 1. Name of Reporting Person: Jeffery S. Fraser Item 2. Check the Appropriate Box if a Member of a Group: (a) (b) Item 3. SEC Use Only Item 4. Source of Funds N/A Item 5. Check if Disclosure of Legal Proceedings is Required Pursuant to Items 2(d) or 2 (e): N/A Item 6. Citizenship or Place of Organization: United States Number of Shares Beneficially Owned by each Reporting Persons with Item Sole Voting Power 2,039,172* Item Shared Voting Power 3,696,793* Item Sole Dispositive Power 2,039,172* Item Shared Dispositive Power 3,696,793* Item 11. Aggregate Amount Beneficially Owned by Each Reporting Person: 5,735,965* Item 12. Check if the Aggregate Amount in Row (11) Excludes Certain Shares: N/A Item 13. Percent of Class Represented by Amount in Row (11): 9.1% Item 14. Type of Reporting Person: IN *3,696,793 of these shares of common stock of NIC Inc. are held in an entity equally owned by a trust for the benefit of the Reporting Person and a trust for the benefit of the Reporting Person s former spouse, of which the Reporting Person is a co-manager. Reporting Person disclaims beneficial ownership of one-half of the shares held by such entity. 779,031 of these shares of common stock of NIC Inc. are held in an entity of which the Reporting Person is not the owner, but is the manager. Item 1. Security and Issuer : Common Stock, no par value NIC Inc. Address: Item 2. Identity and Background : Addresses: West Valley Parkway Suite 300 Olathe, KS Jeffery S. Fraser (the Reporting Person ) Jeffery S. Fraser c/o NIC Inc West Valley Parkway Suite 300 Olathe, KS Occupations: Mr. Fraser is a director of NIC Inc. The Reporting Person has not, during the last five years, been convicted in a criminal proceeding (excluding traffic violations or similar misdemeanors). The Reporting Person has not, during the last five years, been party to a civil proceeding of a judicial or administrative body of competent jurisdiction and as a result of such proceeding was or is subject to a judgment, decree or final order enjoining future violations of, or prohibiting or mandating activities subject to, federal or state securities laws or finding any violation with respect to such laws.

4 Citizenship: See Item 6 of Cover Page Item 3. Source and Amount of Funds or Other Consideration : N/A. The securities were acquired through a distribution from the National Information Consortium Voting Trust after it was terminated. Item 4. Purpose of Transaction : The Reporting Person acquired the shares of Common Stock for investment purposes. The Reporting Person has no present plans or proposals which would relate to or result in any of the matters set forth in subparagraphs (a) - (j) of Item 4 of Schedule 13D. Item 5. Interest in Securities of the Issuer : See Item 11 of Cover Page Number of Shares as to which such person has: (i) Sole power to vote or to direct the vote: See Item 7 of Cover Page (ii) Shared power to vote or direct the vote: See Item 8 of Cover Page (iii) Sole power to dispose or to direct the disposition of: See Item 9 of Cover Page (iv) Shared power to dispose or to direct the disposition of: See Item 10 of Cover Page Aggregate Amount Beneficially Owned by Each Reporting Person: Percent of Class Beneficially Owned See Item 11 of Cover Page See Item 13 of Cover Page There have been no transactions in the class of securities reported in the last 60 days or since the most recent filing on Schedule 13D, whichever is less. No person other than the persons listed is known to have the right to receive or the power to direct the receipt of dividends from, or the proceeds from the sale of, any securities owned by any member of the group. Item 6. Contracts, Arrangements, Understandings or Relationships with Respect to Securities of the Issuer : None. Item 7. Material to be Filed as Exhibits : 1. Power of attorney of Jeffery S. Fraser.

5 SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. By: /s/ Stephen M. Kovzan Dated: February 13, 2009 Stephen M. Kovzan, attorney-in-fact for Jeffery S. Fraser EXHIBIT 1 to SCHEDULE 13D

6 POWER OF ATTORNEY Know all by these presents, that the undersigned, Jeffery S. Fraser, in all capacities, including but not limited to his individual capacity and as a trustee of any trust, hereby constitutes and appoints each of William F. Bradley, Jr., Stephen M. Kovzan and Aimi M. Daughtery, signing singly, the undersigned's true and lawful attorney-in-fact to: (1) prepare and execute for and on behalf of the undersigned, in the undersigned's name, place and stead, in any and all such capacities: (a) Forms 3, 4 and 5 (including amendments thereto and joint filing agreements in connection therewith) pursuant to Section 16(a) of the Securities Exchange Act of 1934, as amended, and the rules thereunder, (b) Form 144 pursuant to Rule 144 under the Securities Act of 1933, as amended, (c) Schedules 13D and 13G (including amendments thereto and joint filing agreements in connection therewith) pursuant to Sections 13(d) and 13(g) of the Securities Exchange Act of 1934, as amended, and the rules thereunder and (d) any other forms or reports (or related documents) that may be required to be filed with the Securities and Exchange Commission, any other governmental agency or any stock exchange or similar authority in connection with the ownership, acquisition or disposition of securities issued by NIC Inc. (the "Company"); (2) prepare and execute for and on behalf of the undersigned, in the undersigned's name, place and stead, in any and all such capacities, a Form ID, including amendments thereto, and any other documents necessary or appropriate to obtain codes and passwords enabling the undersigned to make electronic filings with the Securities and Exchange Commission of the foregoing forms, reports and documents; (3) do and perform any and all acts for and on behalf of the undersigned that may be necessary or desirable to complete and execute any such Form ID, Forms 3, 4 and 5, Form 144, Schedules 13D and 13G or other forms, reports or documents, complete and execute any amendment or amendments thereto, and timely file such form, report or document with the Securities and Exchange Commission, other required governmental agency and any stock exchange or similar authority; and (4) take any other action of any type whatsoever in connection with the foregoing that, in the opinion of each such attorney-in-fact, may be of benefit to, in the best interest of, or legally required by, the undersigned, it being understood that the documents executed by each such attorney-in-fact on behalf of the undersigned pursuant to this Power of Attorney shall be in such form and shall contain such terms and conditions as each such attorney-in-fact may approve in such attorney-in-fact's discretion. The undersigned hereby grants to each such attorney-in-fact full power and authority to do and perform any and every act and thing whatsoever requisite, necessary or proper to be done in the exercise of any of the rights and powers herein granted, as fully to all intents and purposes as the undersigned might or could do if personally present, with full power of substitution, re-substitution or revocation, hereby ratifying and confirming all that each such attorney-in-fact, or such attorney-in-fact's substitute or substitutes shall lawfully do or cause to be done by virtue of this Power of Attorney and the rights and powers herein granted. The undersigned

7 acknowledges that each of the foregoing attorneys-in-fact, in serving in such capacity at the request of the undersigned, is not assuming, nor is the Company assuming, any of the undersigned's responsibilities to comply with Rule 144 under the Securities Act of 1933, as amended, Sections 13 or 16 of the Securities Exchange Act of 1934, as amended, any other provisions of such Acts, or any of the rules thereunder. The undersigned agrees that each such attorney-in-fact may rely entirely on information furnished orally or in writing by the undersigned to the attorney-in-fact. The undersigned also agrees to indemnify and hold harmless the Company and each such attorney-in-fact against any losses, claims, damages or liabilities (or actions in these respects) that arise out of or are based upon any information provided by the undersigned to such attorney-in-fact for purposes of executing, acknowledging, delivering or filing any reports, forms or documents pursuant to this Power of Attorney and agrees to reimburse the Company and each attorney-in-fact on demand for any legal or other expenses reasonably incurred in connection with investigating or defending against any such loss, claim, damage, liability or action. This paragraph shall survive the termination of the Power of Attorney. This Power of Attorney shall remain in full force and effect until the undersigned is no longer required to file a Form ID, Forms 3, 4 and 5, Form 144, Schedules 13D and 13G or other reports, forms or documents with respect to the undersigned s holding of and transaction in securities issued by the Company, unless earlier revoked by the undersigned in a signed writing delivered to each of the foregoing attorneys-in-fact. IN WITNESS WHEREOF, the undersigned has caused this Power of Attorney to be executed as of this 3 rd day of February, /s/ Jeffery S. Fraser Jeffery S. Fraser