BEFORE THE PUBLIC UTILITY COMMISSION OF THE STATE OF NEW HAMPSHIRE

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1 ~/lf /~c2c~? BEFORE THE PUBLIC UTILITY COMMISSION OF THE STATE OF NEW HAMPSHIRE NHPUC i4aug~i3ami~5% TN THE MATTER OF THE APPLICATION ) OF CAPITAL ENERGY, INC. FOR A ) CERTIFICATE TO PROVIDE ELECTRICITY ) PUC DOCKET NO. BROKER SERVICES WITHIN THE STATE ) OF NEW HAMPSHIRE ) APPLICATION OF CAPITAL ENERGY FOR A CERTIFICATE TO PROVIDE ELECTRICITY BROKER SERVICES WITI-IIN THE STATE OF NEW HAMPSHIRE ~~Caieb Berger President and CEO Capital Energy, Inc. 125 Maiden Lane Suite 3C New York, NY Tel: 2l2~684-l43i Fax: caichberger~pap~ilericrljynet Dai~ed: /\aagust L~4-2013

2 Puc Form for Initial and Renewal Registration of Aggregators The registration application required by Puc (a) and Puc (b) shall include the following: (1) The legal name of the applicant as well as any trade name(s) under which it intends to operate in this state; Capital Energy Inc. tla Capital Energy Services of NY (2) The applicant s business address, telephone number, address and website address, as applicable; Capital Energy Inc. 125 Maiden Lane Suite 3C New York, NY info(~ezicapitalenergy.net (3) The name(s), title(s), business address(es), telephone number(s), and address(es) of the applicant if an individual or of the applicant s principal(s), if the applicant is anything other than an individual; Caleb Berger President Capital Energy Inc. 125 Maiden Lane Suite 3C (direct) caleb.berger~capitalenergy.net (4) The telephone number of the customer service department or the name, title, telephone number and address of the customer service contact person of the applicant, including toll free telephone numbers if available The customer service department can be reached at (5) A copy of the applicant s authorization to do business in New Hampshire from the secretary of state, if anything other than an individual; Please see Exhibit A. (6) Description of the geographic areas of New Hampshire in which the applicant intends to provide service, consistent with Puc (a)(10) above; Applicant intends to provide broker services to commercial customer classes in all areas covered by the utilities listed below: Granite State Electric Company New Hampshire Electric Cooperative Public Service Company of New Hampshire Unitil Energy Systems

3 (7) A statement that the applicant is not representing any supplier interest or a listing of any supplier interest the applicant intends to represent; and Capital Energy Inc. is an independent electricity broker and does not represent any supplier interest. Applicant will act an independent broker providing potential customers with recommendations based on different supplier offers. (8) Except as provided in (e), payment of the required filing fee; and See attached check for filing fee. (9) The signature of the applicant or its representative. By Print C ~ ~ Title /~ Date (~I ~~

4 EXHIBIT A CERTIFICATE OF AUTHORITY and CERTIFICATE OF REGISTERED TRADE NAME

5 ~httc uf ~fti mp~r~ ~jrnrtm~nt of $tat~ CERTIFICATE OF AUTHORITY OF CAPITAL ENERGY INC. The undersigned, as Secretary of State of the State of New Hampshire, hereby certifies that an Application of CAPITAL ENERGY INC. for a Certificate of Authority to transact business in this State, duly signed pursuant to the provisions of the New Hampshire Business Corporation Act, has been received in this office. ACCORDINGLY the undersigned, as such Secretary of State, and by virtue of the authority vested in him by law, hereby issues this Certificate of Authority to CAPITAL ENERGY INC. to transact business in this State under the name of CAPITAL ENERGY SERVICES OF NY and attaches hereto a copy of the Application for such Certificate. Business ID#: IN TESTIMONY WHEREOF, I hereto set my hand and cause to be affixed the Seal of the State of New Hampshire, this 2nd day of August, 2013 A.D. William M. Gardner Secretary of State

6 of ~ r~u mpzt~ri~ ~irnrtm~nt t~f $t zi~ CERTIFICATE OF REGISTERED TRADE NAME OF Capital Energy Services of NY This is to certif~r that Capital Energy Inc. registered in this office as doing business under the Trade Name Capital Energy Services of NY, at 125 Maiden Lane Suite 3C New York, NY on August 2, The nature of business is energy consultant. Expiration Date: August 2, 2018 Business 1D#: IN TESTIMONY WHEREOF, I hereto set my hand and cause to be affixed the Seal of the State of New Hampshire, this 2nd day of August, 2013 A.D. William M. Gardner Secretary of State

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