US District Court for the Eastern District of Tennessee

Transcription

1 US District Court Civil Docket as of 04/03/2003 US District Court for the Eastern District of Tennessee 3:97cv226 Pisacreta, et al v. Berkovitz, et al Date Filed: 03/31/1997 Assigned To: Honorable Thomas G Hull Referred To: Nature of suit: Stockholders' Suits (160) Cause: Fed. Question: Securities Violation Lead Docket: None Other Docket: None Jurisdiction: Federal Question Litigants John Pisacreta, Individually and on Behalf of All Others Similarly Situated PLAINTIFF Class Code: TERMED 49BD JTRIAL KATY Closed: Yes Statute: 28:1331 Jury Demand: Both Demand Amount: $0 Attorneys Wayne A Ritchie, II Ritchie, Fels & Dillard, PC P O Box 1126 Knoxville, TN Howard B Sirota Sirota & Sirota LLP 110 Wall Street New York, NY Rachell Sirota Sirota & Sirota LLP 110 Wall Street New York, NY Irwin Weltz Sirota & Sirota LLP

2 110 Wall Street New York, NY David B Klafter Sirota & Sirota LLP 110 Wall Street New York, NY Saul Roffee Sirota & Sirota LLP 110 Wall Street New York, NY Peter Lagorio Gilman and Pastor 999 Broadway Suite 500 Stonehill Corporate Center Saugus, MA David Pastor Gilman and Pastor 999 Broadway Suite 500 Stonehill Corporate Center Saugus, MA James M Lynn PLAINTIFF Wayne A Ritchie, II Ritchie, Fels & Dillard, PC P O Box 1126 Knoxville, TN

3 Howard B Sirota Sirota & Sirota LLP 110 Wall Street New York, NY Rachell Sirota Sirota & Sirota LLP 110 Wall Street New York, NY Irwin Weltz Sirota & Sirota LLP 110 Wall Street New York, NY David B Klafter Sirota & Sirota LLP 110 Wall Street New York, NY Saul Roffee Sirota & Sirota LLP 110 Wall Street New York, NY v. Ronald Berkovitz DEFENDANT [Term: 06/08/1998] Marilyn L Hudson [Term: 06/08/1998] Blevins, Hudson & Kizer 194B Market Place Boulevard Knoxville, TN 37922

4 A James Andrews [Term: 06/08/1998] - 194B Market Place Boulevard Knoxville, TN Infinity Investors Limited DEFENDANT Bernard E Bernstein Bernstein, Stair & McAdams 530 South Gay Street Suite 600 Knoxville, TN W Tyler Chastain Bernstein, Stair & McAdams 530 South Gay Street Suite 600 Knoxville, TN Stephen G Anderson [Term: 11/03/1997] Baker, Donelson, Bearman & Caldwell P O Box 1792 Knoxville, TN Joel Held Arter & Hadden Dallas, TX Vincent B Zanetti

5 Arter & Hadden Dallas, TX Elizabeth L Yingling Arter & Hadden Dallas, TX Dan Dotan DEFENDANT [Term: 12/03/1997] Dan Dotan [PRO SE] 626 Meridian Avenue Suite 1 Miami, FL (305) Fairway Capital Limited DEFENDANT Bernard E Bernstein Bernstein, Stair & McAdams 530 South Gay Street Suite 600 Knoxville, TN W Tyler Chastain Bernstein, Stair & McAdams 530 South Gay Street Suite 600 Knoxville, TN Stephen G Anderson [Term: 11/03/1997] Baker, Donelson, Bearman & Caldwell P O Box 1792 Knoxville, TN

6 Joel Held Arter & Hadden Dallas, TX Vincent B Zanetti Arter & Hadden Dallas, TX Elizabeth L Yingling Arter & Hadden Dallas, TX Lake Management LDC DEFENDANT Stephen G Anderson Baker, Donelson, Bearman & Caldwell P O Box 1792 Knoxville, TN Andrew L Colocotronis Baker, Donelson, Bearman & Caldwell P O Box 1792 Knoxville, TN Laurel A MacDonald DEFENDANT [Term: 08/14/1998]

7 Seacrest Capital Limited DEFENDANT Bernard E Bernstein Bernstein, Stair & McAdams 530 South Gay Street Suite 600 Knoxville, TN W Tyler Chastain Bernstein, Stair & McAdams 530 South Gay Street Suite 600 Knoxville, TN Stephen G Anderson [Term: 11/03/1997] Baker, Donelson, Bearman & Caldwell P O Box 1792 Knoxville, TN Joel Held Arter & Hadden Dallas, TX Vincent B Zanetti Arter & Hadden Dallas, TX Elizabeth L Yingling Arter & Hadden

8 Dallas, TX Mohamed G Khalifa DEFENDANT [Term: 06/23/1997] Clark K Hunt DEFENDANT Bernard E Bernstein [Term: 05/03/1999] Bernstein, Stair & McAdams 530 South Gay Street Suite 600 Knoxville, TN Andrew R Tillman Paine, Tarwater, Bickers & Tillman 800 South Gay Street Suite 1100 First Tennessee Plaza Knoxville, TN D Michael Swiney [Term: 07/12/1999] Paine, Tarwater, Bickers & Tillman 800 South Gay Street Suite 1100 First Tennessee Plaza Knoxville, TN James Renard Bickel and Brewer 4800 Bank One Centre Dallas, TX William A Brewer, III

9 Bickel and Brewer 4800 Bank One Centre Dallas, TX Kelly Hollingsworth Bickel and Brewer 4800 Bank One Centre Dallas, TX Dan Dotan CLAIMANT Dan Dotan [PRO SE] 626 Meridian Avenue Suite 1 Miami, FL (305) Clark K Hunt THIRD-PARTY PLAINTIFF Bernard E Bernstein [Term: 05/03/1999] Bernstein, Stair & McAdams 530 South Gay Street Suite 600 Knoxville, TN Andrew R Tillman Paine, Tarwater, Bickers & Tillman 800 South Gay Street Suite 1100 First Tennessee Plaza Knoxville, TN

10 D Michael Swiney [Term: 07/12/1999] Paine, Tarwater, Bickers & Tillman 800 South Gay Street Suite 1100 First Tennessee Plaza Knoxville, TN James Renard Bickel and Brewer 4800 Bank One Centre Dallas, TX William A Brewer, III Bickel and Brewer 4800 Bank One Centre Dallas, TX Kelly Hollingsworth Bickel and Brewer 4800 Bank One Centre Dallas, TX United Petroleum Corporation THIRD-PARTY DEFENDANT Infinity Investors Limited THIRD-PARTY PLAINTIFF Bernard E Bernstein Bernstein, Stair & McAdams 530 South Gay Street Suite 600

11 Knoxville, TN W Tyler Chastain Bernstein, Stair & McAdams 530 South Gay Street Suite 600 Knoxville, TN Stephen G Anderson [Term: 11/03/1997] Baker, Donelson, Bearman & Caldwell P O Box 1792 Knoxville, TN Joel Held Arter & Hadden Dallas, TX Vincent B Zanetti Arter & Hadden Dallas, TX Elizabeth L Yingling Arter & Hadden Dallas, TX

12 Fairway Capital Limited THIRD-PARTY PLAINTIFF Bernard E Bernstein Bernstein, Stair & McAdams 530 South Gay Street Suite 600 Knoxville, TN W Tyler Chastain Bernstein, Stair & McAdams 530 South Gay Street Suite 600 Knoxville, TN Stephen G Anderson [Term: 11/03/1997] Baker, Donelson, Bearman & Caldwell P O Box 1792 Knoxville, TN Joel Held Arter & Hadden Dallas, TX Vincent B Zanetti Arter & Hadden Dallas, TX Elizabeth L Yingling Arter & Hadden

13 Dallas, TX Seacrest Capital Limited THIRD-PARTY PLAINTIFF Bernard E Bernstein Bernstein, Stair & McAdams 530 South Gay Street Suite 600 Knoxville, TN W Tyler Chastain Bernstein, Stair & McAdams 530 South Gay Street Suite 600 Knoxville, TN Stephen G Anderson [Term: 11/03/1997] Baker, Donelson, Bearman & Caldwell P O Box 1792 Knoxville, TN Joel Held Arter & Hadden Dallas, TX Vincent B Zanetti Arter & Hadden Dallas, TX

14 Elizabeth L Yingling Arter & Hadden Dallas, TX United Petroleum Corporation THIRD-PARTY DEFENDANT Strategic Holdings, Inc INTERVENOR A James Andrews - 194B Market Place Boulevard Knoxville, TN Date # Proceeding Text 03/31/ FILING FEE PAID on 3/31/97 in the amount of $ , receipt # (cm2) [Entry date 03/31/97] 03/31/ COMPLAINT (Summons(es) not issued); jury demand, Magistrate Judge Murrian designated; summonses to be issued at later date once international addresses are determined; certification of John Pisacreta received 4/3/97 due to error at time of filing complaint (cm2) [Entry date 03/31/97] [Edit date 04/06/97] 05/05/ SUMMONS issued as to defendant Ronald Berkovitz, defendant Infinity Investors, defendant Dan Dotan, defendant Fairway Capital, defendant Lake Management, defendant Laurel A Macdonald, defendant Seacrest Capital (dh) [Entry date 06/11/97] 05/12/ RETURN OF SERVICE executed upon defendant Ronald Berkovitz on 5/12/97 (mc2) [Entry date 05/13/97] 06/13/ REMARK: Deft Berkovitz phoned office and advised they are seeking an atty and expect to file a response by 6/18/97 (sh) [Entry date 06/13/97] 06/13/ MOTION by plaintiff John Pisacreta to extend time for service of process C/S (mc2) [Entry date 06/13/97] 06/13/ NOTICE by plaintiff John Pisacreta of dismissal of defendant Mohammed Ghuas Khalifa, subject to the approval of this court C/S (mc2) [Entry date 06/13/97] 06/20/ REMARK - file ret'd to Knox w/two orders (em) [Entry date 06/20/97] 06/20/ ANSWER by defendant Ronald Berkovitz to [1-1] C/S (mc2) [Entry date 06/23/97]

15 06/23/ ORDER by Honorable Thomas G. Hull granting motion to extend time for service of process [3-1] (cc: all counsel) (mc2) [Entry date 06/23/97] 06/23/ ORDER by Honorable Thomas G. Hull dismissing party Mohamed G Khalifa without prejudice (cc: all counsel) (mc2) [Entry date 06/23/97] 06/26/ ORDER by Mag Judge Robert P. Murrian allowing Lake to file an answer up to and including July 11, 1997 (cc: all counsel) (mc2) [Entry date 06/26/97] 07/15/ MOTION by plaintiff John Pisacreta for leave to appoint lead plaintiff and for leave to appoint counsel C/S (crs) [Entry date 07/16/97] 07/18/ AGREED ORDER by Mag Judge Robert P. Murrian, Ordered that Lake have until close of 8/8/97 to answer; no action relating to entry of this order by Court shall be deemed to operate as waiver of or limitation on any service, venue, jurisdictional or other defense available to Lake. (cc: all counsel) (dh) [Entry date 07/21/97] 08/07/ RETURN OF SERVICE unexecuted - attempted as to defendant Dan Dotan (crs) [Entry date 08/12/97] 08/11/ AGREED ORDER by Mag Judge Robert P. Murrian that deft Lake Management thru 9/19/97 to move, answer or otherwise respond to the complaint (cc: all counsel) (dj) [Entry date 08/12/97] 08/11/ ATTORNEY APPEARANCE for defendant Lake Management by Stephen G Anderson, per agreed order (dj) [Entry date 08/12/97] 08/15/ RETURN OF SERVICE by plaintiff John Pisacreta of subpoena issued to United Petroleum Corp and served on 8/15/97 on Neal Melnick (rc) [Entry date 08/19/97] 09/03/ AGREED ORDER by Mag Judge Robert P. Murrian that defts shall have thru 10/3/97 to answer or otherwise respond to the complaint (cc: all counsel) (dj) [Entry date 09/04/97] 10/03/ MOTION by defendant Seacrest Capital, defendant Infinity Investors, defendant Fairway Capital, defendant Lake Management for leave to file brief in excess of page limitation C/S (dh) [Entry date 10/06/97] 10/03/ MOTION by defendant Infinity Investors, defendant Fairway Capital, defendant Lake Management, defendant Seacrest Capital to dismiss C/S (dh) [Entry date 10/06/97] 10/10/ REMARK-File ret'd to Knox w/order (em) [Entry date 10/10/97] 10/14/ ORDER by Honorable Thomas G. Hull granting motion for leave to file brief in excess of page limitation [15-1] denying motion to dismiss [16-1] (cc: all counsel) (crs) [Entry date 10/16/97] 10/14/ OPENING BRIEF IN SUPPORT by defendant Infinity Investors, defendant Fairway Capital, defendant Lake Management, defendant Seacrest Capital of motion to dismiss [16-1] C/S (brief in expandable file folder) (crs) [Entry date 10/16/97] [Edit date 10/16/97] 10/27/ MOTION by defendant Lake Management to extend time up to and including November 11, 1997 within which to answer the complaint C/S (crs) [Entry date 10/28/97] 10/31/ ORDER by Honorable Thomas G. Hull allowing defendants, Infinity Investors Limited, Fairway Capital Limited, and Seacrest Capital Limited to replace their

16 attorneys of record (cc: all counsel) (crs) [Entry date 11/03/97] 10/31/ ATTORNEY APPEARANCE for defendant Infinity Investors, defendant Fairway Capital, defendant Seacrest Capital by Bernard E Bernstein, W Tyler Chastain, Joel Held, Vincent B Zanetti, Elizabeth L Yingling C/S (crs) [Entry date 11/03/97] 11/07/ ORDER by Mag Judge Robert P. Murrian granting motion to extend time up to and including November 11, 1997 within which to answer the complaint [19-1] (cc: all counsel) (dh) [Entry date 11/10/97] 11/11/ ANSWER by defendants Infinity Investors, Fairway Capital, and Seacrest Capital to complaint [1-1] C/S (cm2) [Entry date 11/13/97] [Edit date 11/13/97] 11/12/ ANSWER by defendant Lake Management to complaint [1-1] C/S (cm2) [Entry date 11/13/97] 12/03/ NOTICE OF DISMISSAL AS TO DEFENDANT DAN DOTAN, subject to the approval of the Court, by plaintiff John Pisacreta; exhibit attached C/S (cm2) [Entry date 12/04/97] 12/15/ REMARK-file ret'd to Knox w/note to return to Grn after 1/1/98 if no return of service on Laurel MacDonald filed (em) [Entry date 12/15/97] 12/22/ MOTION by plaintiff John Pisacreta for leave to begin discovery C/S (crs) [Entry date 12/30/97] 12/22/ REQUEST TO ENTER DEFAULT with affidavit in support by plaintiff John Pisacreta as to defendant Laurel A Macdonald Entry of default ddl set for 1/12/98; no default packet filed, attorney notified C/S (crs) [Entry date 12/30/97] [Edit date 01/26/98] 12/31/ MOTION by defendant Infinity Investors, defendant Fairway Capital, defendant Seacrest Capital for extension of time to respond to motion for leave to begin discovery C/S (ab) [Entry date 01/02/98] 01/05/ ORDER by Mag Judge Robert P. Murrian granting motion for extension of time on or before 1/12/98 to respond to motion for leave to begin discovery [27-1] (cc: all counsel) (dc) [Entry date 01/05/98] [Edit date 01/06/98] 01/12/ RESPONSE AND OBJECTIONS by defendant Infinity Investors, defendant Fairway Capital, defendant Seacrest Capital to motion for leave to begin discovery [25-1] and... (ab) [Entry date 01/13/98] 01/12/ MOTION by defendant Infinity Investors, defendant Fairway Capital, defendant Seacrest Capital for scheduling conference under Rule 16 of the FRCP C/S (ab) [Entry date 01/13/98] 01/16/ REMARK - File ret'd to Knox (em) [Entry date 01/16/98] 02/02/ MOTION by defendant Ronald Berkovitz to dismiss this matter as it relates to defendant Ronald Bwerkovitz C/S (cm2) [Entry date 02/02/98] 02/02/ MEMORANDUM IN SUPPORT by defendant Ronald Berkovitz of motion to dismiss this matter as it relates to defendant Ronald Bwerkovitz [30-1] C/S (cm2) [Entry date 02/02/98] 02/03/ CTRM MINUTES (USMJ MURRIAN): Status conference held. Rule 26f meeting to be held 2/20/98 at 2:00 p.m. at Atty Bernstein's office. Pla to file motion for class

17 certification by 3/1/98. Hearing set on the motion for 8/19/98 at 1:30 p.m. in Greeneville before Judge Inman. Order will follow. CD: D. Parker; CR: None (dh) [Entry date 02/04/98] 02/05/ PRELIMINARY SCHEDULING ORDER by Mag Judge Robert P. Murrian granting motion for leave to appoint lead plaintiff [9-1] granting motion for leave to appoint counsel [9-2] granting motion for leave to begin discovery [25-1]to the extent that plaintiff may being once the Rule 26(f) meeting is completed; granting in part and denying in part motion for scheduling conference under Rule 16 of the FRCP [29-1] ; hearing on class certification is set for 1:30 8/19/98 trial date and pretrial conference will be scheduled once it is determined if the case goes forward as a class action or as an individual action (cc: all counsel) (crs) [Entry date 02/05/98] 02/09/ ORDER by Honorable Thomas G. Hull; All matters related to class certification are hereby REFERRED to United States Magistrate Judge Dennis Inman. (cc: all counsel) (rlc) [Entry date 02/09/98] 03/02/ INITIAL DISCLOSURES by plaintiff John Pisacreta pursuant to Rule 26(a) C/S (cm2) [Entry date 03/03/98] 03/02/ MEMORANDUM IN SUPPORT by plaintiff John Pisacreta of motion for class certification C/S (cm2) [Entry date 03/03/98] 03/04/ MOTION by plaintiff John Pisacreta to certify class action C/S (cm2) [Entry date 03/05/98] 03/09/ ORDER by Honorable Thomas G. Hull, in an Order on 10/14/97, the Court inadvertently denied a motion to dismiss filed by defts Infinity Investors, Limited; Fairway Capital Limited; Lake Management LDC; and Seacrest Capital Limited before even receiving its outsized brief, reinstating motion to dismiss [16-1] and will be addressing the Berkovitz motion 15 days from the date of this Order. (cc: all counsel) (rlc) [Entry date 03/09/98] 03/09/ MOTION by plaintiff John Pisacreta to extend time to respond C/S (cm2) [Entry date 03/10/98] [Edit date 03/13/98] 03/11/ ORDER by Honorable Thomas G. Hull granting pltf's motion to extend time until 4/13/98 to respond to deft Berkovitz' motion to dismiss [39-1] (cc: all counsel) (bp) [Entry date 03/11/98] 03/13/ MOTION by plaintiff John Pisacreta to extend time to respond to defendants' motion to dismiss C/S (cm2) [Entry date 03/16/98] 03/18/ ORDER by Honorable Thomas G. Hull granting motion to extend time to respond to defendants' motion to dismiss [41-1] through and until 4/13/98 (cc: all counsel) (rt) [Entry date 03/18/98] 03/23/ MOTION by plaintiff John Pisacreta to consolidate cases 3:97-cv-226 and 3:97-cv-839 C/S (cm2) [Entry date 03/24/98] 04/02/ RESPONSE by Infinity Investors, Fairway Capital, Seacrest Capital and Clark Hunt (deft in 3:97-cv-839) to motion to consolidate cases 3:97-cv-226 and 3:97-cv-839 [43-1] w/oral argument requested C/S (em) [Entry date 04/02/98] [Edit date 04/02/98] 04/02/ MOTION by defendant Ronald Berkovitz to stay actions related to pltf's motion to consolidate until the Ct rules on motions to dismiss C/S (em) [Entry date 04/03/98]

18 04/07/ REPLY by plaintiff John Pisacreta to response to motion to consolidate cases 3:97-cv- 226 and 3:97-cv-839 [43-1] C/S (cm2) [Entry date 04/08/98] 04/10/ ORDER by Honorable James H. Jarvis denying motion to consolidate cases 3:97-cv- 226 and 3:97-cv-839 [43-1] in that plaintiffs have failed to show that consolidation would promote judicial convenience and economy. (cc: all counsel) (dc) [Entry date 04/10/98] 04/13/ MEMORANDUM IN OPPOSITION by plaintiff John Pisacreta to motion to dismiss this matter as it relates to defendant Ronald Bwerkovitz [30-1] C/S (cm2) [Entry date 04/14/98] 04/13/ MEMORANDUM IN OPPOSITION (with attachments A-E) by plaintiff John Pisacreta to motion to dismiss [16-1] (see brown expandable for attachments) C/S (cm2) [Entry date 04/14/98] 04/20/ REPLY BRIEF IN SUPPORT by defendants Infinity Investors, Fairway Capital, and Seacrest Capital of motion to dismiss [16-1] C/S (cm2) [Entry date 04/21/98] 04/21/ JOINT MOTION by plaintiff to exceed page limitation in filing a "revised" brief and extension of time for defts to respond C/S (em) [Entry date 04/21/98] 04/22/ REMARK - file 2 starts w/doc #52 (em) [Entry date 05/06/98] 04/24/ AGREED ORDER by Honorable Thomas G. Hull granting joint motion for pltf to exceed page limitation in filing a "revised" brief and extension of time for defts to respond to respond until 5/4/98 [51-1] (cc: all counsel) (em) [Entry date 04/24/98] 04/24/ REVISED RESPONSE by plaintiff John Pisacreta to Infinity Investors, et al's motion to dismiss [16-1] C/S (em) [Entry date 04/24/98] 05/01/ REPLY by defendant Ronald Berkovitz to response to motion to dismiss this matter as it relates to defendant Ronald Berkovitz [30-1] C/S (cm2) [Entry date 05/04/98] 05/04/ REPLY by defendant in support of motion to dismiss [16-1]; exhibit attached C/S (cm2) [Entry date 05/05/98] 05/04/ REPLY by defendant Lake Management re plaintiff's revised memorandum of law in opposition to motion to dismiss [49-1]; w/ attachments C/S (cm2) [Entry date 05/05/98] 06/08/ MEMORANDUM OPINION by Honorable Thomas G. Hull re pending motions to dismiss (cc: all counsel) (sh) [Entry date 06/08/98] 06/08/ ORDER by Honorable Thomas G. Hull granting in part and denying in part motion to dismiss [16-1] with counts II and III being dismissed; granting motion to dismiss this matter as it relates to defendant Ronald Bwerkovitz [30-1] party Ronald Berkovitz; Entered OB 81, p 86 (cc: all counsel) (sh) [Entry date 06/08/98] 06/15/ ORDER TO SHOW CAUSE by Honorable Thomas G. Hull why deft Laurel MacDonald should not be dismissed w/o prej for failure to prosecute; Order to show cause ddl set for 6/29/98 (cc: all counsel) (sh) [Entry date 06/15/98] 06/26/ MOTION by plaintiff John Pisacreta to amend complaint; exhibits A-D attch. C/S (dhj) [Entry date 06/30/98] 06/29/ RENEWED REQUEST TO ENTER DEFAULT by plaintiff John Pisacreta as to defendant Laurel A Macdonald ; Entry of default ddl set for 7/13/98 and... (dhj) [Entry

19 date 06/30/98] [Edit date 07/13/98] 06/29/ RESPONSE by plaintiff John Pisacreta to order to show cause [59-1] C/S (dhj) [Entry date 06/30/98] 07/10/ NOTICE OF THIRD PARTY DOCUMENT SUBPOENA by plaintiff John Pisacreta as to United Petroleum Corp, w/attchs. C/S (dhj) [Entry date 07/10/98] 07/21/ ENTRY OF DEFAULT, Clerk, as to defendant Laurel A Macdonald (cc: all counsel and deft at 1 Douglas Avenue, Toronta, Ontario, Canada) (rlc) [Entry date 07/21/98] 07/21/ MOTION by plaintiff John Pisacreta for default judgment against Laurel A Macdonald C/S (rlc) [Entry date 07/21/98] 08/07/ MOTION by defendant Infinity Investors, defendant Fairway Capital, defendant Seacrest Capital for attorney Joel Held and Elizabeth L. Yingling to appear pro hac vice w/copies of Certificates of GS from the Northern District of TX attach C/S (bp) [Entry date 08/07/98] 08/07/ RECEIPT #11985 for $ towards pro hac vice fees for Joel Helel & Elizabeth Yingling. (dhj) [Entry date 08/10/98] 08/12/ ORDER by Honorable Thomas G. Hull granting motion for attorney Joel Held and Elizabeth L. Yingling to appear pro hac vice for defts Infinity Investors, Fairway Capital and Seacrest Capital [65-1] (cc: all counsel) (sh) [Entry date 08/12/98] 08/14/ ORDER by Honorable Thomas G. Hull granting pltf's motion for default judgment against Laurel A Macdonald [64-1]; on the question of liability, with the question of damages reserved for a later disposition. pltf's motion to amend complaint [60-1] dismissing party Laurel Macdonald OB 169 Pg 58 (cc: all counsel) (rlc) [Entry date 08/14/98] 08/14/ MOTION by plaintiff John Pisacreta to amend the preliminary scheduling order C/S (dhj) [Entry date 08/17/98] [Edit date 08/18/98] 08/14/ MOTION by defendant Infinity Investors, defendant Fairway Capital, defendant Seacrest Capital to continue hearing on class certification and for new scheduling order. C/S (dhj) [Entry date 08/17/98] [Edit date 08/18/98] 08/17/ MOTION by plaintiff for attorney Howard B. Sirota & Rachell Sirota to appear pro hac vice, w/certificates attch. C/S (dhj) [Entry date 08/18/98] [Edit date 08/18/98] 08/17/ RECEIPT #12086 for $ towards phv fees for Rachell & Howard Sirota (dhj) [Entry date 08/18/98] 08/17/ AMENDED COMPLAINT [1-1] by plaintiff John Pisacreta; adding Clark K Hunt; jury demand (dhj) [Entry date 08/19/98] 08/18/ ORDER by Honorable Thomas G. Hull granting defts Infinity Investors Ltd, Fairway Capital Ltd and Seacrest Capital Ltd's motion to continue hearing on class certification [69-1], denying pltf's motion to amend the preliminary scheduling order [68-1], denying pltf's motion to certify class action [37-1] without prejudice to pltf's right to renew it on or before 10/22/98 because the motion was filed March 4, 1998 and no response has been filed. The Clerk is DIRECTED to set this action for a sch conf as soon as the parties have responded to the amended complaint (cc: all counsel) (em) [Entry date 08/18/98] 08/18/ MOTION by plaintiff for attorney Irwin Weltz & David Klafter to appear pro hac vice

20 w/cert of good standing attch. C/S (dhj) [Entry date 08/19/98] 08/18/ RECEIPT #12105 for $ for phv fees for Irwin Weltz & David Klafter (dhj) [Entry date 08/19/98] 08/19/ ORDER by Honorable Thomas G. Hull granting motion for attorney Howard B. Sirota & Rachell Sirota to appear pro hac vice as representative of the plaintiff and the class [70-1] (cc: all counsel) (sh) [Entry date 08/19/98] 08/21/ SUMMONS issued as to defendant Clark K Hunt (dhj) [Entry date 08/24/98] 08/24/ ORDER by Honorable Thomas G. Hull granting pltf's motion for attorney Irwin Weltz & David Klafter to appear pro hac vice [73-1] (cc: all counsel) (rlc) [Entry date 08/24/98] 08/24/ MOTION AND BRIEF IN SUPPORT by defendants Infinity Investors, Fairway Capital, Seacrest Capital for protective order, and for sanctions C/S (jn) [Entry date 08/26/98] 08/27/ MAIL RETURNED [67-1], [67-2] addressed to defendant Laurel A Macdonald, no forwarding address (rt) [Entry date 08/27/98] 08/27/ MAIL RETURNED (entry of default against Laurel A Macdonald) [63-1] addressed to defendant Laurel A Macdonald (marked "moved/unknown") (em) [Entry date 08/27/98] 08/31/ REMARK-File #3 starts with doc #77 (em) [Entry date 09/04/98] 09/01/ MOTION by plaintiff John Pisacreta for attorneys Peter Lagorio and Davis Pastor to appear pro hac vice; certificate of Good Standing is attached C/S (jn) [Entry date 09/03/98] 09/01/ RECEIPT in the amount of $ for Peter Lagorio and Davis Pastor to appear Pro Hac Vice, #12213 (jn) [Entry date 09/03/98] 09/08/ ORDER by Honorable Thomas G. Hull granting pltf's motion for attorneys Peter Lagorio and Davis Pastor to appear pro hac vice [77-1] (cc: all counsel) (rlc) [Entry date 09/08/98] 09/09/ AGREED ORDER by Honorable Thomas G. Hull; It is hereby ORDERED, ADJUDGED and DECREED that pltf shall have until and through 9/22/98 to resp to defts Infinity Investors Limited, Fairway Capital Limited, and Seacrest Capital Limited's mot for protective order. (cc: all counsel) (rlc) [Entry date 09/09/98] 09/09/ MOTION by plaintiff for attorney Saul Roffee to appear pro hac vice w/cert good standing attch. C/S (dhj) [Entry date 09/11/98] 09/09/ RECEIPT #12297 for $60.00 for Saul Roffee's phv fee (dhj) [Entry date 09/11/98] 09/16/ AGREED ORDER by Honorable Thomas G. Hull, defts Infinity Investors Limited, Fairway Capital Limited and Seacrest Capitial Limited shall have an extension to file answer of otherwise respond to the First Amended Complaint through 10/4/98 (cc: all counsel) (rt) [Entry date 09/16/98] 09/16/ ORDER by Honorable Thomas G. Hull granting motion for attorney Saul Roffee to appear pro hac vice [80-1] (cc: all counsel) (kh) [Entry date 09/16/98] 09/23/ WAIVER OF SERVICE issued 9/1/98/accepted 9/9/98 upon defendant Clark K Hunt accepted by Clark Hunt (dhj) [Entry date 09/24/98]

21 10/01/ AGREED ORDER by Honorable Thomas G. Hull, pltf shall have extension of time until 10/13/98 to respond to defts motion for protective order & sanctions. (cc: all counsel) (kh) [Entry date 10/01/98] 10/02/ MOTION by defendant Clark K Hunt to dismiss pla's first amended complaint C/S (dhj) [Entry date 10/05/98] 10/02/ MEMORANDUM IN SUPPORT by defendant Clark K Hunt of motion to dismiss pla's first amended complaint [85-1] C/S (dhj) [Entry date 10/05/98] 10/02/ MOTION by defendant Infinity Investors, defendant Fairway Capital, defendant Seacrest Capital to dismiss (Adopting Clark Hunt's Memorandum in Support of Motion to Dismiss #86 to support this motion as well) C/S (dhj) [Entry date 10/05/98] 10/02/ ANSWER by defendant Infinity Investors, defendant Fairway Capital, defendant Seacrest Capital to amended complaint [72-1] C/S (dhj) [Entry date 10/05/98] 10/02/ RETURN OF SERVICE of subpoena on 10/2/98 on United Petroleum Corp accepted by Doug Keene (dhj) [Entry date 10/05/98] 10/06/ ANSWER by defendant Lake Management to amended complaint [72-1] C/S (dhj) [Entry date 10/07/98] 10/12/ BRIEF IN OPPOSITION by plaintiff to motion for protective order [76-1] and to motion for sanctions [76-2] and in support of pla's cross-motion to compel and for sanctions (dhj) [Entry date 10/13/98] 10/12/ AFFIDAVIT of Irwin Weltz re pla's brief in opposition to defts' motion for protective order and for sanctions [91-1] C/S (dhj) [Entry date 10/13/98] 10/12/ AFFIDAVIT of Saul Roffe re brief in opposition to deft's motion for protective order and sanctions [91-1] C/S (dhj) [Entry date 10/13/98] 10/22/ MOTION by plaintiff John Pisacreta to certify class action C/S (jn) [Entry date 10/23/98] 10/22/ MEMORANDUM IN SUPPORT by plaintiff John Pisacreta of motion to certify class action [94-1] C/S (jn) [Entry date 10/23/98] 10/22/ OBJECTIONS by plaintiff John Pisacreta to Clark K Hunt's motion to dismiss [85-1] C/S (jn) [Entry date 10/23/98] 10/26/ AGREED ORDER by Honorable Thomas G. Hull that the defts shall have an extension to respond to the cross motion to compel and for sanctions filed by the pltf through 11/3/98 (cc: all counsel) (rlc) [Entry date 10/26/98] 10/30/ ORDER by Honorable Thomas G. Hull granting deft Hunt to 11/4/98 to file a reply brief in suppt of mot to dismiss (cc: all counsel) (sh) [Entry date 10/30/98] 10/30/ NOTICE OF FILING OF EXHIBITS by plaintiff to affidavit of Saul Roffe (exhibits located in expandable folder) C/S (dhj) [Entry date 11/02/98] 11/03/ MEMORANDUM IN OPPOSITION by defendant Infinity Investors, defendant Fairway Capital, defendant Seacrest Capital to pla's cross-motion to compel and for sanctions [91-1] C/S (seal) [Entry date 11/03/98] 11/03/ AFFIDAVIT of Joel Held re brief in opposition to pla's cross motion to compel and for sanctions [100-1] C/S (seal) [Entry date 11/03/98] 11/04/ REPLY by defendant Clark K Hunt in support of motion to dismiss [85-1] C/S (dhj)

22 [Entry date 11/04/98] 11/06/ MOTION by plaintiff John Pisacreta to extend time to file reply to dfts Infinity Investors Limited, Fairway Capital Limited, Lake Management, LDC, and Seacreast Capital Limited's brief in opposition to plft's cross-motion to compel and for sanctions C/S (dc) [Entry date 11/12/98] 11/09/ OBJECTIONS by defendants Infinity Investors, Fairway Capital, and Seacrest Capital to motion for class certification and alternative motion for continuance and brief in support thereof [94-1] w/attachments C/S (dc) [Entry date 11/12/98] 11/12/ MOTION by defendant Lake Management to stay consideration of class certification C/S (dc) [Entry date 11/12/98] 11/15/ REMARK-File 4 starts w/doc #106 (em) [Entry date 11/16/98] 11/16/ ORDER by Honorable Thomas G. Hull granting in part and denying in part deft Seacrest's motion for protective order [76-1]- it is granted to the limited extent that they call for docs that are not in the possession, control or custody of the defts and denied otherwise; denying defts' motion for sanctions [76-2]; granting pltf's motion to extend time to file reply to dfts Infinity Investors Limited, Fairway Capital Limited, Lake Management, LDC, and Seacreast Capital Limited's brief in opposition to plft's crossmotion to compel and for sanctions [103-1]-pltf has until 11/25/98 to respond; denying deft Hunt's motion to dismiss pla's first amended complaint [85-1]; denying defts Infinity, Fairway and Seacrest's motion to dismiss [87-1]; granting defts Infinity, Fairway and Seacrest's objection to motion to certify until after relevant disc has been completed [104-1]; granting deft Lake Management's motion to stay consideration of class certification [105-1] and the parties are DIRECTED to file everything they have on the class certification issue by 2/5/99. This matter will then be referred to US Mag Judge Dennis H Inman for a hearing to be scheduled in that month at his convenience (cc: all counsel) (em) [Entry date 11/16/98] 11/16/ MOTION by plaintiff John Pisacreta to extend time to file reply to dfts Infinity Investors Limited, Fairway Capital Limited, Lake Management, LDC, and Seacrest Capital Limited's opposition to pltf's motion for class certification up to and until 11/30/98 C/S (dc) [Entry date 11/17/98] 11/20/ NOTICE OF DEPOSITION by dfts Infinity Investors, Fairway Capital, Seacrest Capital, and Clark K Hunt of John Pisacreta December 18, 1998 at 9:00 a.m. C/S (aa) [Entry date 11/20/98] 11/24/ SURREPLY IN OPPOSITION by defendants Infinity Investors, Fairway Capital, and Seacrest Capital re motion to compel and for santions [76-2] C/S (dc) [Entry date 11/25/98] 11/24/ BRIEF IN FURTHER SUPPORT by plaintiff John Pisacreta re cross motion to complet and for sanctions [91-1] C/S (dc) [Entry date 11/27/98] 11/24/ AFFIDAVIT of Irwin Weltz re [110-1] w/attachments C/S (dc) [Entry date 11/27/98] [Edit date 11/27/98] 11/30/ NOTICE OF DEPOSITION by plaintiff John Pisacreta of Dan Dotan on 2/15/99 at 9:00 a.m. C/S (dc) [Entry date 11/30/98] 12/03/ ORDER by Mag Judge Dennis H. Inman denying pltf's motion for sanctions [91-1] (cc: all counsel) (bp) [Entry date 12/03/98]

23 12/04/ AGREED ORDER by Honorable Thomas G. Hull that deft Clark K. Hunt shall have an extension to file an answer to the amended complaint until 12/15/98 (cc: all counsel) (bp) [Entry date 12/04/98] 12/10/ AGREED ORDER by Honorable Thomas G. Hull extending time for defts Infinity Investors, Fairway Capital, & Seacrest Capital through Jan 4, 1999 to respond and produce docs to pltf's first request for production of docs (cc: all counsel) (em) [Entry date 12/10/98] 12/10/ RETURN OF SERVICE by subpoena on United Petroleum Corporation on 12/9/98 by personal service; w/ exhibit A duces tecum attached C/S (ab2) [Entry date 12/11/98] 12/11/ ANSWER to amended complaint [72-1] AND THIRD PARTY COMPLAINT by defendant Clark K Hunt; adding United Petroleum (Wvr to be used) C/S (dhj) [Entry date 12/14/98] 12/18/ MOTION by defendants Infinity Investors, Fairway Capital, and Seacrest Capital for leave to file second amended answer and to file third-party complaint C/S (ab2) [Entry date 12/21/98] 12/30/ ORDER by Honorable Thomas G. Hull granting defts motion for leave to file second amended answer and to file third-party complaint [118-1] (cc: all counsel) (bp) [Entry date 12/30/98] 01/04/ ANSWER to [72-1] AND THIRD PARTY COMPLAINT by defendants Infinity Investors, Fairway Capital, Seacrest Capital; adding United Petroleum (no summons issued at this time) C/S (jn) [Entry date 01/05/99] 01/08/ AGREED ORDER by Honorable Thomas G. Hull that defts Infinity Investors Limited, Fairway Capital Limited and Seacrest Capital Limited shall have an extension to respond & produce docs to the pltf's first request for production of docs to all defts thru 1/15/99 (cc: all counsel) (bp) [Entry date 01/08/99] 01/08/ MOTION by plaintiff John Pisacreta to compel defts Infinity Investors, Fairway Capital & Seacrest Capital to respond fully to pltf's requests for production of docs w/affidavit of Saul Roffe w/exhs and brief in support attached C/S (em) [Entry date 01/12/99] 01/19/ MOTION by defendant Lake Management to extend time to respond to class certification and other issues C/S (crs) [Entry date 01/20/99] 01/19/ NOTICE (SUGGESTION OF BANKRUPTCY) by defendant Infinity Investors, defendant Fairway Capital, defendant Seacrest Capital, defendant Clark K Hunt that the Third-Party Defendant, United Petroleum Corporation, filed a voluntary bankruptcy petition on January 14, 1999 C/S (crs) [Entry date 01/20/99] 01/21/ REPORT by defendants Infinity Investors, Fairway Capital, Seacrest Capital, and Clark K Hunt C/S (dc) [Entry date 01/22/99] 02/04/ REMARK file #5 started with Doc. #126 on 2/10/99, ehibits with Docs 126 and 130 on outside of file (rt) [Entry date 02/10/99] 02/05/ SUPPLEMENTAL OPPOSITION by defendant Clark K Hunt, defendant Seacrest Capital, defendant Fairway Capital, defendant Infinity Investors to plaintiff's motion to certify class action [94-1] and brief in support thereof with exhibits A-J attached C/S (crs) [Entry date 02/08/99] [Edit date 02/08/99] 02/05/ SUPPLEMENTAL MEMORANDUM IN SUPPORT by plaintiff John Pisacreta of

24 motion to certify class action [94-1] with exhibits A-F attached C/S (crs) [Entry date 02/08/99] 02/05/ MOTION by plaintiff John Pisacreta to compel defendants' production of documents, and to sever defendants' third party actions C/S... and (crs) [Entry date 02/08/99] 02/05/ RESPONSE IN OPPOSITION by plaintiff John Pisacreta to Lake Management LDC's motion to extend time to respond to class certification and other issues [123-1] C/S (crs) [Entry date 02/08/99] 02/05/ MEMORANDUM IN SUPPORT by plaintiff John Pisacreta of motion to compel defendants' production of documents [128-1], memorandum in support of motion to sever defendants' third party actions [128-2], and memorandum in opposition to Lake Management LDC's motion to extend time to respond to class certification and other issues [123-1] C/S (crs) [Entry date 02/08/99] 02/05/ AFFIDAVIT of Saul Roffe re motion to compel production of documents [128-1], re motion to sever the third-party actions [128-2], in opposition to Lake Management, LDC's motion to extend time to respond to pltf's motion for class certification [123-1] with exhibits A-M attached C/S (crs) [Entry date 02/08/99] [Edit date 02/08/99] 02/11/ MOTION by plaintiff John Pisacreta for leave to file reply memorandum C/S (referenced pleading forwarded with this motion to Greeneville) (ab) [Entry date 02/12/99] 02/16/ ORDER by Honorable Thomas G. Hull granting motion for leave to file reply memorandum [131-1] (cc: all counsel) (rt) [Entry date 02/16/99] 02/16/ REPLY MEMORANDUM by plaintiff John Pisacreta to response to motion to certify class action [94-1] C/S (rt) [Entry date 02/16/99] 02/18/ NOTICE OF SETTING STATUS CONF ; Status hearing set for 9:00 3/2/99 before Mag Judge Dennis H Inman (cc: all counsel) (em) [Entry date 02/18/99] 02/19/ OPPOSITION by defendants and third-party plaintiffs Infinity Investors, Fairway Capital, Seacrest Capital, and Clark K Hunt to plaintiff's motion to sever defendants' third-party actions [128-2] (with exhibits A-G attached) C/S (ab) [Entry date 02/22/99] 02/26/ MEMORANDUM IN FURTHER SUPPORT by plaintiff John Pisacreta of motion to sever defendants' third party actions [128-2] C/S (ab) [Entry date 03/02/99] 02/26/ AFFIDAVIT of Saul Roffe in further support of plaintiff's motion to compel document production [128-1] and to sever the third party complaints [128-2] (3 mutual releases attached labeled Exhibits A-C) C/S (ab) [Entry date 03/02/99] 03/17/ SUPPLEMENTAL OPPOSITION by defendants to pla's motion to sever [128-2] C/S (dhj) [Entry date 03/19/99] 03/31/ NOTICE OF TELEPHONE STATUS CONF ; Telephone Status hearing set for 1:30 4/7/99 before Mag Judge Dennis Inman (cc: all counsel) (em) [Entry date 03/31/99] 04/01/ REMARK- File 6 starts w/doc #138 (em) [Entry date 04/08/99] 04/08/ ORDER by Mag Judge Dennis H. Inman that the US Bankruptcy Ct for the District of Delaware has lifted the automatic stay in Adversary Proceeding A to the extent of permitting this Ct to proceed to resolve pltf's motion to compel and sever #128 and pltf's motion to compel #122. All responses to these motions are ORDERED to file the same on or before 4/22/99 (cc: all counsel) (em) [Entry date 04/08/99]

25 04/09/ MOTION by defendants Infinity Investors, Fairway Capital, Seacrest Capital, and Clark K Hunt for an extension of time to respond to pltf's motion to compel production of documents C/S (ab) [Entry date 04/09/99] 04/15/ ORDER by Mag Judge Dennis H. Inman finding the defts' motion for an extension of time until April 20, 1999 to respond to pltf's motion to compel production of documents [139-1] moot; because this Ct's order #138 gave them a ddl of April 22, 1999 (cc: all counsel) (em) [Entry date 04/15/99] 04/22/ ORDER by Mag Judge Dennis H. Inman extending time for an additional 5 days for the "Hunt" defts to file resp to certain mot (cc: all counsel) (rlc) [Entry date 04/22/99] 04/22/ RESPONSE AND OPPOSITION by defendants Seacrest Capital, Fairway Capital, and Infinity Investors to plaintiff's motion to compel defendants' production of documents [128-1] C/S (aa) [Entry date 04/23/99] 04/29/ MEMORANDUM IN FURTHER SUPPORT by plaintiff John Pisacreta of motion to compel defts Infinity Investors, Fairway Capital & Seacrest Capital to respond fully to pltf's requests for production of docs [122-1] (exhibit 1 and exhibit A attached) C/S (ab) [Entry date 04/30/99] 04/29/ MOTION by defendant Clark K Hunt to substitute attorneys D Michael Swiney, Andrew R Tillman, Jim Renard, William A Brewer, III and Kelly D Hollingsworth in place of Bernard E Bernstein, W Tyler Chastain, Joel Held and Elizabeth Yingling w/cert of good standing from U.S. Dist. Ct. Northern Dist. of Texas for William A Brewer, III, James S Renard and Kelly D Hollingsworth attached. C/S (rlc) [Entry date 04/30/99] 04/29/ RESPONSE IN OPPOSITION by defendant Clark K Hunt to pltf's motion to compel defendants' production of documents [128-1], to motion to sever defendants' third party actions [128-2]. w/exhibits in support attached. C/S (rlc) [Entry date 04/30/99] 04/29/ ATTORNEY APPEARANCE for third-party plaintiff Clark K Hunt, defendant Clark K Hunt by Kelly Hollingsworth C/S - see Doc #144 (bp) [Entry date 05/03/99] 04/29/ ATTORNEY APPEARANCE for defendant Clark K Hunt by Andrew R Tillman, D Michael Swiney C/S - see Doc #144 (bp) [Entry date 05/03/99] 05/03/ ORDER by Mag Judge Dennis H. Inman granting deft Hunt's motion to substitute attorneys D Michael Swiney, Andrew R Tillman, Jim Renard, William A Brewer, III and Kelly D Hollingsworth in place of Bernard E Bernstein, W Tyler Chastain, Joel Held and Elizabeth Yingling [144-1]; attorney Bernard E Bernstein withdrawn for deft Clark K Hunt, attorney Bernard E Bernstein withdrawn for third-pty pltf Clark K Hunt and substituting attorney D Michael Swiney, Andrew R Tillman, James Renard, William A Brewer III (cc: all counsel) (bp) [Entry date 05/03/99] 05/10/ MEMORANDUM IN FURTHER SUPPORT by plaintiff John Pisacreta of plaintiff's motion to compel production of documents from defendant Clark K. Hunt [128-1] C/S (ab) [Entry date 05/11/99] 05/21/ NOTICE OF hg; In-court hearing set for 9:00 6/2/99 (cc: all counsel) (sh) [Entry date 05/21/99] 06/03/ ORDER by Mag Judge Dennis H. Inman granting in part & denying in part pltf's motion to compel defts Infinity Investors, Fairway Capital & Seacrest Capital to respond fully to pltf's requests for production of docs [122-1] (cc: all counsel) (bp) [Entry date 06/03/99] 06/03/ ORDER by Mag Judge Dennis H. Inman granting pltf's motion to sever defendants' third

26 party actions [128-2] (cc: all counsel) (bp) [Entry date 06/03/99] 06/03/ ORDER by Mag Judge Dennis H. Inman granting in part & denying in part pltf's motion to compel defendants' production of documents [128-1] (cc: all counsel) (bp) [Entry date 06/03/99] 06/03/ ORDER by Mag Judge Dennis H. Inman that all parties are ORDERED to provide the Clerk of the Court with a copy of any motion or response at the time of filing the original, together with any attachments to the same, for the use of the Court. (cc: all counsel) (bp) [Entry date 06/03/99] 06/08/ ORDER by Mag Judge Dennis H. Inman granting motion to extend time to respond to class certification and other issues [123-1] ; In-court hearing set for 9:00 7/16/99 on motion for class certification (cc: all counsel) (rt) [Entry date 06/08/99] 07/02/ MOTION by defendant Lake Management for an extension of time to 7/7/99 to respond to the motion for class certification C/S (ab) [Entry date 07/06/99] 07/07/ ORDER by Mag Judge Dennis H. Inman granting deft Lake Management's motion for an extension of time to 7/7/99 to respond to the motion for class certification [153-1] (cc: all counsel) (em) [Entry date 07/07/99] 07/07/ MEMORANDUM IN OPPOSITION by defendant Lake Management to the plaintiff's motion to certify class action [94-1] (with attachments tabbed A-I) C/S (ab) [Entry date 07/08/99] 07/12/ AGREED ORDER by Honorable Thomas G. Hull withdrawing attorney attorney D Michael Swiney for deft Clark K Hunt, attorney D Michael Swiney for third-party pltf Clark K Hunt (cc: all counsel) (bp) [Entry date 07/12/99] 07/12/ REPLY by plaintiff John Pisacreta to defendant Lake Management's memorandum opposing class certification [155-1] (with attachment A and B) C/S (ab) [Entry date 07/13/99] 07/16/ MINUTES: In-court hearing held 7/16/99 (dhi); arguments on motion for class certification, order to enter. crd-shopson; cr-kculbreth (sh) [Entry date 07/16/99] 07/16/ ORDER by Mag Judge Dennis H. Inman denying pltf's motion to certify class action [94-1]. Pltf has not proven to the satisfaction of this Court that his claims, or the defenses to his claims, are typical of the individual class member. (cc: all counsel) (rlc) [Entry date 07/16/99] 07/26/ REMARK - File 7 starts w/doc #7 (em) [Entry date 08/03/99] 07/30/ OBJECTIONS by plaintiff John Pisacreta to Magistrate Judge's order denying motion for class certification [159-1] C/S (ab2) [Entry date 08/02/99] [Edit date 08/02/99] 08/02/ NOTICE OF SCHEDULING CONFERENCE ; Pretrial conference set for 9:30 9/17/99 w/scheduling order attached (cc: all counsel) (kh) [Entry date 08/02/99] 08/03/ MOTION by defendants Infinity Investors, Fairway Capital, and Seacrest Capital for order to modify the 11/16/98 order regarding discovery and request for expedited consideration thereof C/S (ab) [Entry date 08/04/99] 08/05/ ORDER by Mag Judge Dennis H. Inman denying defts' motion for order to modify the 11/16/98 order regarding discovery [161-1], denying defts' motion request for expedited consideration thereof [161-2] (cc: all counsel-faxed to local counsel) (em) [Entry date 08/05/99]

27 08/12/ RESPONSE by defendants Infinity Investors, Fairway Capital, and Seacrest Capital to plaintiff's objections to magistrate judge's order [160-1] C/S (ab) [Entry date 08/12/99] 08/12/ MOTION by plaintiff John Pisacreta for leave to submit supplemental authority in support of objections to magistrate judge's order denying motion for class certification (Exhibits A-D and Attachments 1-2 attached) C/S (ab) [Entry date 08/12/99] 08/13/ TRANSCRIPT OF PROCEEDINGS held on July 16, 1999 before Dennis H. Inman, Magistrate Judge (kh) [Entry date 08/13/99] 08/16/ CONDITIONAL MOTION by plaintiff John Pisacreta to amend the complaint to add James M. Lynn as a named plaintiff pursuant to Rule 15 or, alternatively, to permit James M. Lynn to intervene as a named plaintiff pursuant to Rule 24(b) C/S (ab) [Entry date 08/17/99] 08/16/ MEMORANDUM IN SUPPORT by plaintiff John Pisacreta of motion to amend the complaint to add James M. Lynn as a named plaintiff pursuant to Rule 15 [166-1] or, alternatively, to permit James M. Lynn to intervene as a named plaintiff pursuant to Rule 24(b) [166-2] (Exhibit A attached) C/S (ab) [Entry date 08/17/99] 08/16/ RESPONSE by defendant Lake Management to plaintiff's objections to magistrate judge's order [160-1] (Exhibits A-B attached) C/S (ab) [Entry date 08/17/99] 08/17/ MEMORANDUM IN OPPOSITION by defendant Clark K Hunt to objection to Court's Order dated 7/16/99 [160-1] with transcript of Hearing 8/16/99 before Judge Inman C/S (rt) [Entry date 08/17/99] [Edit date 08/17/99] 08/20/ OBJECTIONS by defendants Infinity Investors, Fairway Capital, and Seacrest Capital to plaintiff's motion for leave to submit supplemental authority in support of objections to magistrate judge's order [164-1] C/S (ab) [Entry date 08/23/99] 08/25/ OBJECTIONS by defendants Infinity Investors, Fairway Capital, and Seacrest Capital to plaintiff's motion to amend the complaint [166-1] or, alternatively, to permit James M. Lynn to intervene as a named plaintiff [166-2] (Exhibit A attached) C/S (ab) [Entry date 08/25/99] 08/26/ REPLY by plaintiff John Pisacreta re dfts' responses to objections to Magistrate Judge's order concerning class certification [168-1] C/S (ab2) [Entry date 08/27/99] 08/26/ RESPONSE by defendant Clark K Hunt to pltf's motion for leave to submit supplemental authority in support of objections to magistrate judge's order denying motion for class certification [164-1] C/S (em) [Entry date 08/27/99] 08/30/ RESPONSE by defendant Lake Management to pla's motion to amend the complaint to add James M. Lynn as a named plaintiff to Rule 15 [166-1], to pla's motion to permit James M. Lynn to intervene as a named plaintiff pursuant to Rule 24(b) [166-2]; w/ attachments C/S (ab2) [Entry date 08/31/99] 08/30/ RESPONSE by defendant Clark K Hunt to pltf's motion to amend the complaint to add James M. Lynn as a named plaintiff pursuant to Rule 15 [166-1], to motion to permit James M. Lynn to intervene as a named plaintiff pursuant to Rule 24(b) [166-2] C/S (rlc) [Entry date 08/31/99] 08/31/ REPLY by plaintiff John Pisacreta re objections by dft to pla's motion for leave to submit supplemental authority in support of objections to magistrate judge's order [170-1]; w/ exhibits A-B attached C/S (ab2) [Entry date 08/31/99] [Edit date 08/31/99]