Case 3:14-cv JAP-DEA Document 25 Filed 12/10/14 Page 1 of 6 PageID: 207
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1 Case 3:14-cv JAP-DEA Document 25 Filed 12/10/14 Page 1 of 6 PageID: 207 Case 3:14-cv JAP-DEA Document 24-1 Filed 12/09/14 Page 1 of 4 PagelD: 201 Bruce D. Greenberg Jeffrey A. Shooman LITE DEPALMA GREENBERG LLC Two Gateway Center, Suite 1201 Telephone: (973) Facsimile: (973) bgreenberglitedepalma.com jshoornan@litedepalma.com Jeffrey J. Greenbaum Jason L. Jurkevich SILLS CUMMIS & GROSS P.C. One Riverfront Plaza Telephone: (973) Facsimile: (973) jgreenbaum@sillscummis.com jjurkevich@sillscummis.com Liaison Counsel and Attorneys for Lead Plaintiffs Other Counsel noted on Signature Pages In re Regado Biosciences, Inc. Securities Litigation THIS DOCUMENT RELATES TO ALL ACTIONS Attorneys for Defendants RECEIVED UNITED STATES DISTRICT COURT DEC DISTRICT OF NEW JERSEY AT 830 WILLIAM T. WALSH CLERK Case No. 3:14-cv JAP-DEA Hon. Joel A. Pisano Hon. Douglas E. Arpert STIPULATION OF DISMISSAL WITHOUT PREJUDICE PURSUANT TO FED. R. CIV. P. 41(a)(1)(A)( ii) M The parties hereby stipulate to the dismissal of this action without prejudice by the undersigned Lead Plaintiffs as to Defendants Regado Biosciences, Inc., David J. Mazzo, R. Don Elsey, Christopher E. Courts, B. Jefferson Clark, Anton Gopka, P. Sherrill Neff, Dennis Podlesak, Jesse True, and Raphael Wisniewski (collectively, "Defendants") pursuant to Fed. R. Civ. P. 41(a)(1)(A)(ii), and as grounds therefore state as follows:
2 Case 3:14-cv JAP-DEA Document 25 Filed 12/10/14 Page 2 of 6 PageID: 208 Case 3:14-cv JAP-DEA Document 24-1 Filed 12/09/14 Page 2 of 4 PagelD: 202 WHEREAS, Plaintiff Michael Krzyzak filed a putative class action complaint, captioned Krzyzak v. Regado Biosciences, Inc., et al., Case No. 14-cv JAP-DEA against Defendants on July 10, 2014; WHEREAS, a similar putative class action complaint, captioned Alston v. Regado Biosciences, Inc., Case No. 14-cv JAP-DEA, was filed against Defendants and certain additional parties on July 11, 2014; WHEREAS, the Court consolidated the foregoing actions and appointed John Wells and Michael Cheren as Lead Plaintiffs in this action on September 25, 2014; WHEREAS, the Consolidated Amended Class Action Complaint that was to be filed by December 9, 2014 has not been filed; WHEREAS, this action has not been certified as a class action; and WHEREAS, in consideration of the covenants and agreements contained in this Stipulation, the undersigned parties hereby stipulate and agree as follows: 1. Pursuant to Fed. R. Civ. P. 41(a)(1)(A)(ii), this action be dismissed without prejudice by Lead Plaintiffs John Wells and Michael Cheren as to all Defendants, with each side to bear its own attorneys' fees and costs incurred in connection with this action; 2. This dismissal shall not affect or alter the rights, if any, of any absent members of the putative class to pursue claims separate from the above-captioned action, and shall not affect Defendants' rights or defenses against any such claims;
3 Case 3:14-cv JAP-DEA Document 25 Filed 12/10/14 Page 3 of 6 PageID: 209 Case 3:14-cv JAP-DEA Document 24-1 Filed 12/09/14 Page 3 of 4 PagelD: The parties mutually agree not to seek or assert any claim against the other(s) or their counsel for fees, expenses, costs, sanctions (including any claim under Fed. R. Civ. P. 11) and/or any other claim that the above-captioned action was brought or defended in bad faith; and 4. This Stipulation shall not be construed against any party, but shall be construed as if the parties jointly prepared this Stipulation, and any uncertainty or ambiguity shall not on ground of authorship or otherwise be interpreted against any one party. THEREFORE, it is hereby stipulated and agreed by all undersigned parties that this action be dismissed without prejudice against the undersigned Lead Plaintiffs as to all Defendants, pursuant to Fed. R. Civ. P. 41(a)(1)(A)(ii). Dated: December 9, 2014 LITE DEPALMA GREENBERG LLC SILLS CUMMIS & GROSS P.C. By: /s/bruce D. Greenberg BRUCE D. GREENBERG Bruce D. Greenberg Jeffrey A. Shooman Two Gateway Center, Suite 1201 Telephone: (973) Facsimile: (973) bgreenberg@litedepalma.com jshoornanlitedepalma.com By: Is/Jeffrey J. Greenbaum JASON L. JURKEVICH Jeffrey J. Greenbaum Jason L. Jurkevich One Riverfront Plaza Telephone: (973) Facsimile: (973) jgreenbaum@sillscummis.com jjurkevich@sillscummis.com Liaison Counsel and Attorneys for Lead Plaintiffs
4 Case 3:14-cv JAP-DEA Document 25 Filed 12/10/14 Page 4 of 6 PageID: 210 Case 3:14-cv JAP-DEA Document 24-1 Filed 12/09/14 Page 4 of 4 PagelD: 204 Jeremy A. Lieberman (pro hac vice) Matthew L. Tuccillo Francis P. McConville (pro hac vice) POMERANTZ LLP 600 Third Avenue, 20th Floor New York, NY Telephone: (212) Facsimile: (212) Patrick V. Dahlstrom POMERANTZ LLP Ten South LaSalle Street, Suite 3505 Chicago, Illinois Telephone: (312) Facsimile: (312) Koji F. Fukumura (pro hac vice) Ryan E. Blair (pro hac vice) COOLEY LLP 4401 Eastgate Mall San Diego, CA Phone: (858) Facsimile: (858) Attorneys for Defendants Regado Biosciences, Inc., David I Mazzo, Christopher E. Courts, R. Don Elsey, B. Jefferson Clark, Anton Gopka, P. Sherrill Neff Dennis Podiesak, Jesse Treu, and Raphael Wisniewski Lead Counsel and Attorneys for Lead Plaintiffs
5 Case 3:14-cv JAP-DEA Document 25 Filed 12/10/14 Page 5 of 6 PageID: 211 Case 3:14-cv JAP-DEA Document 24-2 Filed 12/09/14 Page 1 of 2 PagelD: 205 Bruce D. Greenberg Jeffrey A. Shooman LITE DEPALMA GREENBERG LLC Two Gateway Center, Suite 1201 Telephone: (973) Facsimile: (973) bgreenberg@litedepalma.com jshooman@litedepalma.com Liaison Counsel and Attorneys for Lead Plaintiffs Jeffrey J. Greenbaum Jason L. Jurkevich SILLS CUMMIS & GROSS P.C. One Riverfront Plaza Telephone: (973) Facsimile: (973) jgreenbaum@sillscummis.com jjurkevich@sillscumrnis.com Attorneys for Defendants UNITED STATES DISTRICT COURT DISTRICT OF NEW JERSEY Case No. 3:14-cv JAP-DEA In re Regado Biosciences, Inc. Securities Litigation Hon. Joel A. Pisano THIS DOCUMENT RELATES TO ALL ACTIONS [PROPOSED] ORDER DISMISSING COMPLAINT WITHOUT PREJUDICE PURSUANT TO FED. R. CIV. P.41 (a)(1)(a)(ii) WHEREAS, the Court has considered the Stipulation of Dismissal Without Prejudice Pursuant to Fed. R. Civ. P. 4 1 (a)(1)(a)(ii), IT IS HEREBY ORDERED THAT: 1. Pursuant to Fed. R. Civ. P. 41(a)(1)(A)(ii), this action be dismissed without prejudice by Lead Plaintiffs John Wells and Michael Cheren as to all Defendants, with each side to bear its own attorneys' fees and costs incurred in
6 Case 3:14-cv JAP-DEA Document 25 Filed 12/10/14 Page 6 of 6 PageID: 212 Case 3:14-cv JAP-DEA Document 24-2 Filed 12/09/14 Page 2 of 2 PagelD: 206 connection with this action as set forth in the Stipulation; 2. This dismissal shall not affect or alter the rights, if any, of any absent members of the putative class to pursue claims separate from the above-captioned action, and shall not affect Defendants' rights or defenses against any such claims; 3. The parties shall not seek or assert any claim against the other(s) or their counsel for fees, expenses, costs, sanctions (including any claim under Fed. R. Civ. P. II) and/or any other claim that the above-captioned action was brought or defended in bad faith. 4. The Stipulation shall not be construed against any party, but shall be construed as if the parties jointly prepared it, and any uncertainty or ambiguity shall not on the ground of authorship or otherwise be interpreted against any one party. SO ORDERED. Dated: )D,2014 7~6(P_ HONORABL(5/J0VLA.PISANO UNITED STATES DISTRICT JUDGE DISTRICT OF NEW JERSEY
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