Energy Facility Permitting

Transcription

1 Energy Facility Permitting 85 7th Place East, Suite 500 St. Paul, Minnesota ph fx March 22, 2013 Joel Kanvik, Assistant Secretary Enbridge Energy Company, Inc Louisiana Street, Suite 3300 Houston, Texas Mr. John R. Gaesele Fryberger, Buchanan, Smith & Grederick, P.A. 302 West Superior Street, Suite 700 Duluth, Minnesota Re: Public Utilities Pipeline Routing Permit For Alberta Clipper and Southern Lights Diluent Project, PL-9/PPL Annual Compliance Review, Reply by April 30, 2013 Dear Mr. Kanvik and Mr. Gaesele: The Energy Facility Permitting staff of the Minnesota Department of Commerce recently completed a review of the pipeline routing permit requirements for the Alberta Clipper and Southern Lights Diluent Project and compared the requirements to filings on the Minnesota Public Utilities Commission (Commission) and Department of Commerce e-dockets website. We are implementing a new compliance tracking system for these permits. Please contact Larry Hartman, the Department of Commerce Energy Facility Permitting state permit manager for this project, at , or larry.hartman@state.mn.us, at your earliest convenience to discuss the project status. We appreciate that numerous compliance filings are currently in the e-docket for this project. In this review, we found that archaeological survey results were not placed in the e-docket and for other compliance filings, we are requesting clarification. Archaeological Survey Results. There is some information on cultural resources in the application for a pipeline routing permit. The updated information in the initial filing, part 2 of 3, on pages 10-1 and 10-2, indicates that field survey results would be summarized in an inventory report. We did not identify an e-filing for these archaeological survey results. Permit condition V.H., Archaeological Survey, states in part: Page 1 of 4

2 Alberta Clipper and Southern Lights Diluent Project, Pipeline Routing Permit, , March 22, 2013 The Permittee shall work with the State Historic Preservation Office (SHPO) at the Minnesota Historical Society prior to commencing construction to determine whether an archaeological survey will be necessary for any length of the proposed route The Permittee shall contract with a qualified archaeologist to complete such surveys, and will submit the results to the, and SHPO. Complaint Reports. The permittee has consistently e-filed required complaint summary reports. In reviewing these reports, we found that there are various unresolved complaints listed, some of which may or may not have been resolved at this time. We are requesting that the format of future complaint summary reports be changed so that, in addition to the required list of complaints received in the prior month and complaints resolved in the prior month, the report will also contain a running list of all complaints received to date that are unresolved to date and a brief statement of status for each. We are requesting that this change in report format be included in the next and all future complaint summary reports. Construction Environmental Control Plan (CECP) and Required Permits. The permittee e-filed multiple components of the Construction Environmental Control Plan on July 17, On page fourteen of the Protected Species and Habitats component of the CECP, section 7.0, Addendums and Changes, indicates that consultations are on-going and addendums to this Summary will be provided. We acknowledge that the Permittee e-filed a Fen Management Plan on November 18, Permit condition V.N.6., in regard to the Construction Environmental Control Plan, states in part: All amendments, modifications or changes to the Construction Environmental Control Plan shall be filed with the and any other agency or governmental unit with responsibility for implementing requirements of the Construction Environmental Control Plan. Permit condition VI., Review of Plan and Profile and Right-of-Way Specifications, refers to notification that all plans and permits have been filed or obtained. Table 1 in Part 1 of 18 in the July 17, 2009, CECP filings is a summary of environmental permits required for the project and other content in the table indicates for each permit pending issuance. As a matter of clarification, documentation of having obtained required permits was e-filed on September 2, 2009, and on November 4, The cover letter dated November 4, 2009 states, These permits were the final authorizations required before construction of the Projects could begin in all areas of the route. We are requesting that the Permittee respond regarding the CECP by e-filing any revisions to the Construction Environmental Control Plan and its component sections that may have been completed as a result of the on-going consultations and addenda, including Table 1, the list of required permits, or e-filing confirmation that no revisions were necessary as a result of ongoing consultations and addenda. Page 2 of 4

3 Alberta Clipper and Southern Lights Diluent Project, Pipeline Routing Permit, , March 22, 2013 Fen Management Plan. The Permittee e-filed a Fen Management Plan on November 18, 2009, which includes on page 37 a proposed monitoring program over five years for hydrology and over ten years for vegetation, with results provided to the Minnesota Department of Resources (DNR). The cover letter e-filed with this plan indicates that the DNR approved the Fen Management Plan on November 13, We are requesting that the Permittee include in its reply a list of the dates that hydrologic monitoring results were provided to the DNR and a list of the dates that vegetation monitoring results were provided to DNR. Please also indicate the timeframe covered by each monitoring submittal to DNR. Response. We are requesting that the Permittee e-file in its reply: archaeological survey results; beginning with the next report due on April 15, 2013, for the complaint summary reports (and continuing for future complaint reports), in addition to a summary of the complaints received or resolved in the previous month, add a list of complaints that are unresolved to date and brief statement of status for each; information requested above regarding the Construction Environmental Control Plan; and dates that monitoring required by the Fen Management Plan was provided to the DNR, along with the timeframe of the monitoring covered by each submittal to DNR. To assist with your reply, we are attaching an annotated table that summarizes the site permit compliance filing requirements and related e-filings for this project, current through March 19, Where you see a received date and e-docket document ID number related to a listed permit requirement, we have documented what has been received, although additional information may be required. Please e-file your reply by April 30, 2013, on the Public Utilities Commission and Department of Commerce E-Dockets system at: Address correspondence to: Dr. Burl W. Haar, Executive Secretary Minnesota Public Utilities Commission Metro Square Building th Place East, Suite 350 Saint Paul, MN Page 3 of 4

4 Alberta Clipper and Southern Lights Diluent Project, Pipeline Routing Permit, , March 22, 2013 Should you believe that we have missed something or if you have any questions about this letter, please contact me at or at Thank you for your attention to the requirements of the project routing permit. Sincerely, Cynthia Kahrmann Compliance Coordinator Energy Facility Permitting Unit Cc: Larry Hartman, Energy Facility Permitting Deb Pile, Energy Facility Permitting Bret Eknes, Public Utilities Commission staff Tricia DeBleeckere, Public Utilities Commission staff Mike Harris, Enbridge Energy Limited Partnership and Enbridge Piplines (Southern Lights) L.L.C. Attachments: Annual Compliance Review Table, , March 2013 Page 4 of 4

5 ON BEHALF OF DOCUMENT TYPE V.A., FIELD REPRESENTATIVE PRIOR TO START OF CONSTRUCTION, DESIGNATE FIELD REPRESENTATIVE PROVIDE THAT INDIVIDUAL'S CONTACT INFORMATION TO THE. DESIGNATED FIELD REPRESENTATIVE CONTACT INFORMATION IS INCLUDED IN THE COVER LETTER FOR EACH MONTHLY COMPLAINT REPORT COMPLIANCE FILING--JANUARY 2013 COMPLAINT SUMMARY 2/15/2013 V.N.6., SPECIAL CONDITION PRIOR TO ANY CONSTRUCTION THE PERMITTEE SHALL FILE WITH THE A CONSTRUCTION ENVIRONMENTAL CONTROL PLAN ALL AMENDMENTS MODIFIC. FILINGS RELATED TO THE ENVIRONMENTAL CONTROL PLAN ITS COMPONENTS ARE LISTED BELOW. PREVIOUSLY E- FILED VERSIONS ARE TO BE FOUND IN THE PERMIT APPLICATION ACCEPTANCE DOCUMENTS IN THE PERMIT ISSUANCE DOCUMENTS PAGE 14, SECTION 7.0, ADDENDUMS CHANGES: "CONSULT ARE ON-GOING ADDENDUMS TO THIS SUMMARY WILL BE PROVIDED." TABLE 1 IN THIS DOCUMENT IS A LIST OF PERMITS REQUIRED FOR THE PROJECT. SEE PLAN PROFILE FILINGS IN THIS COMPLIANCE REVIEW TABLE BELOW FOR PERMIT REQUIREMENT IDENTIFIED RELATED FILINGS CECP PART 18 OF 18 MN STORMWATER POLLUTION PREVENTION PLAN 7/17/ CECP PART 7 OF 18 PIPELINE INTEGRITY EMERGENCY RESPONSE SUMMARY 7/17/ CECP PART 12 OF 18 ON- SITE MODIFICATION REQUEST PROCESS 7/17/ CECP PART 9 OF 18 PROTECTED SPECIES SUMMARY PROTOCOLS 7/17/ CECP PART 4 OF 18 SPILL PREVENTION CONTAINMENT CONTROL PLAN 7/17/ CECP PART 2 OF 18 ENVIRONMENTAL MITIGATION PLAN 7/17/ CECP PART 15 OF 18 ANTHRAX MITIGATION PLAN 7/17/ COVER LETTER AFFIDAVIT OF SERVICE FOR CECP 7/17/ CECP PART 14 OF 18 COMPLAINT HLING PROCEDURE 7/17/ CECP PART 17 OF 18 WINTER CONSTRUCTION PLAN 7/17/ CECP PART 16 OF 18 BLASTING PLAN 7/17/ CECP PART 5 OF 18 DRILLING MUD CONTAINMENT RESPONSE NOTIFICATION PLAN 7/17/ CECP PART 1 OF 18 CONSTRUCTION ENVIRONMENTAL CONTROL PLAN 7/17/ CECP PART 10 OF 18 MN NOXIOUS WEEDS INVASIVE SPECIES CONTROL PLAN 7/17/ CECP PART 3 OF 18 AGRICULTURAL MITIGATION PLAN 7/17/ CECP PART 6 OF 18 PETROLEUM CONTAMINATED SOIL MANAGEMENT PLAN 7/17/ CECP PART 13 OF 18 ENVIRONMENTAL CLEARANCE PLAN FOR ACCESS ROADS 7/17/ CECP PART 11 OF 18 REVEGETATION RESTORATION MONITORING PLAN 7/17/ CECP PART 8 OF 18 MN UNANTICIPATED DISCOVERY PLAN 7/17/2009 Page 1 of 33 Annual Compliance Review as of 3/19/2013

6 ON BEHALF OF DOCUMENT TYPE V.B., AGRICULTURAL MITIGATION PLAN 1. COMPLY WITH THE PLAN (APPENDIX C TO PERMIT). 3. IN THE EVENT THE PLAN IS AMENDED BY THE MINNESOTA DEPARTMENT OF AGRICULTURE (MDA), THE MDA OR PERMITTEE SHALL FILE THE MDA APPROVED MODIFICATION WITH THE THIS FILING IS INCLUDED IN THE WITHIN 10 DAYS OF SET CONSTRUCTION MDA APPROVAL. ENVIRONMENTAL CONTROL PLAN CECP PART 3 OF 18 AGRICULTURAL MITIGATION PLAN 7/17/2009 V.C., ENVIRONMENTAL MITIGATION PLAN V.D.12.a., ROADS IDENTIFICATION V.D.16.h., RESTORATION COMPLY WITH THE PLAN (APPENDIX D) PERMITS ISSUED BY AGENCIES OR GOVERNMENTAL UNITS. E- FILE PROVIDE A LINK TO A WEBSITE WHERE THESE PERMITS CONDITIONS CAN BE VIEWED BY ANYONE. THIS FILING IS INCLUDED IN THE SET ENVIRONMENTAL CONTROL PLAN PRIOR TO COMMENCEMENT OF CONSTRUCTION, IDENTIFY ROADS THAT WILL BE THERE IS NO FILING USED PROJECT REQUIREMENT IN THE PIPELINE NOTIFY GOVERNING FOR THIS BODY HAVING. THIS REVIEW JURISDICTION. NOTIFY DID NOT IDENTIFY A REQUEST OF ROAD DAMAGE FROM THE COMMISSION FOR ARRANGEMENTS UPON FROM FOR DAMAGE REQUEST. AGREEMENTS. WITHIN 60 DAYS AFTER COMPLETION OF ALL RESTORATION ACTIVITIES, ADVISE IN WRITING OF COMPLETION OF SUCH ACTIVITIES. --CECP PART 2 OF 18 ENVIRONMENTAL MITIGATION PLAN 7/17/2009 V.D.18., SAFETY INFORMATION PROVIDE EDUCATIONAL MATERIALS TO LOWNERS WITHIN THE ROUTE WHOSE L IS CROSSED BY THE PIPELINE, UPON REQUEST, TO INTERESTED PERSONS. THIS FILING IS PART OF THE SET CONSTRUCTION ENVIRONMENTAL CONTROL PLAN. THERE ARE ALSO SEVERAL FILINGS ON RESTORATION RELATED TO THE ON MAY 25, THESE ARE INCLUDED FOLLOWING FILINGS RELATED TO PERMIT REQUIREMENTS TOWARD THE END OF THIS TABLE PERMIT DOES NOT REQUIRE A FILING FOR THIS CONDITION. DID NOT IDENTIFY A REQUEST FROM THE COMMISSION OR FOR THIS INFORMATION. --CECP PART 11 OF 18 REVEGETATION RESTORATION MONITORING PLAN 7/17/2009 V.D.19., MONITOR INSPECTOR NOTICES AT LEAST 10 DAYS PRIOR TO START OF CONSTRUCTION, PROVIDE PERMIT DOES NOT REQUIRE A NOTICE TO ALL LOWNERS AFFECTED BY CONSTRUCTION OF NAME, TELEPHONE NUMBER ADDRESS OF AGRICULTRAL MONITOR SUBMITTAL TO THE COMMISSION OR E-FILING TO THE COMMISSION FOR THIS. HOWEVER, THIS FILING CONTAINS A SAMPLE COPY OF THE LETTER LIST OF ATTACHMENTS WHICH WERE SENT TO COUNTY INSPECTOR. LOWNERS REPORT-- COMPLAINT REPORT WITH EXHIBITS 6/15/2011 Page 2 of 33 Annual Compliance Review as of 3/19/2013

7 ON BEHALF OF DOCUMENT TYPE V.H., ARCHAEOLOGICAL SURVEY WORK WITH SHPO PRIOR TO COMMENCING CONSTRUCTION TO DETERMINE WHETHER ANY ADDITIONAL ARCHAOLOGICAL SURVEY WILL BE NECESSARY FOR ANY LENGTH OF PROPOSED ROUTE. SUBMIT SURVEY RESULTS TO SHPO. THERE IS SOME CULTURAL RESOURCE INFORMATION IN THIS FILING PIPELINE APPLICATION INITIAL FILING--PART 1 OF 3 6/22/2007 THERE IS UPDATED INFORMATION IN THIS FILING ON PAGE , WHICH INDICATES THAT FIELD SURVEY RESULTS WILL BE SUMMARIZED IN AN INVENTORY REPORT INITIAL FILING--PART 2 OF 3 6/22/2007 V.J.1., COMPLAINT PROCEDURES THIS FILING IS PART OF THE SET OF FILINGS CONSTRUCTION ENVIRONMENTAL CONTROL PLAN WITHIN 5 DAYS OF RECEIVING PIPELINE, SUBMIT TO THE THE PERMITTEE'S PROCEDURES TO RECEIVE RESPOND TO COMPLAINTS, IN ACCORDANCE WITH ATTACHMENT 1 TO PERMIT CECP PART 8 OF 18 MN UNANTICIPATED DISCOVERY PLAN 7/17/ CECP PART 14 OF 18 COMPLAINT HLING PROCEDURE 7/17/ COMPLAINT HLING PROCEDURE 1/2/2009 ORDER--REQUIRING USE OF COMPLAINT PROCEDURES 7/22/2010 BRIEFING PAPERS--JULY 8, 2010 AGENDA 7/1/2010 V.J.1., COMPLAINT REPORTS BY THE 15TH OF EACH MONTH, E-FILE A SUMMARY OF ALL COMPLAINTS, INCLUDING SUBSTANTIAL COMPLAINTS RECEIVED OR RESOLVED DURING THE PRECEDING MONTH. IF NO COMPLAINTS RECEIVED, SUMMARY MAY INDICATE THIS COMPLIANCE FILING--FEBRUARY 2013 COMPLAINT SUMMARY 3/15/2013 COMPLIANCE FILING--JANUARY 2013 COMPLAINT SUMMARY 2/15/2013 COMPLIANCE FILING--DECEMBER 2012 COMPLAINT SUMMARY 1/15/2013 COMPLIANCE FILING--NOVEMBER 2012 COMPLAINT SUMMARY 12/17/2012 COMPLIANCE FILING--OCTOBER 2012 COMPLAINT SUMMARY 11/15/2012 COMPLIANCE FILING--SEPT 2012 COMPLAINT SUMMARY 10/15/2012 COMPLIANCE FILING--AUGUST 2012 COMPLAINT SUMMARY 9/17/2012 COMPLIANCE FILING--JULY 2012 COMPLAINT SUMMARY 8/15/2012 COMPLIANCE FILING--JUNE 2012 COMPLAINT SUMMARY 7/16/2012 COMPLIANCE FILING--MAY 2012 COMPLAINT SUMMARY 6/15/2012 COMPLIANCE FILING--APRIL 2012 COMPLAINT SUMMARY 5/15/2012 COMPLIANCE FILING--MARCH 2012 COMPLAINT SUMMARY 4/16/2012 COMPLIANCE FILING--FEBRUARY 2012 COMPLAINT SUMMARY 3/15/2012 Page 3 of 33 Annual Compliance Review as of 3/19/2013

8 ON BEHALF OF DOCUMENT TYPE ENBRIDGE FEBRUARY 2010 COMPLAINT SUMMARY COMPLIANCE FILING--JANUARY 2012 COMPLAINT SUMMARY 2/15/2012 COMPLIANCE FILING--DECEMBER 2011 COMPLAINT SUMMARY 1/13/2012 COMPLIANCE FILING--NOVEMBER 2011 COMPLAINT SUMMARY 12/15/2011 COMPLIANCE FILING--OCTOBER 2011 COMPLAINT SUMMARY 11/15/2011 COMPLIANCE FILING--SEPTEMBER 2011 COMPLAINT REPORT 10/14/2011 COMPLIANCE FILING--AUGUST 2011 COMPLAINT SUMMARY 9/16/2011 COMPLIANCE FILING--JULY 2011 COMPLAINT SUMMARY 8/15/2011 COMPLIANCE FILING--JUNE 2011 COMPLAINT SUMMARY 7/29/2011 COMPLIANCE FILING--MAY 2011 COMPLAINT SUMMARY 6/15/2011 COMPLIANCE FILING--APRIL 2011 COMPLAINT SUMMARY 5/16/2011 COMPLIANCE FILING--MARCH 2011 COMPLAINT SUMMARY 4/15/2011 COMPLIANCE FILING--FEBRUARY 2011 COMPLAINT SUMMARY 3/15/2011 COMPLIANCE FILING--JANUARY 2011 COMPLAINT SUMMARY 2/17/2011 COMPLIANCE FILING--DEC 2010 COMPLAINT SUMMARY 1/18/2011 COMPLIANCE FILING--NOVEMBER 2010 COMPLAINT SUMMARY 12/15/2010 COMPLIANCE FILING--OCTOBER 2010 COMPLAINT SUMMARY 11/16/2010 COMPLIANCE FILING--SEPT 2010 COMPLAINT SUMMARY 10/15/2010 COMPLIANCE FILING--AUGUST 2010 COMPLAINT SUMMARY 9/15/2010 COMPLIANCE FILING--JULY 2010 COMPLAINT SUMMARY 8/16/ COMPLAINT SUMMARY FOR JUNE /15/2010 COMPLIANCE FILING--MAY 2010 COMPLAINT SUMMARY 6/15/2010 COMPLIANCE FILING--APRIL 2010 COMPLAINT SUMMARY 5/14/2010 COMPLIANCE FILING--MARCH 2010 COMPLAINT SUMMARY 4/15/2010 COMPLIANCE CLOSURE-- FEBRUARY 2010 COMPLAINT SUMMARY 3/15/2010 COMPLIANCE FILING--JANUARY 2010 COMPLAINT SUMMARY 2/16/ COMPLIANCE FILING--DECEMBER 2009 COMPLAINT SUMMARY 1/15/ NOVEMBER 2009 COMPLAINT SUMMARY 12/15/ OCTOBER 2009 COMPLAINT SUMMARY 11/17/ SEPTEMBER 2009 COMPLAINT SUMMARY 10/15/ AUGUST 2009 COMPLAINT SUMMARY 10/15/ LETTER--JULY 2009 COMPLAINT SUMMARY 8/11/ LETTER--JUNE 2009 COMPLAINT SUMMARY 7/17/ MAY 2009 COMPLAINT SUMMARY 6/12/ FRYBERGER, BUCHANAN, SMITH & FREDERICK --APRIL 2009 COMPLAINT SUMMARY 5/15/ MAR 2009 SUMMARY 4/16/ COMPLAINT SUMMARY FOR FEBRUARY /16/ ENBRIDGE --COMPLAINT SUMMARY FOR JANUARY /17/ ENBRIDGE --DECEMBER 2008 COMPLAINT SUMMARY 1/9/2009 Page 4 of 33 Annual Compliance Review as of 3/19/2013

9 ON BEHALF OF DOCUMENT TYPE DONOVAN ANNA REBUTTAL-- DONOVAN ANNA REBUTTAL-- DONOVAN ANNA DONOVAN ANNA DONOVAN ANNA RESPONSE. 1/4/2013 JANUARY42013COVERLETTER 1/4/2013 REBUTTAL-- JANUARY42013CERTIFICATEOFSER VICE. 1/4/2013 REBUTTAL-- JANUARY42012REBUTTALCOMME NTS 1/4/2013 REBUTTAL DAVID WILLIS COUNTER RESPONSE 1/4/ RESPONSE TO THE S NOVEMBER 2012 REPORT COMPLAINT PART 2 OF 4 12/7/ EXHIBIT A TO ENBRIDGE U.S. DROUGHT MONITOR MAPS PART 3 OF 4 12/7/ EXHIBIT B TO ENBRIDGE FSA PRESS RELEASE PART 4 OF 4 12/7/ COVER LETTER AFFIDAVIT OF SERVICE PART 1 OF 4 12/7/ DONOVAN ANNA --COVER LETTER 11/20/ DONOVAN ANNA --CERTIFICATE OF SERVICE 11/20/ DONOVAN ANNA DONOVAN ANNA DONOVAN ANNA DONOVAN ANNA DONOVAN ANNA DONOVAN ANNA DONOVAN ANNA DONOVAN ANNA DONOVAN ANNA DONOVAN ANNA --S UNRESOLVED RESTORATION ISSUES -PART 4A 11/20/ S UNRESOLVED RESTORATION ISSUES - PART 3A 11/20/ ADDITIONAL COMPLAINT, OBJECTIONS EXCEPTIONS REQUEST FOR CONTESTED CASE HEARING 11/20/ S UNRESOLVED RESTORATION ISSUES PART 2A 11/20/ S UNRESOLVED RESTORATION ISSUES PART 1B 11/20/ S UNRESOLVED RESTORATION ISSUES - PART 3B 11/20/ S UNRESOLVED RESTORATION ISSUES -PART 4B 11/20/ S UNRESOLVED RESTORATION ISSUES PART 2B 11/20/ S UNRESOLVED RESTORATION ISSUES PART 1A 11/20/ S UNRESOLVED RESTORATION ISSUES - PART 5A 11/20/ DONOVAN ANNA --S UNRESOLVED RESTORATION ISSUES - APPENDIX 11/20/ DONOVAN ANNA REPORT--3 OF 3 11/19/ DONOVAN ANNA REPORT--2 OF 3 11/19/ DONOVAN ANNA REPORT--1 OF 3 11/19/ MINNESOTA DEPARTMENT OF COMMERCE - OFFICE OF ENERGY SECURITY (OES) REPORT 10/22/ REPLY --RESPONSE TO THE JULY PETERSON COMPLAINT PART 2 OF 3 9/4/ REPLY --COVER LETTER AFFIDAVIT OF SERVICE FOR RESPONSE TO THE PETERSON COMPLAINT PART 1 OF 3 9/4/2012 REPLY -- ATTACHMENTS TO THE RESPONSE TO THE JULY PETERSON COMPLAINT PART 3 OF 3 9/4/2012 Page 5 of 33 Annual Compliance Review as of 3/19/2013

10 ON BEHALF OF DOCUMENT TYPE COMMISSION REQUESTED A FILING IN RESPONSE BY SEPTEMBER 10, COMMISSION ALSO REQUESTED INCLUSION OF PETERSON CORRESPONDENCE IN NEXT COMPLAINT SUMMARY LETTER--TO-ENBRIDGE 8/21/ DONOVAN ANNA M. DONOVAN ANNA M. --DYRAL EXCEPTION OBJECTIONS TO ENBRIDGE FEBRUARY 21, 2012 REPORT 3/22/ COVER LETTER FOR EXCEPTIONS OBJECTIONS 3/22/ ENBRIDGE RESPONSE TO FILED JANUARY /21/ COVER LETTER AFFIDAVIT OF SERVICE FOR ENBRIDGE RESPONSE TO THE 2/21/ DONOVAN ANNA M. REBUTTAL--2 OF 4 1/17/ DONOVAN ANNA M. REBUTTAL--3 OF 4 1/17/ DONOVAN ANNA M. REBUTTAL--4 OF 4 1/17/ DONOVAN ANNA M. REBUTTAL--1 OF 4 1/17/ RESPONSE TO THE OCTOBER DECEMBER 2011 COMPLAINTS 12/15/ COVER LETTER AFFIDAVIT OF SERVICE FOR RESPONSE TO THE OCTOBER DECEMBER 2011 COMPLAINTS 12/15/ DONOVAN ANNA M. REPLY --COVER 12/5/ DONOVAN ANNA M. REPLY --PART 1 OF 2 12/5/ DONOVAN ANNA M. REPLY --CERT OF SERVICE 12/5/ DONOVAN ANNA M. REPLY --PART 2 OF 2 12/5/ COURT REPORTER TRANSCRIPTS--TRANSCRIPT OF PROCEEDING ON MAY 12, 2011-ST PAUL 11/7/ MERJENT, INC. REPORT--CONTINUING RIGHT-OF- WAY INVESTIGATION REPORT 11/4/ REPORT--REPORT OF DONOVAN D. ON MERJENT, INC. DONOVAN ANNA M. SEPTEMBER 30, 2011 REPORT - CORRECT VERSION 11/2/2011 DONOVAN ANNA M. REPORT--COVER LETTER 11/2/2011 DONOVAN ANNA M. -- EXCEPTIONS TO MERJENT REPORT 11/1/ REPORT OF DONOVAN ANNA M. DONOVAN DYRAL ON MERJENT REPORT 11/1/2011 DONOVAN ANNA M. --COVR LETTER 11/1/ COMPANY REPORT--INVESTIGATION REPORT 9/30/ COMPANY REPORT--COVER LETTER 9/30/ REPLY BRIEF--ENBRIDGE RESPONSE EXHIBITS E TO I PART 5 OF 5 9/23/2011 REPLY BRIEF--ENBRIDGE RESPONSE EXHIBIT D PART 4 OF 5 9/23/2011 REPLY BRIEF--ENBRIDGE RESPONSE TO FOURTH COMPLAINT EXHIBITS A TO C PART 3 OF 5 9/23/2011 REPLY BRIEF--ENBRIDGE RESPONSE TO THE FOURTH COMPLAINT PART 2 OF 5 9/23/2011 Page 6 of 33 Annual Compliance Review as of 3/19/2013

11 ON BEHALF OF DOCUMENT TYPE REPLY BRIEF--COVER LETTER AFFIDAVIT OF SERVICE FOR ENBRIDGE RESPONSE TO THE FOURTH COMPLAINT PART 1 OF 5 9/23/ DONOVAN ANNA M FOURTH SUPPLEMENTAL COMPLAINT-REQUEST FOR EMERGENCY CEASE DESIST ORDER 9/16/2011 LETTER--- SOIL SAMPLING ON THE PROPERTY 8/25/2011 REPORT--INVESTIGATION REPORT - PROPERTY 6/15/2011 REPLY --- OF THE S 4/18/ COMPANY DONOVAN D. ANNA M DONOVAN D. ANNA M LETTER--COVER 4/18/2011 DONOVAN D. ANNA M REPLY --COVER 4/18/2011 DONOVAN D. ANNA M LETTER--ATTACHMENT 2 4/18/2011 DONOVAN D. ANNA M LETTER--ATTACHMENT 1 4/18/2011 REPLY --RE OES REPORT 4/15/2011 DONOVAN D. ANNA M /5/ ON THE FEBRUARY COMPLAINT REPORT 4/4/ DOC OES REPORT--REPORT ON COMPLAINTS 2/9/2011 LETTER--STATUS UPDATE REGARDING THE COMPLAINTS 1/10/ RESPONSE TO COMPLAINT EXHIBITS L TO Z PART 3 OF 7 9/22/ DONOVAN ANNA M DONOVAN ANNA M DONOVAN ANNA M DONOVAN ANNA M DONOVAN ANNA M DONOVAN ANNA M DONOVAN ANNA M DONOVAN ANNA M DONOVAN ANNA M DONOVAN ANNA M DONOVAN ANNA M DONOVAN ANNA M DONOVAN ANNA M DONOVAN ANNA M LETTER RE RESPONSE TO COMPLAINT PART 1 TO 5 9/22/ RESPONSER TO COMPLAINT WITH COVER LETTER PART 1 OF 7 9/22/ RESPONSE TO COMPLAINT EXHIBITS A TO K PART 2 OF 7 9/22/ RESPONSE TO COMPLAINT EXHIBIT FF PART A PART 5 OF 7 9/22/ RESPONSE TO COMPLAINT EXHIBITS AA TO EE PART 4 OF 7 9/22/ RESPONSE TO COMPLAINT EXHIBIT FF PART B PART 6 OF 7 9/17/ RESPONSE TO COMPLAINT EXHIBITS GG TO PP PART 7 OF 7 9/17/ EXHIBIT NO /24/ EXHIBIT NO /24/ EXHIBIT NO /24/ EXHIBIT NO /24/ EXHIBIT NO /24/ EXHIBIT NO /24/ EXHIBIT NO /24/ EXHIBIT NO /24/ EXHIBIT NO /24/ EXHIBIT NO /24/ EXHIBIT NO. 2 PDF INDEX OF PHOTOGRAPHS 8/24/ EXHIBIT NO /24/ EXHIBIT NO /24/ EXHIBIT NO /24/2010 Page 7 of 33 Annual Compliance Review as of 3/19/2013

12 ON BEHALF OF DOCUMENT TYPE DONOVAN ANNA M. -- EXHIBIT NO /24/2010 DONOVAN ANNA M. -- EXHIBIT NO /24/2010 DONOVAN ANNA M. -- EXHIBIT NO /24/2010 DONOVAN ANNA M. -- EXHIBIT NO /24/2010 DONOVAN ANNA M. -- EXHIBIT NO /24/2010 DONOVAN ANNA M. -- EXHIBIT NO /24/2010 DONOVAN ANNA M. -- EXHIBIT NO /24/2010 DONOVAN ANNA M. -- EXHIBIT NO /24/2010 DONOVAN ANNA M. -- EXHIBIT NO /24/2010 DONOVAN ANNA M. -- EXHIBIT NO /24/2010 DONOVAN ANNA M. -- EXHIBIT NO /24/2010 DONOVAN ANNA M. -- EXHIBIT NO /24/2010 DONOVAN ANNA M. -- EXHIBIT NO /24/2010 DONOVAN ANNA M. -- EXHIBIT NO /24/2010 DONOVAN ANNA M. LETTER--EXHIBIT SUPPLEMENTAL 8/23/2010 DONOVAN ANNA M. LETTER--LETTER OF ATTY. JON ERIK KINGSTAD 8/23/2010 DONOVAN ANNA M. LETTER--EXHIBIT SUPPLEMENTAL 8/23/2010 DONOVAN ANNA M. LETTER--EXHIBIT SUPPLEMENTAL 8/23/2010 DONOVAN ANNA M. LETTER--CERT SERVICE SUPPLEMENTAL 8/23/2010 DONOVAN ANNA M. LETTER--EXHIBIT SUPPLEMENTAL 8/23/2010 DONOVAN ANNA M. LETTER--EXHIBIT SUPPLEMENTAL 8/23/2010 DONOVAN ANNA M. LETTER--EXHIBIT SUPPLEMENTAL 8/23/2010 DONOVAN ANNA M. LETTER--EXHIBIT SUPPLEMENTAL 8/23/ THE S LETTER 7/6/ LITIGATION SUMMARY OF LITIGATION SUMMARY 7/2/ COVER LETTER AFFIDAVIT OF SERVICE FOR SUMMARY OF LITIGATION LITIGATION SUMMARY 7/2/ SUPPLEMENTAL FORMAL COMPLAINT 5/19/ FORMAL COMPLAINT 1/28/2010 V.J.2., SUBSTANTIAL COMPLAINTS V.J.2., SUBSTANTIAL COMPLAINTS ADVISE THE IN WRITING OF ANY SUBSTANTIAL COMPLAINTS RECEIVED BY THE PERMITTTEE DURING THE COURSE OF CONSTRUCTION THAT ARE NOT RESOLVED WITHIN 30 DAYS OF COMPLAINT. ATTACHMENT 1: REPORT SUBSTANTIAL COMPLAINTS TO THE BY PHONE OR THE SAME DAY RECEIVED OR THE FOLLOWING WORKING DAY FOR COMPLAINTS RECEIVED AFTER WORKING HOURS. GENERAL COMPLAINTS SUBSTANTIAL COMPLAINTS ARE DISTINGUISHED IN THE MONTHLY COMPLAINT REPORTS E-FILED IN THE DOCKET. Page 8 of 33 Annual Compliance Review as of 3/19/2013

13 ON BEHALF OF DOCUMENT TYPE V.I., PLAN PROFILE RIGHT- OF-WAY SPECIFIC VI., PLAN PROFILE RIGHT- OF-WAY SPECIFIC AT LEAST 14 DAYS BEFORE RIGHT-OF-WAY PREPARATION BEGINS ON ANY SEGMENT OF THE PIPELINE, PROVIDE WITH PLAN PROFILE OF THE RIGHT-OF-WAY SPECIFIC DRAWINGS FOR PREPARATION, CONSTRUCTION, CLEANUP, RESTORATION; NOTIFICATION THAT ALL PLANS PERMITS HAVE BEEN FILED OR OBTAINED REFLECTED IN THE PLAN. IF PERMITTEE INTENDS TO MAKE ANY SIGNIFICANT CHANGES IN PLAN PROFILE OR SPECIFC DRAWINGS AFTER REVIEW BY THE, NOTIFY AT LEAST FIVE DAYS BEFORE IMPLEMENTING THE CHANGES. FILINGS RELATED TO PLAN PROFILE ARE LISTED BELOW; PERMITS OBTAINED ARE DOCUMENTED IN FILINGS THROUGH -08; THROUGH -03; COVER LETTER (DOCUMENT IDENTIFICATION NUMBER ) STATES "THESE PERMITS WERE THE FINAL AUTHORIZ REQUIRED BEFORE CONSTRUCTION OF THE PROJECTS COULD BEGIN IN ALL AREAS OF THE ROUTE." FILINGS RELATED TO PLAN PROFILE ARE LISTED BELOW. FILING ALLOWS CONSTRUCTION REGARDING ROUTE WIDTH VARIATION REQUEST FOR MP LETTER--TO JOHN R. GASELE 12/2/ , 12/1/2009 FILING IS RECOMMEND REGARDING ROUTE WIDTH VARIATION REQUEST FOR MP DOC OES FILING RELATES TO REVISED REQUEST REGARDING MP FILINGS RELATE TO REVISED REQUEST REGARDING MP FILINGS RELATE TO REVISED REQUEST REGARDING MP FILINGS RELATE TO REVISED REQUEST REGARDING MP FILINGS RELATE TO REVISED REQUEST REGARDING MP FILINGS RELATE TO REVISED REQUEST REGARDING MP FILINGS RELATE TO REVISED REQUEST REGARDING MP FILINGS RELATE TO REVISED REQUEST REGARDING MP FILINGS RELATE TO REVISED REQUEST REGARDING MP 893. THIS FILING INCLUDED A PROPOSED POST CONSTRUCTION MONITORING PROGRAM OVER 5 YEARS FOR HYDROLOLGY OVER 10 YEARS FOR VEGETATION, WITH RESULTS PROVIDED TO MINNESOTA DEPARTMENT OF NATURAL RESOURCES FILING RELATES TO REQUIREMENT IN VI TO NOTIFY THAT PERMITS HAVE BEEN OBTAINED FILING RELATES TO REQUIREMENT IN VI TO NOTIFY THAT PERMITS HAVE BEEN OBTAINED OES REVIEW OF ROUTE WIDTH DEVIATION REQUEST 12/1/2009 LETTER--OBJECTION LETTER; AFFIDAVIT OF SERVICE; SERVICE LIST 11/25/ REVISED MP 893 DEVIATION REQUEST PART 2 OF 8 DEVIATION REQUEST 11/18/ REVISED MP 893 DEVIATION REQUEST PART 7 OF 8 EXHIBIT E FIGURES PART 2 11/18/ REVISED MP 893 DEVIATION REQUEST PART 5 OF 8 EXHIBIT C APPENDICIES PART 2 11/18/ REVISED MP 893 DEVIATION REQUEST PART 4 OF 8 EXHIBIT B APPENDICIES PART 1 11/18/ REVISED MP 893 DEVIATION REQUEST PART 8 OF 8 EXHIBIT F NOTICE OF DECISION 11/18/ REVISED MP 893 DEVIATION REQUEST PART 1 OF 8 COVER LETTER AFFIDAVIT 11/18/ REVISED MP 893 DEVIATION REQUEST PART 6 OF 8 EXHIBIT D FIGURES PART 1 11/18/ REVISED MP 893 DEVIATION REQUEST PART 3 OF 8 EXHIBIT A FEN MANAGEMENT PLAN 11/18/ WATER PERMIT FILING PART 3 OF 8 CORPS OF ENGINEERS PERMIT 11/4/ WATER PERMIT FILING PART 6 OF 8 MPCA WATER QUALITY CERTIFICATION 11/4/2009 Page 9 of 33 Annual Compliance Review as of 3/19/2013

14 ON BEHALF OF DOCUMENT TYPE FILING RELATES TO REQUIREMENT IN VI TO NOTIFY THAT PERMITS HAVE BEEN OBTAINED FILING RELATES TO REQUIREMENT IN VI TO NOTIFY THAT PERMITS HAVE BEEN OBTAINED FILING RELATES TO REQUIREMENT IN VI TO NOTIFY THAT PERMITS HAVE BEEN OBTAINED FILING RELATES TO REQUIREMENT IN VI TO NOTIFY THAT PERMITS HAVE BEEN OBTAINED FILING RELATES TO REQUIREMENT IN VI TO NOTIFY THAT PERMITS HAVE BEEN OBTAINED FILING RELATES TO REQUIREMENT IN VI TO NOTIFY THAT PERMITS HAVE BEEN OBTAINED WATER PERMIT FILING PART 8 OF 8 WISCONSIN CHAPTER 30 PERMIT WATER QUALITY CERTIFICATION 11/4/ WATER PERMIT FILING PART 4 OF 8 EPA WATER QUALITY CERTIFICATION 11/4/ WATER PERMIT FILING PART 1 OF 8 COVER LETTER AFFIDAVIT OF SERVICE 11/4/ WATER PERMIT FILING PART 5 OF 8 FOND DU LAC WATER QUALITY CERTIFICATION 11/4/ WATER PERMIT FILING PART 7 OF 8 WISCONSIN CHAPTER 30 PERMIT FOR TANKS 11/4/ WATER PERMIT FILING PART 2 OF 8 CORPS OF ENGINEERS LETTER 11/4/2009 FILING ALLOWS CONSTRUCTION REGARDING ROUTE WIDTH DEVIATION REQUEST AT MP LETTER--TO JOHN R. GASELE 10/30/2009 FILING RELATES TO ROUTE WIDTH DEVIATION REQUEST AT MP FILING RELATES TO ROUTE WIDTH DEVIATION REQUEST AT MP FILING ALLOWS CONSTRUCTION TO PROCEED ON PETERSON PROPERTY FILING ALLOWS CONSTRUCTION REGARDING ROUTE WIDTH DEVIATION REQUEST AT MP REVISED MP ROUTE WIDTH DEVIATION REQUEST 10/20/ COVER LETTER AFFIDAVIT OF SERVICE TO REVISED MP DEVIATION REQUEST 10/20/ /29/2009 LETTER--RESPONSE TO DEVIATION REQUEST 10/19/ REQUEST FOR PERMISSION TO CONSTRUCT ON THE PETERSON PROPERTY 10/19/2009 LETTER--EMBRIDGE ROUTE WIDTH DEVIATION REQUEST MODIFICATION 9/25/ , 9/25/2009 FILING RELATES TO ROUTE WIDTH DEVIATION REQUEST AT MP DOC OES LETTER 9/28/2009 FILING RELATES TO ROUTE WIDTH DEVIATION REQUEST AT MP LETTER--MINNESOTA DNR LETTER RE MP DEVIATION WITH COVER LETTER AFFIDAVIT OF SERVICE 9/30/2009 FILING RELATES TO ROUTE WIDTH DEVIATION REQUEST AT MP FILING RELATES TO ROUTE WIDTH DEVIATION REQUEST AT MP FILING RELATES TO ROUTE WIDTH DEVIATION REQUEST AT MP FILING RELATES TO REQUIREMENT IN VI TO NOTIFY THAT PERMITS HAVE BEEN OBTAINED FILING RELATES TO REQUIREMENT IN VI TO NOTIFY THAT PERMITS HAVE BEEN OBTAINED FILING RELATES TO REQUIREMENT IN VI TO NOTIFY THAT PERMITS HAVE BEEN OBTAINED COVER LETTER AFFIDAVIT OF SERVICE REVISED MP DEVIATION REQUEST 9/21/ REVISED MP DEVIATION REQUEST 9/21/ REVISED MP DEVIATION REQUEST VERSION 9/21/ PRESIDENTIAL PERMIT FILING PART 1 OF 3 COVER LETTER & AFFIDAVIT OF SERVICE 9/2/ PRESIDENTIAL PERMIT FILING PART 2 OF 3 PRESIDENTIAL BORDER CROSSING PERMIT 9/2/ PRESIDENTIAL PERMIT FILING PART 3 OF 3 RECORD OF DECISION & NATIONAL INTEREST DETERMINATION 9/2/2009 RELATES TO ROUTE WIDTH DEVIATION REQUEST AT MP MCEA 8/13/2009 Page 10 of 33 Annual Compliance Review as of 3/19/2013

15 ON BEHALF OF DOCUMENT TYPE RELATES TO ROUTE WIDTH DEVIATION REQUEST AT MP RELATES TO ROUTE WIDTH DEVIATION REQUEST AT MP LETTER 8/7/2009 LETTER--RESPONSE TO THE MCEA'S OBJECTION TO THE MP ROUTE WIDTH DEVIATION REQUEST 8/7/2009 FILING ALLOWS CONSTRUCTION OF THE PROJECT WITH SOME ROUTE SEGMENTS HELD IN ABEYANCE PENDING FURTHER RESOLUTION FILING ALLOWS CONSTRUCTION TO PROCEED FOR ALL BUT MP LETTER--SITE-SPECIFIC DRAWINGS FOR PRE-CONSTRUCTION PLAN & PROFILE REVIEW 8/7/2009 8/7/2009 LETTER--ENBRIDGE ROUTE WIDTH DEVIATION REQUESTS 1-21 FOR THE ALBERTA CLIPPER & SOUTHERN LIGHTS PROJECTS 8/7/2009 8/7/ ATTACHMENT TO MCEA LETTER TO M COMMISSIONER - ATTACHMENT WITH DNR MEMO - HYDROLOGIC FUNCTION OF MARL LAYERS 8/7/ ATTACHMENT TO MCEA LETTER TO M COMMISSIONERS DNR MEMO 8/7/ ATTACHMENT TO MCEA LETTER TO M COMMISSIONER - ATTACHMENT WITH DNR MEMO FROM DAN FLO (NRG) TO DNR 8/7/ ATTACHMENT TO MCEA LETTER TO M COMMISSIONER - ATTACHMENT WITH DNR MEMO DNR LETTER TO 8/7/ ATTACHMENT TO MCEA LETTER TO M COMMISSIONERS - MAP 8/7/ DEVIATION 02 OF 21 MP ROUTE WIDTH DEVIATION --SITE 13 OF 29 SPREAD 3 ROAD CROSSINGS 2 7/27/ DEVIATION 12 OF 21 MP ROUTE WIDTH DEVIATION SITE 25 OF 29 SPREAD 4 ROAD CROSSINGS 5 7/27/ SITE 23 OF 29 SPREAD 4 ROAD CROSSINGS 3 7/27/ DEVIATION 13 OF 21 MP ROUTE WIDTH DEVIATION --SITE 16 OF 29 SPREAD 3 ROAD CROSSINGS 5 7/27/ COVER LETTER AFFIDAVIT OF SERVICE FOR SITE SPECIFIC DRAWINGS 7/27/ SITE 02 OF 29 SPREAD 1 PIPELINE CROSSINGS 7/27/ SITE 18 OF 29 SPREAD 4 PIPELINE CROSSINGS 1 7/27/ COVER LETTER AFFIDAVIT OF SERVICE FOR SITE SPECIFIC DRAWINGS 7/27/ DEVIATION 04 OF 21 MP ROUTE WIDTH DEVIATION --SITE 09 OF 29 SPREAD 2 WATERBODY CROSSINGS 7/27/ COVER LETTER AFFIDAVIT OF SERVICE FOR SITE SPECIFIC DRAWINGS 7/27/ SITE 29 OF 29 SOUTHERN LIGHTS ADDITIONAL RAILROAD DRAWINGS 7/27/2009 Page 11 of 33 Annual Compliance Review as of 3/19/2013

16 ON BEHALF OF DOCUMENT TYPE --DEVIATION 05 OF 21 MP ROUTE WIDTH DEVIATION DEVIATION 14 OF 21 MP ROUTE WIDTH DEVIATION --DEVIATION 08 OF 21 MP ROUTE WIDTH DEVIATION SITE 03 OF 29 SPREAD 1 ROAD CROSSINGS 7/27/ SITE 21 OF 29 SPREAD 4 ROAD CROSSINGS 1 7/27/ DEVIATION 03 OF 21 MP ROUTE WIDTH DEVIATION --SITE 24 OF 29 SPREAD 4 ROAD CROSSINGS 4 7/27/ DEVIATION 01 OF 21 MP ROUTE WIDTH DEVIATION --SITE 28 OF 29 ALBERTA CLIPPER ADDITIONAL RAILROAD DRAWINGS 7/27/ SITE 04 OF 29 SPREAD 1 WATERBODY CROSSINGS 7/27/ DEVIATION 20 OF 21 MP ROUTE WIDTH DEVIATION --SITE 27 OF 29 SPREAD 4 WATERBODY CROSSINGS 7/27/ DEVIATION 15 OF 21 MP ROUTE WIDTH DEVIATION REQUESTS 7/27/ SITE 06 OF 29 SPREAD 2 ROAD CROSSINGS 1 7/27/ DEVIATION 19 OF 21 MP ROUTE WIDTH DEVIATION --DEVIATION 18 OF 21 MP ROUTE WIDTH DEVIATION SITE 08 OF 29 SPREAD 2 ROAD CROSSINGS 3 7/27/ SITE 05 OF 29 SPREAD 2 RAILROAD CROSSINGS 7/27/ SITE 10 OF 29 SPREAD 3 PIPELINE CROSSINGS 7/27/ SITE 01 OF 29 DRAWINGS INDEX 7/27/ SITE 17 OF 29 SPREAD 3 WATERBODY CROSSINGS 7/27/ SITE 19 OF 29 SPREAD 4 PIPELINE CROSSINGS 2 7/27/ SITE 14 OF 29 SPREAD 3 ROAD CROSSINGS 3 7/27/ SITE 15 OF 29 SPREAD 3 ROAD CROSSINGS 4 7/27/ SITE 07 OF 29 SPREAD 2 ROAD CROSSINGS 2 7/27/ DEVIATION 10 OF 21 MP ROUTE WIDTH DEVIATION --DEVIATION 07 OF 21 MP ROUTE WIDTH DEVIATION --COVER LETTER AFFIDAVIT OF SERVICE FOR SITE SPECIFIC DRAWINGS 7/27/ SITE 26 OF 29 SPREAD 4 ROAD CROSSINGS 6 7/27/2009 Page 12 of 33 Annual Compliance Review as of 3/19/2013

17 ON BEHALF OF DOCUMENT TYPE DEVIATION 17 OF 21 MP ROUTE WIDTH DEVIATION --DEVIATION 09 OF 21 MP ROUTE WIDTH DEVIATION --DEVIATION 16 OF 21 MP ROUTE WIDTH DEVIATION --DEVIATION 21 OF 21 MP ROUTE WIDTH DEVIATION --DEVIATION 06 OF 21 MP ROUTE WIDTH DEVIATION SITE 12 OF 29 SPREAD 3 ROAD CROSSINGS 1 7/27/ SITE 11 OF 29 SPREAD 3 RAILROAD CROSSINGS 7/27/ SITE 22 OF 29 SPREAD 4 ROAD CROSSINGS 2 7/27/ DEVIATION 11 OF 21 MP ROUTE WIDTH DEVIATION --SITE 20 OF 29 SPREAD 4 RAILROAD CROSSINGS 7/27/ COVER LETTER AFFIDAVIT OF SERVICE FOR ROUTE WIDTH DEVIATION REQUESTS 7/27/ ALIGNMENT 011 OF 137 SPREAD 2 AC SHEETS /23/ ALIGNMENT 031 OF 137 SPREAD 3 AC SHEETS /23/ ALIGNMENT 123 OF 137 SPREAD 6 SL SHEETS /23/ ALIGNMENT 106 OF 137 SPREAD 5 SL SHEETS /23/ ALIGNMENT 054 OF 137 SPREAD 3 AC SHEETS /23/ ALIGNMENT 052 OF 137 SPREAD 3 AC SHEETS /23/ ALIGNMENT 001 OF 137 SPREAD 1 AC COVER SHEET INDEX 7/23/ ALIGNMENT 046 OF 137 SPREAD 3 AC SHEETS /23/ ALIGNMENT 090 OF 137 SPREAD 5 SL SHEETS /23/ ALIGNMENT 103 OF 137 SPREAD 5 SL SHEETS /23/ ALIGNMENT 113 OF 137 SPREAD 6 SL SHEETS /23/ ALIGNMENT 059 OF 137 SPREAD 4 AC SHEETS /23/ ALIGNMENT 034 OF 137 SPREAD 3 AC SHEETS /23/ ALIGNMENT 038 OF 137 SPREAD 3 AC SHEETS /23/2009 ALIGNMENT SHEETS 7/23/ ALIGNMENT 056 OF 137 SPREAD 4 AC COVER SHEET 7/23/ ALIGNMENT 083 OF 137 SPREAD 5 SL COVER SHEET 7/23/ ALIGNMENT 060 OF 137 SPREAD 4 AC SHEETS /23/2009 Page 13 of 33 Annual Compliance Review as of 3/19/2013

18 ON BEHALF OF DOCUMENT TYPE ALIGNMENT 035 OF 137 SPREAD 3 AC SHEETS /23/2009 ALIGNMENT SHEETS 7/23/ ALIGNMENT 062 OF 137 SPREAD 4 AC SHEETS /23/ ALIGNMENT 075 OF 137 SPREAD 4 SHEETS /23/2009 ALIGNMENT SHEETS 7/23/ ALIGNMENT 089 OF 137 SPREAD 5 SL SHEETS /23/ ALIGNMENT 055 OF 137 SPREAD 3 AC SHEETS /23/ ALIGNMENT 095 OF 137 SPREAD 5 SL SHEETS /23/2009 ALIGNMENT SHEETS 7/23/ ALIGNMENT 014 OF 137 SPREAD 2 AC SHEETS /23/2009 ALIGNMENT SHEETS 7/23/ ALIGNMENT 051 OF 137 SPREAD 3 AC SHEETS /23/ ALIGNMENT 082 OF 137 SPREAD 4 AC SHEETS /23/ ALIGNMENT 114 OF 137 SPREAD 6 SL SHEETS /23/ ALIGNMENT 066 OF 137 SPREAD 4 AC SHEETS /23/ ALIGNMENT 003 OF 137 SPREAD 1 AC SHEETS /23/ ALIGNMENT 057 OF 137 SPREAD 4 INDEX 7/23/2009 ALIGNMENT SHEETS 7/23/ ALIGNMENT 012 OF 137 SPREAD 2 AC SHEETS /23/ ALIGNMENT 108 OF 137 SPREAD 5 SL SHEETS /23/2009 ALIGNMENT SHEETS 7/23/ ALIGNMENT 019 OF 137 SPREAD 2 AC SHEETS /23/ ALIGNMENT 086 OF 137 SPREAD 5 SL SHEETS 5-8 7/23/ ALIGNMENT 049 OF 137 SPREAD 3 AC SHEETS /23/2009 ALIGNMENT SHEETS 7/23/ ALIGNMENT 039 OF 137 SPREAD 3 AC SHEETS /23/2009 ALIGNMENT SHEETS 7/23/ ALIGNMENT 132 OF 137 SPREAD 6 SL SHEETS /23/2009 ALIGNMENT SHEETS 7/23/ ALIGNMENT 058 OF 137 SPREAD 4 AC SHEETS /23/2009 Page 14 of 33 Annual Compliance Review as of 3/19/2013

19 ON BEHALF OF DOCUMENT TYPE ALIGNMENT 032 OF 137 SPREAD 3 AC SHEETS /23/ ALIGNMENT 131 OF 137 SPREAD 6 SL SHEETS /23/ ALIGNMENT 127 OF 137 SPREAD 6 SL SHEETS /23/ ALIGNMENT 013 OF 137 SPREAD 2 AC SHEETS /23/2009 ALIGNMENT SHEETS 7/23/ ALIGNMENT 126 OF 137 SPREAD 6 SL SHEETS /23/ ALIGNMENT 129 OF 137 SPREAD 6 SL SHEETS /23/ ALIGNMENT 085 OF 137 SPREAD 5 SL SHEETS 1-4 7/23/ ALIGNMENT 026 OF 137 SPREAD 2 AC SHEETS /23/ ALIGNMENT 063 OF 137 SPREAD 4 AC SHEETS /23/ ALIGNMENT 016 OF 137 SPREAD 2 AC SHEETS /23/ ALIGNMENT 099 OF 137 SPREAD 5 SL SHEETS /23/ ALIGNMENT 009 OF 137 SPREAD 1 AC SHEETS /23/ ALIGNMENT 107 OF 137 SPREAD 5 SL SHEETS /23/ ALIGNMENT 101 OF 137 SPREAD 5 SL SHEETS /23/ ALIGNMENT 091 OF 137 SPREAD 5 SL SHEETS /23/2009 ALIGNMENT SHEETS 7/23/2009 ALIGNMENT SHEETS 7/23/ ALIGNMENT 027 OF 137 SPREAD 2 AC SHEET 144 7/23/ ALIGNMENT 036 OF 137 SPREAD 3 AC SHEETS /23/ ALIGNMENT 041 OF 137 SPREAD 3 AC SHEETS /23/2009 ALIGNMENT SHEETS 7/23/ ALIGNMENT 040 OF 137 SPREAD 3 AC SHEETS 184R-186 7/23/2009 ALIGNMENT SHEETS 7/23/ ALIGNMENT 020 OF 137 SPREAD 2 AC SHEETS /23/ ALIGNMENT 117 OF 137 SPREAD 6 SL SHEETS /23/ ALIGNMENT 094 OF 137 SPREAD 5 SL SHEETS /23/ ALIGNMENT 134 OF 137 SPREAD 6 SL SHEETS A 7/23/ ALIGNMENT 128 OF 137 SPERAD 6 SL SHEETS /23/ ALIGNMENT 022 OF 137 SPREAD 2 AC SHEETS R 7/23/2009 Page 15 of 33 Annual Compliance Review as of 3/19/2013

20 ON BEHALF OF DOCUMENT TYPE --ALIGNMENT 130 OF 137 SPREAD 6 SL SHEETS /23/ ALIGNMENT 047 OF 137 SPREAD 3 AC SHEETS /23/ ALIGNMENT 042 OF 137 SPREAD 3 AC SHEETS A 7/23/ ALIGNMENT 029 OF 137 SPREAD 3 AC INDEX 7/23/2009 ALIGNMENT SHEETS 7/23/2009 ALIGNMENT SHEETS 7/23/2009 ALIGNMENT SHEETS 7/23/ ALIGNMENT 124 OF 137 SPREAD 6 SL SHEETS /23/ ALIGNMENT 087 OF 137 SPREAD 5 SL SHEETS /23/2009 ALIGNMENT SHEETS 7/23/ ALIGNMENT 068 OF 137 SPREAD 4 AC SHEETS /23/ ALIGNMENT 097 OF 137 SPREAD 5 SL SHEETS 48-50A 7/23/2009 ALIGNMENT SHEETS 7/23/ ALIGNMENT 064 OF 137 SPREAD 4 AC SHEETS /23/ ALIGNMENT 105 OF 137 SPREAD 5 SL SHEETS /23/ ALIGNMENT 125 OF 137 SPREAD 6 SL SHEETS /23/ ALIGNMENT 081 OF 137 SPREAD 4 AC SHEETS /23/2009 ALIGNMENT SHEETS 7/23/ ALIGNMENT 080 OF 137 SPREAD 4 AC SHEETS 322B-325 7/23/ ALIGNMENT 092 OF 137 SPREAD 5 SL SHEETS /23/ ALIGNMENT 116 OF 137 SPREAD 6 SL SHEETS /23/ ALIGNMENT 070 OF 137 SPREAD 4 AC SHEETS /23/ ALIGNMENT 118 OF 137 SPREAD 6 SL SHEETS /23/ ALIGNMENT 096 OF 137 SPREAD 5 SL SHEETS /23/ ALIGNMENT 093 OF 137 SPREAD 5 SL SHEETS /23/ ALIGNMENT 002 OF 137 SPREAD 1 AC SHEETS /23/ ALIGNMENT 102 OF 137 SPREAD 5 SL SHEETS /23/ ALIGNMENT 112 OF 137 SPREAD 6 SL INDEX 7/23/ ALIGNMENT 109 OF 137 SPREAD 5 SL SHEETS /23/ ALIGNMENT 050 OF 137 SPREAD 3 AC SHEETS /23/2009 Page 16 of 33 Annual Compliance Review as of 3/19/2013

21 ON BEHALF OF DOCUMENT TYPE ALIGNMENT SHEETS 7/23/2009 ALIGNMENT SHEETS 7/23/ ALIGNMENT 004 OF 137 SPREAD 1 AC SHEETS /23/ ALIGNMENT 037 OF 137 SPREAD 3 AC SHEETS /23/2009 ALIGNMENT SHEETS 7/23/ ALIGNMENT 074 OF 137 SPREAD 4 AC SHEETS /23/2009 ALIGNMENT SHEETS 7/23/ ALIGNMENT 061 OF 137 SPREAD 4 AC SHEETS /23/ ALIGNMENT 072 OF 137 SPREAD 4 AC SHEETS /23/2009 ALIGNMENT SHEETS 7/23/ ALIGNMENT 098 OF 137 SPREAD 5 SL SHEETS 50B-51B 7/23/ ALIGNMENT 133 OF 137 SPREAD 6 SL SHEETS /23/ ALIGNMENT 048 OF 137 SPREAD 3 AC SHEETS /23/ ALIGNMENT 084 OF 137 SPREAD 5 SL INDEX 7/23/2009 ALIGNMENT SHEETS 7/23/ ALIGNMENT 006 OF 137 SPREAD 1 AC SHEETS /23/ ALIGNMENT 136 OF 137 SPREAD 6 SL SHEETS /23/ ALIGNMENT 023 OF 137 SPREAD 2 AC SHEETS 128R-130 7/23/ ALIGNMENT 100 OF 137 SPREAD 5 SL SHEETS 53A-55 7/23/ ALIGNMENT 071 OF 137 SPREAD 4 AC SHEETS /23/2009 ALIGNMENT SHEETS 7/23/ ALIGNMENT 008 OF 137 SPREAD 1 AC SHEETS /23/ ALIGNMENT 069 OF 137 SPREAD 4 AC SHEETS /23/ ALIGNMENT 030 OF 137 SPREAD 3 AC SHEETS /23/ ALIGNMENT 044 OF 137 SPREAD 3 AC SHEETS /23/ ALIGNMENT 079 OF 137 SPREAD 4 AC SHEETS A 7/23/2009 ALIGNMENT SHEETS 7/23/ ALIGNMENT 104 OF 137 SPREAD 5 SL SHEETS /23/ ALIGNMENT 120 OF 137 SPREAD 6 SL SHEETS /23/ ALIGNMENT 073 OF 137 SPREAD 4 AC SHEETS /23/ ALIGNMENT 033 OF 137 SPREAD 3 AC SHEETS /23/2009 Page 17 of 33 Annual Compliance Review as of 3/19/2013

22 ON BEHALF OF DOCUMENT TYPE ALIGNMENT SHEETS 7/23/ ALIGNMENT 111 OF 137 SPREAD 6 COVER SHEET 7/23/ ALIGNMENT 045 OF 137 SPREAD 3 AC SHEETS 196A-198 7/23/ ALIGNMENT 017 OF 137 SPREAD 2 AC SHEETS /23/ ALIGNMENT 137 OF 137 SPREAD 6 SL SHEETS /23/ ALIGNMENT 024 OF 137 SPREAD 2 AC SHEETS /23/ ALIGNMENT 088 OF 137 SPREAD 5 SL SHEETS /23/ AFFIDAVIT OF SERVICE FOR ALIGNMENT SHEET FILING 7/23/ ALIGNMENT 025 OF 137 SPREAD 2 SHEETS /23/ ALIGNMENT 021 OF 137 SPREAD 2 AC SHEETS /23/ ALIGNMENT 018 OF 137 SPREAD 2 AC SHEETS /23/ ALIGNMENT 135 OF 137 SPREAD 6 SL SHEETS 179B-182 7/23/ ALIGNMENT 076 OF 137 SPREAD 4 SHEETS /23/ ALIGNMENT 043 OF 137 SPREAD 3 SHEETS 193B-194B 7/23/ ALIGNMENT 122 OF 137 SPREAD 6 SL SHEETS /23/ ALIGNMENT 078 OF 137 SPREAD 4 AC SHEETS /23/ ALIGNMENT 065 OF 137 SPREAD 4 AC SHEETS /23/ ALIGNMENT 053 OF 137 SPREAD 3 AC SHEETS /23/2009 ALIGNMENT SHEETS 7/23/2009 ALIGNMENT SHEETS 7/23/2009 ALIGNMENT SHEETS 7/23/ ALIGNMENT 115 OF 137 SPREAD 6 SL SHEETS /23/2009 ALIGNMENT SHEETS 7/23/ ALIGNMENT 028 OF 137 SPREAD 3 COVER SHEET 7/23/ ALIGNMENT 010 OF 137 SPREAD 2 AC COVER SHEET INDEX 7/23/ ALIGNMENT 067 OF 137 SPREAD 4 AC SHEETS /23/ ALIGNMENT 119 OF 137 SPREAD 6 SL SHEETS /23/ ALIGNMENT 015 OF 137 SPREAD 2 AC SHEETS /23/ ALIGNMENT 007 OF 137 SPREAD 1 AC SHEETS /23/ ALIGNMENT 110 OF 137 SPREAD 5 SL SHEETS /23/2009 Page 18 of 33 Annual Compliance Review as of 3/19/2013