This notice is provided in accordance with Section 33.1 of the Municipal Elections Act. Section 33.1:

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1 File A-2140 September 12, 2018 To: 2018 Municipal and School Board Election Candidates Re: Notice: Campaign Finance Penalties S (2) and 92(1) Refund of Nomination Filing Fee S. 34 This notice is provided in accordance with Section 33.1 of the Municipal Elections Act. Section 33.1: Section 34: (1) The clerk shall, before voting day, give to each person nominated for an office notice of, (a) the penalties under subsections (2) and 92 (1) related to election campaign finances; and (b) the refund of the nomination filing fee that the candidate is entitled to receive in the circumstances described in section , c. 15, s. 25. Section 88.23: A candidate is entitled to receive a refund of the nomination filing fee if the documents required under subsection (1) are filed on or before 2 p.m. on the filing date in accordance with that subsection. 2016, c. 15, s. 26.: (1) A candidate is subject to the penalties listed in subsection (2), in addition to any other penalty that may be imposed under this Act, (a) if the candidate fails to file a document as required under section or by the relevant date; (b) if a document filed under section shows on its face a surplus, as described in section 88.31, and the candidate fails to pay the amount required by subsection (4) to the clerk by the relevant date; (c) if a document filed under section shows on its face that the candidate has incurred expenses exceeding what is permitted under section 88.20; or (d) if a document filed under section shows on its face a surplus and the candidate fails to pay the amount required by that section by the relevant date. 2016, c. 15, 50 Centre St. S., Oshawa, ON L1H 3Z7 T voteoshawa.ca

2 (2) Subject to subsection (7), in the case of a default described in subsection (1), (a) the candidate forfeits any office to which he or she was elected and the office is deemed to be vacant; and (b) until the next regular election has taken place, the candidate is ineligible to be elected or appointed to any office to which this Act applies. 2016, c. 15, (3) In the case of a default described in subsection (1), the clerk shall, (a) notify the candidate in writing that the default has occurred; (b) if the candidate was elected, notify the council or board to which he or she was elected in writing that the default has occurred; and (c) make available to the public the name of the candidate and a description of the nature of the default. 2016, c. 15, (4) The clerk shall make available to the public a report setting out all candidates in an election and indicating whether each candidate complied with section , c. 15, (5) The report mentioned in subsection (4) shall be made available on a website or in another electronic format as soon as possible after, (a) April 30 in the year following a regular election; and (b) 90 days after voting day in a by-election. 2016, c. 15, (6) The candidate may, before the last day for filing a document under section or 88.32, apply to the Superior Court of Justice to extend the time for filing the document under that section and, if the court is satisfied there are mitigating circumstances justifying a later date for filing the document, the court may grant an extension for the minimum period of time necessary to enable the candidate to file the document but the court shall not grant an extension of more than 90 days. 2016, c. 15, (7) If a candidate makes an application under subsection (6), the candidate shall notify the clerk in writing before 2 p.m. on the last day for filing a document under section or that the application has been made. 2016, c. 15, (8) If the court grants an extension under subsection (6), the penalties set out in subsection (2) apply only if the candidate has not filed the document before the end of the extension. 2016, c. 15, (9) The penalties set out in subsection (2) for a default described in clause (1) (a) do not take effect if, no later than 2 p.m. on the day that is 30 days after the applicable day for filing the document, the candidate files the relevant document as required under section or and pays the clerk a late filing fee of $ , c. 15, (10) The late filing fee is the property of the municipality. 2016, c. 15, Section 88.25: (1) On or before 2 p.m. on the filing date, a candidate shall file with the clerk with whom the nomination was filed a financial statement and auditor s report, each in the prescribed form, reflecting the candidate s election campaign finances, (a) in the case of a regular election, as of December 31 in the year of the election; and

3 (b) in the case of a by-election, as of the 45th day after voting day. 2016, c. 15, (2) If a candidate s election campaign period ends as described in paragraph 3 of subsection (1), the financial statement and auditor s report must reflect the candidate s election campaign finances as of the day the election campaign period ended. 2016, c. 15, (3) If an error is identified in a filed financial statement, the candidate may withdraw the statement and, at the same time, file a corrected financial statement and auditor s report on or before the applicable filing date under section , c. 15, (4) If the candidate s election campaign period continues during all or part of the supplementary reporting period, the candidate shall, before 2 p.m. on the supplementary filing date, file a supplementary financial statement and auditor s report for the supplementary reporting period. 2016, c. 15, (5) If a candidate s election campaign period ends as described in paragraph 3 of subsection (1) and the election campaign period continued during all or part of the supplementary reporting period, the candidate shall, before 2 p.m. on the supplementary filing date, file a supplementary financial statement and auditor s report for the period commencing on the day the candidate s election campaign period ends and including the six-month period following the year of the election. 2016, c. 15, (6) A supplementary financial statement or auditor s report shall include all the information contained in the initial statement or report filed under subsection (1), updated to reflect the changes to the candidate s campaign finances during the supplementary reporting period. 2016, c. 15, (7) An auditor s report shall be prepared by an auditor licensed under the Public Accounting Act, , c. 15, (8) No auditor s report is required if the total contributions received and total expenses incurred in the election campaign up to the end of the relevant period are each equal to or less than $10, , c. 15, (9) At least 30 days before the filing date, the clerk shall give notice of the following matters to every candidate whose nomination was filed with him or her: 1. All the filing requirements of this section. 2. The candidate s entitlement to receive a refund of the nomination filing fee if he or she meets the requirements of section The penalties set out in subsections (2) and 92 (1). 2016, c. 15, (10) At least 30 days before the supplementary filing date, the clerk shall give notice of the filing requirements of this section and the penalties set out in subsections (2) and 92 (1) to the following candidates: 1. A candidate who notified the clerk under paragraph 4 of subsection (1). 2. A candidate who notified the clerk under paragraph 5 of subsection (1). 2016, c. 15, (11) The clerk may provide for electronic filing under this section and may establish conditions and limits with respect to electronic filing. 2016, c. 15,

4 (12) If the documents required to be filed under this section are not filed by 2 p.m. on the day that is 30 days after the applicable day for filing the documents, the clerk shall accept the documents only for the purpose of making the documents available under subsection 88 (9.1). 2016, c. 15, Section 88.32: (1) This section applies if all of the following circumstances exist: 1. A candidate or registered third party has paid a surplus to the clerk under subsection (4). 2. The candidate s election campaign period has ended under paragraph 2, 3 or 4 of subsection (1) or the registered third party s campaign period has ended under paragraph 2 or 3 of section It is no longer possible to recommence the campaign period under paragraph 5 of subsection (1) or paragraph 4 of section The candidate or registered third party subsequently incurs expenses relating to a compliance audit. 2016, c. 15, s. 62. (2) If the candidate or registered third party notifies the clerk in writing that he, she or it is incurring subsequent expenses relating to a compliance audit, the clerk shall return the amount of the surplus, with interest, to the candidate or registered third party. 2016, c. 15, s. 62. (3) If the surplus is returned to the candidate or registered third party, he, she or it is permitted to incur expenses relating to a compliance audit but no other expenses may be incurred. 2016, c. 15, s. 62. (4) The first reporting period of the candidate or registered third party under this section begins on the day after the surplus is returned and ends 90 days later, and each successive period of 90 days is a further reporting period. 2016, c. 15, s. 62. (5) For each reporting period, the candidate or registered third party shall file with the clerk a financial statement in the prescribed form reflecting the expenses of the candidate or registered third party for the reporting period, and the financial statement must be filed no later than 2 p.m. on the 10th day after the end of the reporting period. 2016, c. 15, s. 62. (6) If, during a reporting period, the amount of surplus is reduced to zero or any remaining surplus is no longer required by the candidate or registered third party for expenses relating to a compliance audit, the candidate or registered third party shall file a final financial statement. 2016, c. 15, s. 62. (7) If the final financial statement indicates that there is any remaining surplus, the candidate or registered third party shall pay the remaining surplus to the clerk when the financial statement is filed. 2016, c. 15, s. 62. (8) The clerk shall hold the amount of the remaining surplus in trust for the candidate or registered third party. 2016, c. 15, s. 62. (9) If, after the candidate or registered third party pays the remaining surplus to the clerk, another compliance audit commences, subsections (2) to (8) apply, with necessary modifications, with respect to the subsequent compliance audit. 2016, c. 15, s. 62. (10) The amount of the remaining surplus becomes the property of the municipality or the local board, as the case may be, when the compliance audit is finally

5 determined and the period for commencing any other compliance audit has expired. 2016, c. 15, s. 62. If you require any further information, please contact Jason McWilliam, Manager, Records Information Systems at the address found on the first page of this notice, by at or by telephone at (905) , ext Andrew Brouwer City Clerk & Returning Officer

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