COMMISSION OF THE EUROPEAN COMMUNITIES. Proposal for a COUNCIL DECISION

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1 COMMISSION OF THE EUROPEAN COMMUNITIES Brussels, COM(2004)593 final 2004/0199(CNS) 2004/0200(CNS) Proposal for a COUNCIL DECISION on the signature, on behalf of the European Union, of the Agreement between the European Union, the European Community and the Swiss Confederation, concerning the latter s association with the implementation, application and development of the Schengen Acquis Proposal for a COUNCIL DECISION on the signature, on behalf of the European Community, of the Agreement between the European Union, the European Community and the Swiss Confederation concerning the latter s association with the implementation, application and development of the Schengen Acquis Proposal for a COUNCIL DECISION on the conclusion on behalf of the European Union of the Agreement between the European Union, the European Community and the Swiss Confederation, concerning the latter s association with the implementation, application and development of the Schengen Acquis EN EN

2 Proposal for a COUNCIL DECISION on the conclusion, on behalf of the European Community, of the Agreement between the European Union, the European Community and the Swiss Confederation concerning the latter s association with the implementation, application and development of the Schengen Acquis Proposal for a COUNCIL DECISION on the signature, on behalf of the European Community, of the Agreement between the European Community and Switzerland concerning the criteria and mechanisms for establishing the State responsible for examining a request for asylum lodged in a Member State or in Switzerland Proposal for a COUNCIL DECISION on the conclusion on behalf of the European Community of the Agreement between the European Community and Switzerland concerning the criteria and mechanisms for establishing the State responsible for examining a request for asylum lodged in a Member State or in Switzerland (presented by the Commission) EN EN

3 EXPLANATORY MEMORANDUM Negotiations between the European Community and the Swiss Confederation on Seven Agreements were concluded in June All those Agreements entered simultaneously into force on 1 June Attached to the agreements, the Swiss Confederation made a declaration on migration and asylum policy declaring its intention to participate in the EU system for coordinating asylum policies and proposing that negotiations be entered into for the conclusion of a convention parallel to the Dublin Convention. Following the authorization given to the Commission on 17 June 2002, negotiations were held with the Swiss Confederation on its association with the implementation, application and development of the Schengen Acquis as well as with the legislation establishing Eurodac 1 and the legislation on the State responsible for examining requests for asylum (which has been adopted subsequently and which will be referred to as Dublin Regulation 2 ). Consequently, the texts of two separate agreements have been agreed upon. According to the negotiating directives, the agreements follow the model of the agreements with Norway and Island - concerning the latter s association with the implementation, application and development of the Schengen acquis 3 and concerning the criteria and mechanisms for establishing the State responsible for examining a request for asylum lodged in a Member State or Iceland or Norway 4 - adapted to the specific constitutional requirements of Switzerland. In addition, the negotiating directives requested that Switzerland must accept the Schengen acquis and its development as well as the Dublin/Eurodac acquis and its development without exception and derogation. Furthermore the directives demanded a clear link between the implementation and the termination of the two Agreements. The negotiating directives also requested that Switzerland provide an annual contribution of to the administrative cost and operational costs of Schengen and of Dublin/Eurodac. The Commission considers that the texts are in accordance with the negotiating directives adopted by the Council on 17 June The sole exception to the principle of full acceptance of the current and future Schengen acquis is the derogation granted to Switzerland in respect ofg the acceptance of future acquis related to requests for search and seizure in respect of offences in the field of direct taxation, which if committed in Switzerland, would not be punishable under Swiss law with a custodial penalty. This derogation was necessary in order to conclude an Agreement with Switzerland in the field of savings taxation, which in turn was necessary for the entry into force of Council directive 2003/48/EC of on taxation of savings income in the form of interest payments 5. COREPER approved this Council Regulation N 2725/2000/EC of concerning the establishment of Eurodac for the comparison of fingerprints for the effective application of the Dublin Convention (OJ L 316 of , p. 1) Council Regulation N 343/2003/EC of establishing the criteria and mechanisms for determining the Member State responsible for examining an asylum application lodged in one of the Member States by a third-country national (OJ L 50 of , p. 1) OJ L 176 of , p. 36. OJ L 93 of , p. 40. O J L 157 of , p. 38. EN 3 EN

4 derogation on as part of an overall compromise with Switzerland in a wide range of sectors, which was agreed upon in the EU/Switzerland summit on As far as indirect taxation is concerned, no derogation has been granted as regards both current and future acquis. Switzerland will grant full judicial cooperation under Article 51 of the Schengen Convention concerning cases of indirect tax evasion. 7 Indirect tax evasion is prosecuted in Switzerland by administrative authorities where the decision may give rise to proceedings before a court having jurisdiction in particular in criminal matters. Therefore, Article 51 a) second alternative of the Schengen Convention is applicable. Since the two agreements on Schengen and on Dublin/Eurodac are linked, both agreements should be signed simultaneously. The following points are highlighted in order to show the differences with or adaptations to the corresponding Agreements concluded with Norway and Iceland: Schengen: As the Commission has clearly indicated in its declaration made at the time of the adoption of the directives for negotiation for the agreement on the Schengen acquis, it is regrettable that these directives foresaw a single agreement, including elements from the first as well as from the third pillar. These elements from different pillars are of a fundamentally different nature (the elements from the first pillar are of a Community law nature, including supremacy and possible direct effect, whereas the elements from the third pillar are not), they are subject to different procedures with respect to approval and conclusion (e.g. the third pillar elements are not subject to an opinion of Parliament) and are subject to the ECJ s jurisdiction to different degrees. In order to take account of these differences, the Commission proposes to adopt the Agreement on the Schengen acquis, by two separate acts, one based on the Community Treaty and the other on the Union Treaty, each decision indicating by a reference to Council Decision 1999/436/EC 8 which parts of the Schengen acquis, covered by the Agreement, fall within the Community Treaty and which within the Treaty on European Union. This will particularly assist the Court as to the extent of its jurisdiction. Agreement: Article 7 (2) b: Switzerland is granted a two year period for acceptance and implementation of future acquis into its internal legal order in case a referendum is requested. If possible, Switzerland has to apply the development of the acquis on a provisional basis. If Switzerland cannot apply the content of the development on a provisional basis, EU and EC may take proportional and necessary measures against Switzerland in order to ensure the efficient functioning of the Schengen cooperation. This safeguard clause makes it possible for EU and EC to accept an eventual two year delay for the implementation of future acquis by Switzerland. In this context, Switzerland explained Council document 9544/04 cf non-paper of the services of the Commission on the Schengen acquis concerning letters rogatory for search and seizure, MD 59/03 (EFTA group) OJ L 176 of , p. 17. EN 4 EN

5 that only 5 % of the measures developing the Schengen acquis and adopted between the integration of the Schengen acquis in the framework of the European Union in 1999 and today could have lead to an eventual referendum. Article 7 (5): According to the negotiating directives, Switzerland accepts the Schengen acquis and its development in its entirety. The only exception to this general principle is laid down in Article 7 (5) on the future development of the Schengen acquis and concerns a possible future act or measure relating to a request or order for search and seizure made for the purposes of investigating or prosecuting offences in the field of direct taxation, which, if committed in Switzerland, would not be punishable under Swiss law with a custodial penalty. Article 11: The calculation of the percentage determining the annual contribution of Switzerland to the administrative costs is based on the relevant Norwegian and Icelandic contributions, in relation to the GDP of these three countries. Article 13: According to Denmark s special position with regard to acts adopted pursuant to Title IV of the Treaty establishing the European Community, Denmark needs to conclude a separate Agreement with Switzerland in order to create rights and obligations with Switzerland in relation to the Schengen acquis adopted pursuant to Title IV. In addition, Norway and Iceland also need to conclude an agreement with Switzerland in order to create rights and obligations between all associated partners applying the Schengen acquis. Article 15: Paragraph 1 lays down the principle that the Schengen acquis can only be implemented by Switzerland after the Council decides that all preconditions for that implementation have been fulfilled by Switzerland and that controls at its external borders are effective. In addition, paragraph 1 provides for the different scenarios for this decision taking according to the protocols annexed to the Amsterdam Treaty and to the Act of Accession of the ten new Member States. Paragraph 3 and 4 implement the demand of the negotiating directives to provide for a link between the implementation and termination of the Schengen agreement and the implementation and termination of the agreement on the criteria and mechanism for establishing the State responsible for examining a request for asylum. Article 16: Article 16 allows Liechtenstein to join the present Agreement. This provision avoids the conclusion of a separate Agreement with Liechtenstein and thus the creation of a third Mixed Committee once Liechtenstein would be associated with the Schengen acquis. Liechtenstein can take part in the present organisational structure. EN 5 EN

6 Annexes A and B list the Schengen acquis and its development and will be updated until the date of signature. Final Act: Declaration 2 makes clear that EU/EC does not exercise external competences on behalf of Switzerland. When negotiations with third countries have an impact on the Schengen acquis (e.g. negotiations on visa waiver agreements) EU/EC will invite third countries to conclude similar agreements with the three associated countries. The declaration can only concern Switzerland, but the same commitment is valid for Norway and Iceland, although it has not been explicitly mentioned in the final Act to the Agreement with these two countries. Declaration 3 is based on the special provision granted to Luxembourg and is a result of the compromise reached with Switzerland concerning its derogation mentioned in Article 7 (5) of the Agreement. In declaration 5 Switzerland commits itself to speed up as much as possible the different procedures where a referendum is asked. Declaration 6 is a consequence of accepting the Schengen acquis without exception and derogation. Declaration 8 only serves information purposes. Exchange of letters on Switzerland s participation in Committees assisting the Commission in the exercise of its executive powers: Like Norway and Iceland, Switzerland will also participate as observer in the work of the Committees assisting the Commission in the exercise of its executive powers. In declaration 2 annexed to the Agreement with Norway and Iceland, the European Union stated that it considers Directive 95/46/EC of the European Parliament and of the Council of 24 October 1995 on the protection of individuals with regard to the processing of personal data and on the free movement of such data 9 to be an integral part of the Schengen acquis. It has not been included in the list of the Schengen acquis attached to the Agreement with Iceland and Norway as the directive already formed part of the EEA acquis and therefore was applied already by Iceland and Norway. The participation of these two countries in the work of Committees established in the EEA is laid down in Article 100 of the EEA Agreement, which is different to the participation in Schengen Committees : in Committees dealing with matters which have an impact on the EEA acquis, representatives of EEA countries are not present. Their participation is ensured as wide as possible in the preparatory stage of draft measures. Switzerland is not member of the EEA, but it is excluded that via an association with the Schengen acquis, the rights of Switzerland would go beyond the rights granted to Norway and Iceland which have chosen for an even deeper cooperation with the EU in form of the EEA Agreement. Consequently, in order to establish equal rights and obligations, Switzerland s position must be the same as that for Iceland and Norway. Since the data protection directive covers areas going beyond the Schengen acquis, information given to Switzerland must be limited to 9 OJ L 281, , p. 31 EN 6 EN

7 points which are specifically relevant for the application of the Schengen acquis. In addition, Switzerland, like Iceland and Norway, can designate a representative to participate as observer in the Working Party on the Protection of Individuals with regard to the Processing of Personal Data (Article 29) concerning those points which are specifically relevant for Schengen. Common declaration on joint meetings of the Mixed Committees The Agreement with Iceland and Norway as well as the Agreement with Switzerland establish a Mixed Committee in order to address all Council items relevant for the implementation, application and development of the Schengen acquis. All parties agree that the meetings of these two Mixed Committees shall be held jointly. In order to maintain the current structure that for the first period of six months of the year the representative of the European Union and for the second period of six months, an associated country presides the Mixed Committee at the level of senior officials and ministers, all associated countries expressed their wish to cede, as necessary, the exercise of their presidencies and rotate it among them in alphabetical order of name. Dublin/Eurodac: Agreement: Article 4 (3) (corresponds on substance to Article 7 (2) b of the Schengen agreement): Switzerland is granted a two years period for acceptance and implementation of future acquis into its internal legal order in case a referendum is requested. If possible, Switzerland has to apply the development of the acquis on a provisional basis. If Switzerland cannot apply the content of the development on a provisional basis, the EC may take proportional and necessary measures against Switzerland in order to ensure the efficient functioning of the Dublin/Eurodac cooperation. Article 8: The calculation of the contribution of Switzerland to the costs of the central unit of Eurodac is based on the relevant Norwegian and Icelandic contributions, in relation to the GDP of these three countries. Article 11: According to Denmark s special position with regard to acts adopted pursuant to Title IV of the Treaty establishing the European Community, Denmark needs to be associated via a protocol to the present Agreement in order to create rights and obligations between Denmark and Switzerland in relation to the provisions of Dublin/Eurodac. In addition, Norway and Iceland need to conclude an agreement with Switzerland in order to create rights and obligations between all associated partners applying the Dublin/Eurodac acquis. EN 7 EN

8 Article 12: According to this article, some parts of the Agreement, e.g. the creation of the Joint Committee, are provisionally applied upon signature. This provisional application (and a similar provisional application is provided for in Schengen) will allow Switzerland to prepare itself for the technical implementation of the Agreement during the period of ratification. Article 14: This article creates the necessary link between the implementation and termination of the agreement on Dublin/Eurodac and the implementation and termination of the Schengen agreement. Article 15: As for Schengen, this provision allows Liechtenstein to join the agreement between the EC and Switzerland on Dublin/Eurodac. Final Act: Declaration 2 stipulates that Switzerland s position concerning its participation in the data protection directive, laid down in the exchange of letters on Switzerland s participation in Committees assisting the Commission in the exercise of its executive powers annexed to the Schengen Agreement, applies mutatis mutandis for items which specifically concern the application of the Dublin regulation or Eurodac. Declaration 3 corresponds to the similar declaration made by Switzerland in relation to the Schengen Agreement (declaration 5) by which it commits itself to speed up as much as possible the different procedures in case a referendum is asked. Declaration 4 only serves information purposes. It is nevertheless worth mentioning that for Dublin/Eurodac the participation in Committees assisting the commission in its exercise of executive powers - in accordance with the Iceland and Norway model for their participation in Dublin/Eurodac - follows the same structure as that foreseen in article 100 of the EEA Agreement (see Article 2 (6) of the Draft Agreement). Common declaration on joint meetings of the Joint Committees The Agreement with Iceland and Norway as well as the Agreement with Switzerland establish each a Joint Committee in order to address all items relevant for the implementation, application and development of the Dublin/Eurodac acquis. All parties agree that the meetings of these two Joint Committees shall be held jointly. In order to prevail the current structure that for the first period of six months of the year the representative of the European Union and for the second period of six months, an associated country presides the Joint Committee, all associated countries expressed their wish to cede, as necessary, the exercise of their presidencies and rotate it among them in alphabetical order of name. EN 8 EN

9 Declarations of the heads of delegations (agreed minutes): For the sake of completeness, attention is drawn to the following declaration of the heads of delegations in the context of the Schengen Agreement, which, however, do not form part of the Agreement: Declaration 1 lays down that the General Secretariat of the Council and the Swiss mission are in regular contacts in order to allow Switzerland to proceed as fast as possible with its internal procedures to fulfil its constitutional requirements (e.g. if a Member State lifted an parliamentary reservation etc). Declaration 2 states that Council Directive 91/477/EEC of 18 June 1991 on control of the acquisition and possession of weapons does not apply to the acquisition or possession of weapons and ammunition by - amongst others - the armed forces. Switzerland requested the Commission s services to verify that its current Swiss system on the loan issuance of military weapons in the framework of young marksmen preservice course, the issuance of military weapons during the military service and the issuance of the service weapon transformed into a semi-automatic weapon - after the military service, is covered by the above mentioned exemption from the application of the directive. Declaration 3 reflects the interest to develop, as far as possible, Switzerland s cooperation with Eurojust and with the European Judicial Network. EN 9 EN

10 Proposal for a COUNCIL DECISION on the signature, on behalf of the European Union, of the Agreement between the European Union, the European Community and the Swiss Confederation, concerning the latter s association with the implementation, application and development of the Schengen Acquis THE COUNCIL OF THE EUROPEAN UNION, Having regard to the Treaty on European Union, and in particular Article 24 and Article 38 thereof, Whereas: (1) Following the authorization given to the Presidency, assisted by the Commission, on 17 June 2002, negotiations with the Swiss Authorities, regarding the association of Switzerland with the implementation, application and development of the Schengen Acquis have been concluded; (2) Subject to its conclusion at a later date, it is desirable to sign the agreement that was initialled on 25 June 2004; (3) As far as the development of the Schengen acquis is concerned, which falls under Title VI of the Treaty on European Union, it is appropriate to make Council Decision 1999/437/EC 10 on certain arrangements for the application of the Agreement concluded by the Council of the European Union and the Republic of Iceland and the Kingdom of Norway concerning the association of those two States with the implementation, application and development of the Schengen acquis applicable to the relations with Switzerland upon signature; (4) The United Kingdom is taking part in this Decision, in accordance with Article 5 of the Protocol integrating the Schengen acquis into the framework of the European Union annexed to the Treaty on European Union and to the Treaty establishing the European Community and Article 8(2) of Council Decision 2000/365/EC of 29 May 2000 concerning the request of the United Kingdom of Great Britain and Northern Ireland to take part in some of the provisions of the Schengen acquis 11 ; (5) Ireland is taking part in this Decision in accordance with Article 5 of the Protocol integrating the Schengen acquis into the framework of the European Union annexed to the Treaty on European Union and to the Treaty establishing the European Community OJ L 176 of , p. 31. OJ L 131, , p. 43 EN 10 EN

11 and Article 6(2) of Council Decision 2002/192/EC of 28 February 2002 concerning Ireland s request to take part in some of the provisions of the Schengen acquis 12 ; HAS DECIDED AS FOLLOWS: Article 1 Subject to its conclusion at a later date, the President of the Council is hereby authorized to designate the person empowered to sign on behalf of the European Union the Agreement between the European Union, the European Community and the Swiss Confederation concerning the latter s association with the implementation, application and development of the Schengen Acquis, and the related documents consisting of the Final Act, of the Exchange of Letters concerning the Committees that will assist the Commission in the exercise of its executive power, and of the Common Declaration on joint meetings of the Mixed Committees. Article 2 This decision applies to the fields covered by the provisions listed in Annexes A and B of the Agreement and to their development to the extent such provisions have, or, in accordance with Decision 1999/436/EC 13, have been determined to have, a legal base within the Treaty on European Union. Article 3 The provisions of Council Decision 1999/437/EC shall apply, in the same way, to the association of Switzerland with the implementation, application and development of the Schengen acquis, which falls under Title VI of the Treaty on European Union. Done at Brussels, For the Council The President OJ L 64, , p.20 OJ L 176 of , p. 17. EN 11 EN

12 Proposal for a COUNCIL DECISION on the signature, on behalf of the European Community, of the Agreement between the European Union, the European Community and the Swiss Confederation concerning the latter s association with the implementation, application and development of the Schengen Acquis THE COUNCIL OF THE EUROPEAN UNION, Having regard to the Treaty establishing the European Community, and in particular Articles 62, 63 (3), 66 and 95 in conjunction with the second sentence of the first subparagraph of Article 300(2) thereof, Having regard to the proposal from the Commission 14, Whereas: (1) Following the authorization given to the Commission on 17 June 2002, negotiations with the Swiss Authorities, regarding the association of Switzerland with the implementation, application and development of the Schengen Acquis have been concluded; (2) Subject to its conclusion at a later date, it is desirable to sign the agreement that was initialled on 25 June 2004; (3) As far as the development of the Schengen acquis is concerned, which falls under the Treaty establishing the European Community, it is appropriate to make Council Decision 1999/437/EC 15 on certain arrangements for the application of the Agreement concluded by the Council of the European Union and the Republic of Iceland and the Kingdom of Norway concerning the association of those two States with the implementation, application and development of the Schengen acquis applicable to the relations with Switzerland upon signature; (4) In accordance with the Protocol integrating the Schengen acquis into the framework of the European Union annexed to the Treaty on European Union and to the Treaty establishing the European Community and with Council Decision 2000/365/EC of 29 May 2000 concerning the request of the United Kingdom of Great Britain and Northern Ireland to take part in some of the provisions of the Schengen acquis 16, the United Kingdom is not participating in this Decision and is not bound by it or subject OJ C,, p.. OJ L 176 of , p. 31. OJL 131, , p. 43 EN 12 EN

13 to its application except as concerns the provisions of Articles 26, 27, 75 and 76 of the Schengen Convention and measures building upon them; (5) In accordance with the Protocol integrating the Schengen acquis into the framework of the European Union annexed to the Treaty on European Union and to the Treaty establishing the European Community and with Council Decision 2002/192/EC of 28 February 2002 concerning Ireland s request to take part in some of the provisions of the Schengen acquis 17, Ireland is not participating in this Decision and is not bound by it or subject to its application, except as concerns the provisions of Articles 26, 27, 75 and 76 of the Schengen Convention and measures building upon them; (6) In accordance with Articles 1 and 2 of the Protocol on the position of Denmark annexed to the Treaty on European Union and the Treaty establishing the European Community, Denmark is not participating in the adoption of this Decision and is not bound by it or subject to its application; HAS DECIDED AS FOLLOWS: Article 1 Subject to its conclusion at a later date, the President of the Council is hereby authorized to designate the person empowered to sign on behalf of the European Community the Agreement between the European Union, the European Community and the Swiss Confederation concerning the latter s association with the implementation, application and development of the Schengen Acquis, and the related documents consisting of the Final Act, of the Exchange of Letters concerning the Committees that will assist the Commission in the exercise of its executive power, and of the Common Declaration on joint meetings of the Mixed Committees. Article 2 This decision applies to the fields covered by the provisions listed in Annexes A and B of the Agreement and to their development to the extent that such provisions have, or, in accordance with Decision 1999/436/EC 18, have been determined to have, a legal base within the Treaty establishing the European Community OJ L 64, , p.20 OJ L 176 of , p. 17. EN 13 EN

14 The provisions of Council Decision 1999/437/EC shall apply, in the same way, to the association of Switzerland with the implementation, application and development of the Schengen acquis, which falls under the Treaty establishing the European Community. Done at Brussels, For the Council The President EN 14 EN

15 Proposal for a COUNCIL DECISION on the conclusion on behalf of the European Union of the Agreement between the European Union, the European Community and the Swiss Confederation, concerning the latter s association with the implementation, application and development of the Schengen Acquis THE COUNCIL OF THE EUROPEAN UNION, Having regard to the Treaty on European Union, and in particular Article 24 and Article 38 thereof, Having regard to the recommendation of the Presidency, Whereas: (1) Following the authorization given to the Presidency, assisted by the Commission, on 17 June 2002, negotiations with the Swiss Authorities, regarding the association of Switzerland with the implementation, application and development of the Schengen Acquis have been concluded; (2) According to a Council Decision././CE of 2004, and subject to its conclusion at a later date, the Agreement has been signed on behalf of the European Community on.2004; (3) The Agreement should now be approved; (4) As far as the development of the Schengen acquis is concerned, which falls under Title VI of the Treaty on European Union, it is appropriate to make Council Decision 1999/437/EC 19 on certain arrangements for the application of the Agreement concluded by the Council of the European Union and the Republic of Iceland and the Kingdom of Norway concerning the association of those two States with the implementation, application and development of the Schengen acquisapplicable to the relations with Switzerland; (5) The United Kingdom is taking part in this Decision, in accordance with Article 5 of the Protocol integrating the Schengen acquis into the framework of the European Union annexed to the Treaty on European Union and to the Treaty establishing the European Community and Article 8(2) of Council Decision 2000/365/EC of 29 May 2000 concerning the request of the United Kingdom of Great Britain and Northern Ireland to take part in some of the provisions of the Schengen acquis 20 ; OJ L 176 of , p. 31. OJL 131, , p. 43 EN 15 EN

16 (6) Ireland is taking part in this Decision in accordance with Article 5 of the Protocol integrating the Schengen acquis into the framework of the European Union annexed to the Treaty on European Union and to the Treaty establishing the European Community and Article 6(2) of Council Decision 2002/192/EC of 28 February 2002 concerning Ireland s request to take part in some of the provisions of the Schengen acquis 21 ; HAS DECIDED AS FOLLOWS: Article 1 The Agreement between the European Union, the European Community and the Swiss Confederation concerning the latter s association with the implementation, application and development of the Schengen Acquis, and the related documents consisting of the Final Act, of the Exchange of Letters concerning the Committees that will assist the Commission in the exercise of its executive power, and of the Common Declaration on joint meetings of the Mixed Committees are hereby approved on behalf of the European Union. The text of the Agreement, the Final Act, the Exchange of Letters, and the Common Declaration are attached to this Decision. Article 2 This decision applies to the fields covered by the provisions listed in Annexes A and B of the Agreement and to their development to the extent such provisions have, or, in accordance with Decision 1999/436/EC 22, have been determined to have, a legal base within the Treaty on European Union. Article 3 The provisions of Council Decision 1999/437/EC shall apply, in the same way, to the association of Switzerland with the implementation, application and development of the Schengen acquis, which falls under Title VI of the Treaty on European Union. Article 4 The President of the Council is hereby authorised to designate the person empowered to deposit on behalf of the European Union the Instrument of approval provided for in Article 14 of the Agreement, in order to express the consent of the European Union to be bound OJ L 64, , p.20 OJ L 176 of , p. 17 EN 16 EN

17 Article 5 This Decision shall be published in the Official Journal of the European Union. Done at Brussels, For the Council The President EN 17 EN

18 Proposal for a COUNCIL DECISION 2004/0199(CNS) on the conclusion, on behalf of the European Community, of the Agreement between the European Union, the European Community and the Swiss Confederation concerning the latter s association with the implementation, application and development of the Schengen Acquis THE COUNCIL OF THE EUROPEAN UNION, Having regard to the Treaty establishing the European Community, and in particular Articles 62, 63 (3), 66 and 95 in conjunction with the second sentence of the first subparagraph of Article 300(2) and the first subparagraph of Article 300 (3) thereof, Having regard to the proposal from the Commission 23, Having regard the opinion of the European Parliament, Whereas: (1) Following the authorization given to the Commission on 17 June 2002, negotiations with the Swiss Authorities, regarding the association of Switzerland with the implementation, application and development of the Schengen Acquis have been concluded; (2) According to a Council Decision././CE of 2004, and subject to its conclusion at a later date, the Agreement has been signed on behalf of the European Community on.2004; (3) The Agreement should now be approved; (4) As far as the development of the Schengen acquis is concerned, which falls under the Treaty establishing the European Community, it is appropriate to make Council Decision 1999/437/EC 24 on certain arrangements for the application of the Agreement concluded by the Council of the European Union and the Republic of Iceland and the Kingdom of Norway concerning the association of those two States with the implementation, application and development of the Schengen acquis applicable to the relations with Switzerland; (5) In accordance with the Protocol integrating the Schengen acquis into the framework of the European Union annexed to the Treaty on European Union and to the Treaty OJ C,, p.. OJ L 176 of , p. 31. EN 18 EN

19 establishing the European Community and with Council Decision 2000/365/EC of 29 May 2000 concerning the request of the United Kingdom of Great Britain and Northern Ireland to take part in some of the provisions of the Schengen acquis 25, the United Kingdom is not participating in this Decision and is not bound by it or subject to its application, except as concerns the provisions of Articles 26, 27, 75 and 76 of the Schengen Convention and measures building upon them; (6) In accordance with the Protocol integrating the Schengen acquis into the framework of the European Union annexed to the Treaty on European Union and to the Treaty establishing the European Community and with Council Decision 2002/192/EC of 28 February 2002 concerning Ireland s request to take part in some of the provisions of the Schengen acquis 26, Ireland is not participating in this Decision and is not bound by it or subject to its application, except as concerns the provisions of Articles 26, 27, 75 and 76 of the Schengen Convention and measures building upon them; (7) In accordance with Articles 1 and 2 of the Protocol on the position of Denmark annexed to the Treaty on European Union and the Treaty establishing the European Community, Denmark is not participating in the adoption of this Decision and is not bound by it or subject to its application; HAS DECIDED AS FOLLOWS: Article 1 The Agreement between the European Union, the European Community and the Swiss Confederation concerning the latter s association with the implementation, application and development of the Schengen Acquis, and the related documents consisting of the Final Act, of the Exchange of Letters concerning the Committees that will assist the Commission in the exercise of its executive power, and of the Common Declaration on joint meetings of the Mixed Committees are hereby approved on behalf of the European Community. The text of the Agreement, the Final Act, the Exchange of Letters, and the Common Declaration are attached to this Decision. Article 2 This decision applies to the fields covered by the provisions listed in Annexes A and B of the Agreement and to their development to the extent that such provisions have, or, in accordance with Decision 1999/436/EC 27, have been determined to have, a legal base within the Treaty establishing the European Community OJL 131, , p. 43 OJ L 064, , p.20 OJ L 176 of , p. 17. EN 19 EN

20 Article 3 The provisions of Council Decision 1999/437/EC shall apply, in the same way, to the association of Switzerland with the implementation, application and development of the Schengen acquis, which falls under the Treaty establishing the European Community. Article 4 The President of the Council is hereby authorised to designate the person empowered to deposit on behalf of the European Community the Instrument of approval provided for in Article 14 of the Agreement, in order to express the consent of the Community to be bound. Article 5 This Decision shall be published in the Official Journal of the European Union. Done at Brussels, For the Council The President EN 20 EN

21 Proposal for a COUNCIL DECISION on the signature, on behalf of the European Community, of the Agreement between the European Community and Switzerland concerning the criteria and mechanisms for establishing the State responsible for examining a request for asylum lodged in a Member State or in Switzerland THE COUNCIL OF THE EUROPEAN UNION, Having regard to the Treaty establishing the European Community, and in particular Article 63 (1) (a), in conjunction with the first sentence of the first subparagraph of Article 300(2) thereof, Having regard to the proposal from the Commission 28, Whereas: (1) Following the authorization given to the Commission on 17 June 2002, negotiations with the Swiss Authorities, regarding criteria and mechanisms for establishing the State responsible for examining a request for asylum lodged in a Member State or in Switzerland have been concluded; (2) Subject to its conclusion at a later date, is desirable to sign the agreement that was initialled on 25 June 2004; (3) In accordance with Article 3 of the Protocol on the position of the United Kingdom and Ireland annexed to the Treaty on European Union and the Treaty establishing the European Community, the United Kingdom and Ireland are taking part in the adoption and application of this Decision; (4) In accordance with Articles 1 and 2 of the Protocol on the position of Denmark annexed to the Treaty on European Union and the Treaty establishing the European Community, Denmark is not participating in the adoption of this Decision and is not bound by it or subject to its application; HAS DECIDED AS FOLLOWS: Sole Article Subject to its conclusion at a later date, the President of the Council is hereby authorized to designate the person empowered to sign on behalf of the European Community the 28 OJ C,, p.. EN 21 EN

22 Agreement between the European Community and Switzerland concerning the criteria and mechanisms for establishing the State responsible for examining a request for asylum lodged in a Member State or in Switzerland, and the related documents consisting of the Final Act, and of the Common Declaration on joint meetings of the Joint Committees. Done at Brussels, For the Council The President EN 22 EN

23 Proposal for a COUNCIL DECISION 2004/0200(CNS) on the conclusion on behalf of the European Community of the Agreement between the European Community and Switzerland concerning the criteria and mechanisms for establishing the State responsible for examining a request for asylum lodged in a Member State or in Switzerland THE COUNCIL OF THE EUROPEAN UNION, Having regard to the Treaty establishing the European Community, and in particular Article 63 (1) (a), in conjunction with the first sentence of the first subparagraph of Article 300(2) and the first subparagraph of Article 300 (3) thereof, Having regard to the proposal from the Commission 29, Having regard the opinion of the European Parliament, Whereas: (1) Following the authorization given to the Commission on 17 June 2002, negotiations with the Swiss Authorities, regarding the criteria and mechanisms for establishing the State responsible for examining a request for asylum lodged in a Member State or in Switzerland have been concluded; (2) According to a Council Decision././CE of 2004, and subject to its final conclusion at a later date, this Agreement has been signed on behalf of the European Community on.2004; (3) The Agreement should now be approved; (4) It is also necessary to make arrangements for the application of certain provisions of the Agreement; (5) The Agreement establishes a Joint Committee with decision-making powers in certain areas and it is thus necessary to specify who represents the Community within this Committee; (6) It is further necessary to provide for a procedure laying down how a Community position is adopted; 29 OJ C,, p.. EN 23 EN

24 (7) In accordance with Article 3 of the Protocol on the position of the United Kingdom and Ireland annexed to the Treaty on European Union and the Treaty establishing the European Community, the United Kingdom and Ireland are taking part in the adoption and application of this Decision; (8) In accordance with Articles 1 and 2 of the Protocol on the position of Denmark annexed to the Treaty on European Union and the Treaty establishing the European Community, Denmark is not participating in the adoption of this Decision and is not bound by it or subject to its application; HAS DECIDED AS FOLLOWS: Article 1 The Agreement between the European Community and Switzerland concerning the criteria and mechanisms for establishing the State responsible for examining a request for asylum lodged in a Member State or in Switzerland, and the related documents consisting of the Final Act, and of the Common Declaration on joint meetings of the Joint Committees are hereby approved on behalf of the European Community. The texts of the Agreement, the Final Act, and the Common Declaration are attached to this Decision. Article 2 The President of the Council is hereby authorised to designate the person empowered to deposit on behalf of the European Community the Instrument of approval provided for in Article 12 of the Agreement, in order to express the consent of the Community to be bound. Article 3 The Commission shall represent the Community in the Joint Committee established by Article 3 of the Agreement. Article 4 1. The position of the Community within the Joint Committee with regard to the adoption of its Rules of Procedure as required under Article 3(2) of the Agreement shall be taken by the Commission after consultation of a special committee designated by the Council. 2. For all other Joint Committee decisions, the position of the Community shall be adopted by the Council, acting by qualified majority, on a proposal by the Commission. EN 24 EN

25 Article 5 This Decision shall be published in the Official Journal of the European Union. Done at Brussels, For the Council The President EN 25 EN

26 AGREEMENT between the European Union, the European Community and the Swiss Confederation on the latter s association with the implementation, application and development of the Schengen acquis THE EUROPEAN UNION, THE EUROPEAN COMMUNITY, and THE SWISS CONFEDERATION, hereinafter referred to as the Contracting Parties, WHEREAS with the entry into force of the Treaty of Amsterdam, the European Union has set itself the objective of maintaining and developing the Union as an area of freedom, security and justice, in which the free movement of persons is assured in conjunction with appropriate measures with respect to external border controls, asylum, immigration and the prevention and combating of crime. WHEREAS the Schengen acquis, which is integrated into the framework of the European Union, constitutes part of the provisions designed to achieve this area of freedom, security and justice in so far as these provisions create an area without internal border controls and provide for compensatory measures to ensure a high level of security. CONSIDERING the geographical position of the Swiss Confederation. WHEREAS the participation of the Swiss Confederation in the Schengen acquis and in its further development will, on the one hand, enable certain obstacles to the free movement of persons resulting from the geographical position of the Swiss Confederation to be eliminated and, on the other hand, strengthen cooperation between the European Union and the Swiss Confederation in the fields covered by the Schengen acquis. WHEREAS the Agreement concluded on 18 May 1999 by the Council of the European Union and the Republic of Iceland and the Kingdom of Norway 30 associated the latter with the implementation, application and development of the Schengen acquis. WHEREAS it is desirable that the Swiss Confederation be associated on an equal footing with Iceland and Norway in the implementation, application and development of the Schengen acquis. WHEREAS an agreement should be concluded between the European Union, the European Community and the Swiss Confederation containing rights and obligations similar to those agreed between the Council of the European Union, of the one part, and Iceland and Norway, of the other part. 30 OJ L 176, , p. 35. EN 26 EN

27 CONVINCED of the need to organise cooperation between the European Union and the Swiss Confederation as regards the implementation, practical application and further development of the Schengen acquis. WHEREAS it is necessary, in order to associate the Swiss Confederation with the activities of the European Union in the fields covered by this Agreement and to enable it to participate in those activities, to set up a committee in accordance with the institutional model established for the association of Iceland and Norway. WHEREAS Schengen cooperation is based on the principles of freedom, democracy, the rule of law and respect for human rights, as guaranteed in particular by the European Convention for the Protection of Human Rights and Fundamental Freedoms of 4 November WHEREAS the provisions of Title IV of the Treaty establishing the European Community and the acts adopted on the basis of that Title do not apply to the Kingdom of Denmark pursuant to the Protocol on the position of Denmark annexed by the Treaty of Amsterdam to the Treaty on European Union and to the Treaty establishing the European Community, and whereas the decisions designed to develop the Schengen acquis in application of that Title which Denmark has transposed into its domestic law are only liable to create international-law obligations between Denmark and the other Member States. WHEREAS the United Kingdom of Great Britain and Northern Ireland and Ireland participate in certain provisions of the Schengen acquis, in accordance with the decisions taken pursuant to the Protocol integrating the Schengen acquis into the framework of the European Union and annexed by the Treaty of Amsterdam to the Treaty on European Union and to the Treaty establishing the European Community. 31 WHEREAS it is necessary to ensure that the States with which the European Union has established an association for the purpose of implementing, applying and developing the Schengen acquis also apply this acquis in their relations with each other. WHEREAS the smooth operation of the Schengen acquis requires that this Agreement be applied simultaneously with the agreements between the various parties associated with or participating in the implementation and development of the Schengen acquis governing their mutual relations. HAVING REGARD TO the Agreement on the association of the Swiss Confederation with the implementation, application and development of the Community acquis concerning the establishment of criteria and mechanisms to determine the State responsible for examining a request for asylum lodged in one of the Member States and concerning the setting-up of the Eurodac system. BEARING IN MIND the link between the Schengen acquis and the Community acquis. WHEREAS this link requires that the Schengen acquis be applied simultaneously with the Community acquis concerning the establishment of criteria and mechanisms for 31 OJ L 131, , p. 43 and OJ L 64, , p. 20. EN 27 EN

28 determining the State responsible for examining a request for asylum lodged in one of the Member States and concerning the setting-up of the Eurodac system, HAVE AGREED AS FOLLOWS: Article 1 1. The Swiss Confederation, hereinafter referred to as "Switzerland, shall be associated with the activities of the European Community and the European Union in the fields covered by the provisions referred to in Annexes A and B to this Agreement and their further development. 2. This Agreement creates reciprocal rights and obligations in accordance with the procedures set out herein. Article 2 1. The provisions of the Schengen acquis as listed in Annex A to this Agreement as they apply to the Member States of the European Union, hereinafter referred to as Member States, shall be implemented and applied by Switzerland. 2. The provisions of the acts of the European Union and of the European Community listed in Annex B to this Agreement, to the extent that they have replaced and/or developed corresponding provisions of, or provisions adopted pursuant to, the Convention signed in Schengen on 19 June 1990 implementing the Agreement on the gradual abolition of checks at common borders, hereinafter referred to as the Convention Implementing the Schengen Agreement, shall be implemented and applied by Switzerland. 3. The acts and measures taken by the European Union and the European Community amending or building upon the provisions referred to in Annexes A and B, to which the procedures set out in this Agreement have been applied, shall also, without prejudice to Article 7, be accepted, implemented and applied by Switzerland. Article 3 1. A Mixed Committee is hereby established, consisting of representatives of the Swiss Government, members of the Council of the European Union, hereinafter referred to as the "Council", and members of the Commission of the European Communities, hereinafter referred to as the "Commission". 2. The Mixed Committee shall adopt its own Rules of Procedure by consensus. 3. The Mixed Committee shall meet at the initiative of its President or at the request of any of its members. 4. Subject to Article 4(2), the Mixed Committee shall meet at the level of Ministers, senior officials or experts, as circumstances require. EN 28 EN